NVVE 10-K Annual Report Dec. 31, 2021 | Alphaminr

NVVE 10-K Fiscal year ended Dec. 31, 2021

Name: Nuvve Holding Corp. <br /> CIK: 1836875 <br /> Filing Type: 10-K/A <br /> Report Date: 2021-12-31 <br /> Download URL: https://www.sec.gov/Archives/edgar/data/1836875/000183687523000052/nvve-20211231.htm <br />
TABLE OF CONTENTS
Part I, IteItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement SchedulesItem 16. Form 10-k SummaryNote 1 Organization and Description Of BusinessNote 2 Summary Of Significant Accounting PoliciesNote 3 Revenue RecognitionNote 4 Fair Value MeasurementsNote 5 - Derivative Liability - Non-controlling Redeemable Preferred StockNote 6 Investment in DreevNote 7 Account Receivables, NetNote 8 InventoriesNote 9 Property, Plant and EquipmentNote 10 Intangible AssetsNote 11 DebtNote 12 Stockholders EquityNote 13 Stock Option PlanNote 14 Income TaxesNote 15 Net Loss Per Share Attributable To Common StockholdersNote 16 Related PartiesNote 17 LeasesNote 18 Commitments and ContingenciesNote 19 Levo Mobility Llc EntityNote 20 - Non-controlling InterestNote 21 - Subsequent Events

Exhibits

2.2 Amendment No. 1 to Merger Agreement dated February 20, 2021 8-K 1.1 2/23/2021 3.1 Amended and Restated Certificate of Incorporation 8-K 3.1 3/25/2021 3.2 Amended and Restated Bylaws 8-K 3.2 3/25/2021 4.1 Warrant Agreement, dated February 13, 2020, by and between Continental Stock Transfer Trust Company and the Registrant 8-K 4.5 2/20/2020 4.2 Amendment No. 1 to Warrant Agreement 8-K 4.4 3/25/2021 4.3 Unit Purchase Option, dated February 19, 2020, between the Registrant and Chardan Capital Markets LLC 8-K 4.7 2/20/2020 4.4 Amendment No. 1 to Unit Purchase Option 8-K 4.6 3/25/2021 4.5 Description of Securities * 10.1 Amended and Restated Registration Rights Agreement 424B3 AnnexA (Ex. B) 2/17/2021 10.2 Stockholders Agreement 8-K 10.5 3/25/2021 10.3 Form of PIPE Registration Rights Agreement 8-K 10.7 3/25/2021 10.5 Employment Agreement with Gregory Poilasne 8-K 10.10 3/25/2021 10.6 Employment Agreement with Ted Smith 8-K 10.11 3/25/2021 10.7 Employment Agreement with David Robson 8-K 10.12 3/25/2021 10.8 Form of Indemnification Agreement 8-K 10.13 3/25/2021 10.9# IP Acquisition Agreement, effective November 2, 2017, between University of Delaware and Nuvve Corporation S-4 10.16 2/4/2021 10.10# Amended and Restated Research Agreement, dated September 1, 2017, between University of Delaware and Nuvve Corporation S-4 10.17 2/4/2021 10.11 Warrant Agreement, dated May 17, 2021, by and among Nuvve Corporation, Stonepeak Rocket Holdings LP and Evolve Transition Infrastructure LP. 8-K 10.1 5/17/2021 10.12 Securities Purchase Agreement, dated May 17, 2021, by and among Nuvve Corporation, Stonepeak Rocket Holdings LP and Evolve Transition Infrastructure LP. 8-K 10.2 5/17/2021 10.13 Registration Right Agreement, dated May 17, 2021, by and among Nuvve Corporation, Stonepeak Rocket Holdings LP and Evolve Transition Infrastructure LP. 8-K 10.3 5/17/2021 10.14# Amended and Restated Limited Liability Company Agreement for Levo, dated as of August 4, 2021, by and among Nuvve Corporation, Stonepeak Rocket Holdings LP and Evolve Transition Infrastructure LP. 8-K/A 10.1 8/8/2021 10.15# Development Services Agreement, dated as of August 4, 2021, by and between Nuvve Holding Corp. and Levo Mobility LLC. 8-K/A 10.2 8/8/2021 10.16# Parent Letter Agreement, dated as of August 4, 2021, by and among Nuvve Holding Corp., Stonepeak Rocket Holdings LP, Evolve Transition Infrastructure LP and Levo Mobility LLC. 8-K/A 10.3 8/8/2021 10.17# Board Rights Agreement, dated as of August 4, 2021, by and among Nuvve Holding Corp. and Stonepeak Rocket Holdings LP. 8-K/A 10.4 8/8/2021 10.18# Intellectual Property License and Escrow Agreement, dated as of August 4, 2021, by and between Nuvve Holding Corp. and Levo Mobility LLC. 8-K/A 10.5 8/8/2021 21.1 List of Subsidiaries of Nuvve Holding Corp. * 23.1 Comsent of Moss Adams LLP, Independent Registered Public Accounting Firm * 31.1 Rules 13a-14(a) Certification of Chief Executive Officer * 31.2 Rules 13a-14(a) Certification of Chief Financial Officer * 32.1 Section 1350 Certification of Chief Executive Officer + 32.2 Section 1350 Certification of Chief Financial Officer +