ORCL 10-K Annual Report May 31, 2019 | Alphaminr

ORCL 10-K Fiscal year ended May 31, 2019

ORACLE CORP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

3.01 Amended and Restated Certificate of Incorporation of Oracle Corporation and Certificate of Amendment of Amended and Restated Certificate of Incorporation of Oracle Corporation 8-K 12G3 000-51788 3.01 2/6/06 OracleCorporation 3.02 Amended and Restated Bylaws of Oracle Corporation 8-K 001-35992 3.02 6/16/16 OracleCorporation 4.01 Specimen Certificate of Oracle Corporations Common Stock S-3 ASR 333-166643 4.04 5/7/10 OracleCorporation 4.02 Indenture dated January 13, 2006, among Ozark Holding Inc., Oracle Corporation and Citibank, N.A. 8-K 000-14376 10.34 1/20/06 OracleSystems Corporation 4.03 First Supplemental Indenture dated May 9, 2007 among Oracle Corporation, Citibank, N.A. and The Bank of New York Trust Company, N.A. S-3 ASR 333-142796 4.3 5/10/07 OracleCorporation 4.04 Form of 6.50% Note due 2038, together with Officers Certificate issued April 9, 2008 setting forth the terms of the Note 8-K 000-51788 4.09 4/8/08 OracleCorporation 4.05 Forms of 5.00% Note due 2019 and 6.125% Note due 2039, together with Officers Certificate issued July 8, 2009 setting forth the terms of the Notes 8-K 000-51788 4.08 7/8/09 OracleCorporation 4.06 Forms of Original 2020 Note and Original 2040 Note, together with Officers Certificate issued July 19, 2010 setting forth the terms of the Notes 10-Q 000-51788 4.08 9/20/10 OracleCorporation 4.07 Forms of New 2020 Note and New 2040 Note S-4 333-176405 4.5 8/19/11 OracleCorporation 4.08 Forms of 2.50% Note due 2022, together with Officers Certificate issued October 25, 2012 setting forth the terms of the Note 8-K 000-51788 4.10 10/25/12 OracleCorporation 4.09 Forms of 2.25% Note due 2021 and 3.125% Note due 2025, together with Officers Certificate issued July 10, 2013 setting forth the terms of the Notes 8-K 001-35992 4.11 7/10/13 OracleCorporation 4.10 Forms of Floating-Rate Note due 2019, 2.375% Note due 2019 and 3.625% Note due 2023, together with Officers Certificate issued July 16, 2013 setting forth the terms of the Notes 8-K 001-35992 4.12 7/16/13 OracleCorporation 4.11 Forms of Floating-Rate Note due 2019, 2.25% Note due 2019, 2.80% Note due 2021, 3.40% Note due 2024, 4.30% Note due 2034 and 4.50% Note due 2044, together with Officers Certificate issued July 8, 2014 setting forth the terms of the Notes 8-K 001-35992 4.13 7/8/14 OracleCorporation 4.12 Forms of 2.50% Notes due 2022, 2.95% Notes due 2025, 3.25% Notes due 2030, 3.90% Notes due 2035, 4.125% Notes due 2045 and 4.375% Notes due 2055, together with Officers Certificate issued May 5, 2015 setting forth the terms of the Notes 8-K 001-35992 4.13 5/5/15 OracleCorporation 4.13 Forms of 1.90% Notes due 2021, 2.40% Notes due 2023, 2.65% Notes due 2026, 3.85% Notes due 2036 and 4.00% Notes due 2046, together with Officers Certificate issued July 7, 2016 setting forth the terms of the Notes 8-K 001-35992 4.1 7/7/16 OracleCorporation 4.14 Form of 2.625% Notes due 2023, 2.950% Notes due 2024, 3.250% Notes due 2027, 3.800% Notes due 2037 and 4.000% Notes due 2047, together with Officers Certificate issued November 9, 2017 setting forth the terms of the Notes 8-K 001-35992 4.1 11/9/17 Oracle Corporation 4.15 Description of Oracle Corporations Securities Registered Under Section 12 of the Exchange Act 10.01* Oracle Corporation Deferred Compensation Plan, as amended and restated as of July 1, 2015 10-Q 001-35992 10.01 9/18/15 OracleCorporation 10.02* Oracle Corporation Employee Stock Purchase Plan (1992), as amended and restated as of October 1, 2009 10-K 000-51788 10.02 7/1/10 OracleCorporation 10.03* Oracle Corporation Amended and Restated 1993 Directors Stock Plan, as amended and restated on April 29, 2016 10-K 001-35992 10.03 6/22/16 OracleCorporation 10.04* Amended and Restated 2000 Long-Term Equity Incentive Plan, as approved on November 15, 2017 8-K 001-35992 10.04 11/17/17 OracleCorporation 10.05* Form of Stock Option Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for U.S. Executive Vice Presidents and Section 16 Officers 10-Q 001-35992 10.05 9/18/17 OracleCorporation 10.06* Form of Stock Option Agreement under the Oracle Corporation Amended and Restated 1993 Directors Stock Plan 10-K 001-35992 10.06 6/25/15 OracleCorporation 10.07* Form of Indemnity Agreement for Directors and Executive Officers 10-Q 000-51788 10.07 12/23/11 OracleCorporation 10.08* Offer letter dated September 2, 2010 to Mark V. Hurd and employment agreement dated September 3, 2010 8-K 000-51788 10.28 9/8/10 OracleCorporation 10.09* Oracle Corporation Amended and Restated Executive Bonus Plan, as amended and restated as of February 12, 2019 10-Q 001-35992 10.09 3/18/19 OracleCorporation 10.10* Oracle Corporation Stock Unit Award Deferred Compensation Plan, as amended and restated as of July 1, 2015 10-Q 001-35992 10.15 9/18/15 OracleCorporation 10.11* Form of Performance-Based Stock Unit Award Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for Section 16 Officers 10-Q 001-35992 10.16 9/23/14 OracleCorporation 10.12* Form of Restricted Stock Unit Award Agreement under the Oracle Corporation Amended and Restated 1993 Directors Stock Plan 10-K 001-35992 10.17 6/25/15 OracleCorporation 10.13* Form of Performance-Based Stock Option Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for Named Executive Officers 10-Q 001-35992 10.16 9/18/17 OracleCorporation 10.14* Form of Stock Unit Award Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for U.S. Employees (Including Section 16 Officers) 10-Q 001-35992 10.17 9/18/17 OracleCorporation 21.01 Subsidiaries of the Registrant 23.01 Consent of Independent Registered Public Accounting Firm 31.01 Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer 31.02 Rule 13a-14(a)/15d-14(a) Certification of Principal Executive and Financial Officer 32.01 Section 1350 Certification of Principal Executive Officers and Principal Financial Officer