OSK 10-K Annual Report Sept. 30, 2020 | Alphaminr
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OSK 10-K Fiscal year ended Sept. 30, 2020

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OSHKOSH CORP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 12 Of This Annual Report on Form 10-k Contains Certain Information Relating To The Company S Equity Compensation PlansItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement ScheduleItem 16. Form 10-k Summary

Exhibits

3.1 Articles of Incorporation of Oshkosh Corporation (incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form8-K dated June 30, 2014 (File No. 1-31371)). 3.2 By-Laws of Oshkosh Corporation, as amended effective September 13, 2016 (incorporated by reference to the Exhibit3.1 to the Companys Current Report on Form 8-K dated September 13, 2016 (File No. 1-31371)). 4.1 Second Amended and Restated Credit Agreement, dated April 3, 2018, among Oshkosh Corporation, various subsidiaries of Oshkosh Corporation party thereto as borrowers and various lenders and agents party thereto (incorporated by reference to Exhibit 4.1 the Companys Current Report on Form 8-K dated April 9, 2018 (File No. 1-31371)). 4.2 Indenture, dated as of May 17, 2018, between Oshkosh Corporation and Wells Fargo Bank, National Association, as trustee (incorporated by reference to the Exhibit 4.1 to the Companys Current Report on Form 8-K dated May 21, 2018 (File No. 1-31371)). 4.3 Supplemental Indenture, dated May 17, 2018, between Oshkosh Corporation and Wells Fargo Bank, National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K, dated May 21, 2018 (File No. 1-31371)). 4.4 Second Supplemental Indenture, dated February 26, 2020, between Oshkosh Corporation and Wells Fargo Bank, National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K dated February 26, 2020 (File No. 1-31371)). 4.5 Description of Registrants Securities (incorporated by reference to Exhibit 4.7 to the Companys Annual Report on Form 10-K for the fiscal year ended September 30, 2019 (File No. 1-31371)). 10.1 Oshkosh Corporation Executive Retirement Plan, amended and restated effective December 31, 2008 (incorporated by reference to Exhibit 10.7 to the Companys Annual Report on Form 10-K for the year ended September 30, 2008 (File No. 1-31371)).* 10.2 Formof Key Executive Employment and Severance Agreement between Oshkosh Corporation and each of Bryan K. Brandt, John J. Bryant, Ignacio A. Cortina, Thomas P. Hawkins, James W. Johnson, Bradley M. Nelson, Frank R. Nerenhausen, Tina R. Schoner, Anupam Khare, John C. Pfeifer and Michael E. Pack (each of the persons identified has signed this form or a form substantially similar) (incorporated by reference to Exhibit10.3 to the Companys Quarterly Report on Form10-Q for the quarter ended March31, 2011 (File No.1-31371)).* 10.3 Summary of Cash Compensation for Non-Employee Directors.* 10.4 Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers (incorporated by reference to Exhibit10.2 to the Companys Quarterly Report on Form10-Q for the quarter ended March31, 2008 (File No.1-31371)).* 10.5 Oshkosh Corporation 2009 Incentive Stock and Awards Plan as Amended and Restated, as amended January 18, 2012 (incorporated by reference to Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q for the quarter ended March31, 2012 (File No. 1-31371)).* 10.6 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Stock Option Award Agreement (incorporated by reference to Exhibit10.2 to the Companys Current Report on Form8-K, dated September18, 2009 (File No.1-31371)).* 10.7 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Stock Appreciation Rights Award Agreement for awards granted on or after September19, 2011 (incorporated by reference to Exhibit10.27 to the Companys Annual Report on Form10-K for the year ended September 30, 2011 (File No.1-31371)).* 10.8 Formof Oshkosh Corporation 2009 Incentive Stock and Awards Plan Non-Employee Director Stock Option Award (incorporated by reference to Exhibit10.2 to the Companys Quarterly Report on Form10-Q for the quarter ended December31, 2009 (File No.1-31371)).