OSK 10-K Annual Report Sept. 30, 2019 | Alphaminr
ALPHAMINR

OSK 10-K Fiscal year ended Sept. 30, 2019

Balance Sheet
Cash Flow
Income Statement
Debt
OSHKOSH CORP
10-Ks and 10-Qs
10-Q
 		Quarter ended Sept. 30, 2024
10-Q
 		Quarter ended June 30, 2024
10-Q
 		Quarter ended March 31, 2024
10-K
 		Fiscal year ended Dec. 31, 2023
10-Q
 		Quarter ended Sept. 30, 2023
10-Q
 		Quarter ended June 30, 2023
10-Q
 		Quarter ended March 31, 2023
10-K
 		Fiscal year ended Dec. 31, 2022
10-Q
 		Quarter ended Sept. 30, 2022
10-Q
 		Quarter ended June 30, 2022
10-Q
 		Quarter ended March 31, 2022
10-K
 		Fiscal year ended Sept. 30, 2021
10-Q
 		Quarter ended June 30, 2021
10-Q
 		Quarter ended March 31, 2021
10-Q
 		Quarter ended Dec. 31, 2020
10-K
 		Fiscal year ended Sept. 30, 2020
10-Q
 		Quarter ended June 30, 2020
10-Q
 		Quarter ended March 31, 2020
10-Q
 		Quarter ended Dec. 31, 2019
10-K
 		Fiscal year ended Sept. 30, 2019
10-Q
 		Quarter ended June 30, 2019
10-Q
 		Quarter ended March 31, 2019
10-Q
 		Quarter ended Dec. 31, 2018
10-K
 		Fiscal year ended Sept. 30, 2018
10-Q
 		Quarter ended June 30, 2018
10-Q
 		Quarter ended March 31, 2018
10-Q
 		Quarter ended Dec. 31, 2017
10-K
 		Fiscal year ended Sept. 30, 2017
10-Q
 		Quarter ended June 30, 2017
10-Q
 		Quarter ended March 31, 2017
10-Q
 		Quarter ended Dec. 31, 2016
10-K
 		Fiscal year ended Sept. 30, 2016
10-Q
 		Quarter ended June 30, 2016
10-Q
 		Quarter ended March 31, 2016
10-Q
 		Quarter ended Dec. 31, 2015
10-K
 		Fiscal year ended Sept. 30, 2015
10-Q
 		Quarter ended June 30, 2015
10-Q
 		Quarter ended March 31, 2015
10-Q
 		Quarter ended Dec. 31, 2014
10-K
 		Fiscal year ended Sept. 30, 2014
10-Q
 		Quarter ended June 30, 2014
10-Q
 		Quarter ended March 31, 2014
10-Q
 		Quarter ended Dec. 31, 2013
10-K
 		Fiscal year ended Sept. 30, 2013
10-Q
 		Quarter ended June 30, 2013
10-Q
 		Quarter ended March 31, 2013
10-Q
 		Quarter ended Dec. 31, 2012
10-K
 		Fiscal year ended Sept. 30, 2012
10-Q
 		Quarter ended June 30, 2012
10-Q
 		Quarter ended March 31, 2012
10-Q
 		Quarter ended Dec. 31, 2011
10-K
 		Fiscal year ended Sept. 30, 2011
10-Q
 		Quarter ended June 30, 2011
10-Q
 		Quarter ended March 31, 2011
10-Q
 		Quarter ended Dec. 31, 2010
10-K
 		Fiscal year ended Sept. 30, 2010
10-Q
 		Quarter ended June 30, 2010
10-Q
 		Quarter ended March 31, 2010
10-Q
 		Quarter ended Dec. 31, 2009
PROXIES
DEF 14A
 		Filed on March 28, 2024
DEF 14A
 		Filed on March 17, 2023
DEF 14A
 		Filed on Jan. 5, 2022
DEF 14A
 		Filed on Dec. 18, 2020
DEF 14A
 		Filed on Dec. 20, 2019
DEF 14A
 		Filed on Dec. 21, 2018
DEF 14A
 		Filed on Dec. 21, 2017
DEF 14A
 		Filed on Dec. 20, 2016
DEF 14A
 		Filed on Dec. 15, 2015
DEF 14A
 		Filed on Dec. 12, 2014
DEF 14A
 		Filed on Dec. 13, 2013
DEF 14A
 		Filed on Dec. 14, 2012
DEF 14A
 		Filed on Dec. 21, 2010
TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 12 Of This Annual Report on Form 10-k Contains Certain Information Relating To The Company S Equity Compensation PlansItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement ScheduleItem 16. Form 10-k Summary

Exhibits

3.1 Articles of Incorporation of Oshkosh Corporation (incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form8-K dated June 30, 2014 (File No. 1-31371)). 3.2 By-Laws of Oshkosh Corporation, as amended effective September 13, 2016 (incorporated by reference to the Exhibit3.1 to the Companys Current Report on Form 8-K dated September 13, 2016 (File No. 1-31371)). 4.1 Second Amended and Restated Credit Agreement, dated April 3, 2018, among Oshkosh Corporation, various subsidiaries of Oshkosh Corporation party thereto as borrowers and various lenders and agents party thereto (incorporated by reference to Exhibit 4.1 the Companys Current Report on Form 8-K dated April 9, 2018 (File No. 1-31371)). 4.2 Indenture, dated March 2, 2015, by and among Oshkosh Corporation, the Guarantors party thereto and Wells Fargo Bank, National Association, as trustee (incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K dated March 2, 2015 (File No. 1-31371)). 4.3 First Supplemental Indenture, dated as of April 3, 2018, among Oshkosh Corporation and Wells Fargo Bank, National Association, as trustee (incorporated by reference to Exhibit 4.2 the Companys Current Report on Form 8-K dated April 9, 2018 (File No. 1-31371)). 