PAX 20-F DEF-14A Report Dec. 31, 2023

PATRIA INVESTMENTS LTD

20-Fs

20-F	Fiscal year ended Dec. 31, 2024
20-F	Fiscal year ended Dec. 31, 2023
20-F	Fiscal year ended Dec. 31, 2022
20-F	Fiscal year ended Dec. 31, 2021
20-F	Fiscal year ended Dec. 31, 2020

Name: Patria Investments Ltd CIK: 1825570 Filing Type: 20-F/A Report Date: 2023-12-31 Download URL: https://www.sec.gov/Archives/edgar/data/1825570/000162828024042839/pax-20231231.htm

TABLE OF CONTENTS

Part I: Gender Identity Part Ii: Demographic Background Item 7. Major Shareholders and Related Party Transactions Item 8. Financial Information Item 9. The Offer and Listing Item 10. Additional Information Item 11. Quantitative and Qualitative Disclosures About Market Risk Item 12. Description Of Securities Other Than Equity Securities Part II Item 13. Defaults, Dividend Arrearages and Delinquencies Item 14. Material Modifications To The Rights Of Security Holders and Use Of Proceeds Item 15. Controls and Procedures Item 16. [reserved]Item 16A. Audit Committee Financial Expert Item 16B. Code Of Ethics Item 16C. Principal Accountant Fees and Services Item 16D. Exemptions From The Listing Standards For Audit Committees Item 16E. Purchases Of Equity Securities By The Issuer and Affiliated Purchasers Item 16F. Change in Registrant S Certifying Accountant Item 16G. Corporate Governance Item 16H. Mine Safety Disclosure Item 16I. Disclosure Regarding Foreign Jurisdictions That Prevent Inspections Item 16J. Insider Trading Policies Item 16K. Cybersecurity Part III Item 17. Financial Statements Item 18. Financial Statements Item 19. Exhibits

Exhibits

2.1* Description of Securities registered under Section 12 of the Exchange Act. 3.1 Amended and RestatedArticles of Association of Patria (incorporated herein by reference to Exhibit 3.1 to Amendment No. 2 to the Companys Registration Statement on Form F-1 (File No. 333-251823) filed with the SEC on January 14, 2021). 4.1 Transaction agreement, dated as of September 3, 2021, among Patria Investments Limited, Patria Investments Latam S.A., Moneda Asset Management SpA, the shareholders of Moneda Asset Management SpA and the guarantors named therein (incorporated herein by reference to Exhibit 4.1 to the Annual Report on Form 20-F (File No. 001-39911) filed with the SEC on April 28, 2022). 6.1 Long-Term Incentive Plan (incorporated herein by reference to Exhibit 99 to the Companys Registration Statement on FormS-8 (File No. 333-268577) filed with the SEC on November 28, 2022). 6.2 Long-Term Incentive Plan (incorporated herein by reference to Exhibit 99 to the Companys Registration Statement on Form S-8 (File No.333-277375) filed with the SEC onFebruary 26, 2024). 6.3 Bonus Share Plan(incorporated herein by reference to Exhibit 99 to the Companys Registration Statement on Form S-8 (File No.333-277376) filed with the SEC onFebruary 27, 2024). 8.1* List of subsidiaries. 10.1 Form of indemnification agreement (incorporated herein by reference to Exhibit 10.1 to Amendment No. 2 to the Companys Registration Statement on Form F-1 (File No. 333-251823) filed with the SEC on January 14, 2021). 12.1* Certification pursuant to section 302 of the Sarbanes-Oxley Act of 2002 of the Chief Executive Officer. 12.2* Certification pursuant to section 302 of the Sarbanes-Oxley Act of 2002 of the Chief Financial Officer. 13.1* Certification pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002, of the Chief Executive Officer. 13.2* Certification pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002, of the Chief Financial Officer. 23.1* Consent of Deloitte Touche Tohmatsu Auditores Independentes Ltda. 97.1* Compensation recoupment policy.

PAX 20-F Report ended Dec. 31, 2023

Exhibits