* 10.9 Oshkosh Corporation KEESA Rabbi Trust Agreement, dated as of January 31, 2013, between Oshkosh Corporation and Wells Fargo Bank, National Association, as Trustee (incorporated by reference to Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q for the quarter ended March 31, 2013 (File No. 1-31371)).* 10.10 Oshkosh Corporation Supplemental Retirement Plans Rabbi Trust Agreement, dated as of January 31, 2013, between Oshkosh Corporation and Wells Fargo Bank, National Association, as Trustee (incorporated by reference to Exhibit10.2 to the Companys Quarterly Report on Form 10-Q for the quarter ended March 31, 2013 (File No. 1-31371)).* 10.11 Oshkosh Corporation Defined Contribution Executive Retirement Plan, as amended and restated effective June1, 2014 (incorporated by reference to Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q for the quarter ended June30, 2014 (File No. 1-31371)).* 10.12 Formof Severance Agreement between Oshkosh Corporation and Wilson R. Jones (incorporated by reference to Exhibit10.1 to the Companys Quarterly Report on Form10-Q for the quarter ended March31, 2016 (File No.1-31371)).* 10.13 Formof Key Executive Employment Agreement between Oshkosh Corporation and Wilson R. Jones (incorporated by reference to Exhibit10.2 to the Companys Quarterly Report on Form10-Q for the quarter ended March31, 2016 (File No.1-31371)).* 10.14 Oshkosh Corporation 2017 Incentive Stock and Awards Plan (incorporated by reference to Attachment B to Oshkosh Corporations definitive proxy statement on Schedule 14A for the Oshkosh Corporation Annual Meeting ofShareholders held on February 7, 2017 (File No. 1-31371)).* 10.15 Framework for Awards of Performance Share based on Total Shareholder Return under the Oshkosh Corporation 2017 Incentive Stock and Awards Plan (incorporated by reference to Exhibit 10.27 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.16 Framework for Awards of Performance Shares based on Return on Invested Capital under the Oshkosh Corporation 2017 Incentive Stock Awards Plan (incorporated by reference to Exhibit 10.28 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.17 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Stock Options Award Agreement (incorporated by reference to Exhibit 10.29 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.18 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Stock Appreciation Rights Award Agreement (incorporated by reference to Exhibit 10.30 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.19 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Restricted Stock Unit Award Agreements (Retirement Vesting) (incorporated by reference to Exhibit 10.31 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.20 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Restricted Stock Unit Award Agreement (International) (incorporated by reference to Exhibit 10.32 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.21 Form of Oshkosh Corporation 2017 Incentive Stock and Awards Plan Restricted Stock Unit Award Agreement (Stock Settled on Vesting - General) (incorporated by reference to Exhibit 10.33 to the Companys Annual Report on Form 10-K for the year ended September 30, 2017 (File No. 1-31371)).* 10.22 Post-Employment Consulting Agreement, dated January 1, 2020, between Oshkosh Corporation and David M. Sagehorn (incorporated by reference to Exhibit 10.2 to the Companys Quarterly Report on Form 10-Q for the quarter ended March 31, 2020 (File No. 1-31371)).* 10.23 Severance Agreement and Full and Final Release, dated August 3, 2020, between Oshkosh Corporation and Robert H. Sims.* 21 Subsidiaries of Registrant. 23 Consent of Deloitte& Touche LLP. 31.1 Certification by the Chief Executive Officer, pursuant to Section302 of the Sarbanes-Oxley Act, dated November18, 2020. 31.2 Certification by the Executive Vice President and Chief Financial Officer, pursuant to Section302 of the Sarbanes-Oxley Act, dated November18, 2020. 32.1 Written Statement of the Chief Executive Officer, pursuant to 18 U.S.C. ss. 1350, dated November18, 2020. 32.2 Written Statement of the Executive Vice President and Chief Financial Officer, pursuant to 18 U.S.C. ss. 1350, dated November18, 2020.