4.4 Indenture, dated as of May 17, 2018, among Oshkosh Corporation, Oshkosh Corporation and Wells Fargo Bank, National Association, as trustee (incorporated by reference to the Exhibit 4.1 to the Companys Current Report on Form 8-K dated May 21, 2018 (File No. 1-31371)). 4.6 Supplemental Indenture, dated May 17, 2018, by and among Oshkosh Corporation and Wells Fargo Bank, National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K, dated May 21, 2018 (File No. 1-31371)). 4.7 Description of Registrants Securities. 10.1 Oshkosh Corporation Executive Retirement Plan, amended and restated effective December31, 2008 (incorporated by reference to Exhibit10.7 to the Companys Annual Report on Form10-K for the year ended September30, 2008 (File No.1-31371)).* 10.2 Formof Key Executive Employment and Severance Agreement between Oshkosh Corporation and David M. Sagehorn (incorporated by reference to Exhibit10.2 to the Companys Quarterly Report on Form10-Q for the quarter ended March31, 2011 (File No.1-31371)).* 10.3 Formof Key Executive Employment and Severance Agreement between Oshkosh Corporation and each of John J. Bryant, Ignacio A. Cortina, James W. Johnson, Bradley M. Nelson, Frank R. Nerenhausen, Tina R. Schoner, Robert H. Sims, Anupam Khare and John C. Pfeifer (each of the persons identified has signed this form or a form substantially similar) (incorporated by reference to Exhibit10.3 to the Companys Quarterly Report on Form10-Q for the quarter ended March31, 2011 (File No.1-31371)).* 10.4 Summary of Cash Compensation for Non-Employee Directors (incorporated by reference to Exhibit 10.15 to the Companys Annual Report on Form 10-K for the year ended September 30, 2012 (File No. 1-31371)).* 10.5 Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers (incorporated by reference to Exhibit10.2 to the Companys Quarterly Report on Form10-Q for the quarter ended March31, 2008 (File No.1-31371)).* 10.6 Oshkosh Corporation 2009 Incentive Stock and Awards Plan as Amended and Restated, as amended January 18, 2012 (incorporated by reference to Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q for the quarter ended March31, 2012 (File No. 1-31371)).* 10.7 Framework for Awards of Performance Shares based on Total Shareholder Return under the Oshkosh Corporation 2009 Incentive Stock and Awards Plan (incorporated by reference to Exhibit10.1 to the Companys Current Report on Form 8-K, dated September18, 2009 (File No.1-31371)).* 10.8 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Stock Option Award Agreement (incorporated by reference to Exhibit10.2 to the Companys Current Report on Form8-K, dated September18, 2009 (File No.1-31371)).* 10.9 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Stock Appreciation Rights Award Agreement for awards granted on or after September19, 2011 (incorporated by reference to Exhibit10.27 to the Companys Annual Report on Form10-K for the year ended September 30, 2011 (File No.1-31371)).* 10.10 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Restricted Stock Award for awards granted on or after September19, 2011 (incorporated by reference to Exhibit 10.29 to the Companys Annual Report on Form10-K for the year ended September 30, 2011 (File No. 1-31371)).* 10.11 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Non-Employee Director Stock Option Award (incorporated by reference to Exhibit10.2 to the Companys Quarterly Report on Form10-Q for the quarter ended December31, 2009 (File No.1-31371)).* 10.12 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Restricted Stock Unit Award Agreement (Stock Settled on Retirement) (incorporated by reference to Exhibit 10.26 to the Companys Annual Report on Form10-K for the year ended September 30, 2013 (File No. 1-31371)).* 10.13 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Restricted Stock Unit Award Agreement (Stock Settled on Vesting - Retirement) (incorporated by reference to Exhibit 10.27 to the Companys Annual Report on Form10-K for the year ended September 30, 2013 (File No. 1-31371)).* 10.14 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Restricted Stock Unit Award Agreement (StockSettled on Vesting - General) (incorporated by reference to Exhibit 10.28 to the Companys Annual Report on Form10-K for the year ended September 30, 2013 (File No. 1-31371)).* 10.15 Oshkosh Corporation KEESA Rabbi Trust Agreement, dated as of January 31, 2013, between Oshkosh Corporation and Wells Fargo Bank, National Association, as Trustee (incorporated by reference to Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q for the quarter ended March 31, 2013 (File No. 1-31371)).* 10.16 Oshkosh Corporation Supplemental Retirement Plans Rabbi Trust Agreement, dated as of January 31, 2013, between Oshkosh Corporation and Wells Fargo Bank, National Association, as Trustee (incorporated by reference to Exhibit10.2 to the Companys Quarterly Report on Form 10-Q for the quarter ended March 31, 2013 (File No. 1-31371)).* 10.17 Oshkosh Corporation Defined Contribution Executive Retirement Plan, as amended and restated effective June1, 2014 (incorporated by reference to Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q for the quarter ended June30, 2014 (File No. 1-31371)).* 10.18 Formof Severance Agreement between Oshkosh Corporation and Wilson R. Jones (incorporated by reference to Exhibit10.1 to the Companys Quarterly Report on Form10-Q for the quarter ended March31, 2016 (File No.1-31371)).* 10.19 Formof Key Executive Employment Agreement between Oshkosh Corporation and Wilson R. Jones (incorporated by reference to Exhibit10.2 to the Companys Quarterly Report on Form10-Q for the quarter ended March31, 2016 (File No.1-31371)).* 10.20 Framework for Awards of Performance Shares based on Return on Invested Capital under the Oshkosh Corporation 2009 Incentive Stock and Awards Plan (incorporated by reference to Exhibit10.31 to the Companys Annual Report on Form10-K for the year ended September 30, 2016 (File No.1-31371)).* 10.21 Oshkosh Corporation 2017 Incentive Stock and Awards Plan (incorporated by reference to Attachment B to Oshkosh Corporations definitive proxy statement on Schedule 14A for the Oshkosh Corporation Annual Meeting of Shareholders held on February 7, 2017 (File No. 1-31371)).* 10.22 Framework for Awards of Performance Share based on Total Shareholder Return under the Oshkosh Corporation 2017 Incentive Stock and Awards Plan (incorporated by reference to Exhibit 10.27 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.23 Framework for Awards of Performance Shares based on Return on Invested Capital under the Oshkosh Corporation 2017 Incentive Stock Awards Plan (incorporated by reference to Exhibit 10.28 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.24 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Stock Options Award Agreement (incorporated by reference to Exhibit 10.29 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.25 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Stock Appreciation Rights Award Agreement (incorporated by reference to Exhibit 10.30 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.26 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Restricted Stock Unit Award Agreements (Retirement Vesting) (incorporated by reference to Exhibit 10.31 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.27 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Restricted Stock Unit Award Agreement (International) (incorporated by reference to Exhibit 10.32 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.28 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Restricted Stock Unit Award Agreement (Stock Settled on Vesting - General) (incorporated by reference to Exhibit 10.33 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 21 Subsidiaries of Registrant. 23 Consent of Deloitte& Touche LLP. 31.1 Certification by the President and Chief Executive Officer, pursuant to Section302 of the Sarbanes-Oxley Act, dated November19, 2019. 31.2 Certification by the Executive Vice President and Chief Financial Officer, pursuant to Section302 of the Sarbanes-Oxley Act, dated November19, 2019. 32.1 Written Statement of the President and Chief Executive Officer, pursuant to 18 U.S.C. ss. 1350, dated November19, 2019. 32.2 Written Statement of the Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C. ss. 1350, dated November19, 2019.