PBI 10-Q Quarterly Report Sept. 30, 2023

PITNEY BOWES INC /DE/

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PROXIES

DEF 14A	Filed on April 18, 2024
DEF 14A	Filed on March 18, 2022
DEF 14A	Filed on March 19, 2021
DEF 14A	Filed on March 18, 2020
DEF 14A	Filed on March 15, 2019
DEF 14A	Filed on March 23, 2018
DEF 14A	Filed on March 24, 2017
DEF 14A	Filed on March 24, 2016
DEF 14A	Filed on March 27, 2015
DEF 14A	Filed on March 27, 2014
DEF 14A	Filed on March 25, 2013
DEF 14A	Filed on March 23, 2012
DEF 14A	Filed on March 25, 2011
DEF 14A	Filed on March 26, 2010

TABLE OF CONTENTS

Part I. Financial Information Item 1: Financial Statements Item 2: Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 2: Management S Discussion and Analysis Of Item 3: Quantitative and Qualitative Disclosures About Market Risk Item 4: Controls and Procedures Part II. Other Information Item 1: Legal Proceedings Item 1A: Risk Factors Item 2: Unregistered Sales Of Equity Securities and Use Of Proceeds Item 5: Other Information Item 6: Exhibits

Exhibits

3(i)(a) Amended and Restated Certificate of Incorporation of Pitney Bowes Inc. (incorporated by reference to Exhibit 3(i)(a) to the Form 8-K filed with the Commission on September 30, 2019) 3(i)(a) 3 Pitney Bowes Inc. Amended and Restated By-laws effective May 13, 2013 (incorporated by reference to Exhibit 3 to the Form 8-K filed with the Commission on May 15, 2013) 3 10.1 SeparationAgreement and General Release, dated as of September 29, 2023, between Pitney Bowes Inc. and Marc Lautenbach(incorporated by reference to Exhibit10.1 to the Form 8-K filed with the Commission onOctober2, 2023) 10.1 10.2 Letter Agreement, dated as of September 29, 2023, between Pitney Bowes Inc. and Jason Dies (incorporated by reference to Exhibit 10.2 to the Form8-K filed with the Commission on October2, 2023) 10.2 10.3 Note Purchase Agreement, dated as of July31, 2023,by andamong Pitney Bowes Inc., thenoteholdersparty theretoand Alter Domus (US) LLC,as noteholder representative(incorporated by reference to Exhibit 10.1 to the Form 8-K filed with the Commission on July31, 2023) 10.3 10.4 SixthAmendment, dated as of July31, 2023,among Pitney Bowes Inc., the subsidiaries of Pitney Bowes Inc. party thereto, the lenders and issuing banks party thereto, and JP Morgan Chase Bank, N.A., as administrative agent (incorporated by reference to Exhibit 10.2to the Form 8-K filed with the Commission on July31, 2023) 10.4 10.5 Pitney Bowes Inc. Key Employees' Incentive Plan (as amended and restated September 11, 2023) 10.5 10.6 Pitney Bowes Senior Executive Severance Policy (as amended and restated September 11, 2023) 10.6 10.7 Pitney Bowes Inc. Deferred Incentive Savings Plan (as amended and restated September 11, 2023) 10.7 10.8 Pitney Bowes Executive Equity Deferral Plan (as amended and restated September 11, 2023) 10.8 10.9 Amended and Restated Pitney Bowes Inc. 2018 Stock Plan (as amended and restated September 11, 2023) 10.9 10.10 Pitney Bowes Inc. Directors' Stock Plan (as amended and restated September 11, 2023) 10.10 10.11 Pitney Bowes Inc. Deferred Incentive Savings Plan for the Board of Directors(as amended and restated September 11, 2023) 10.11 10.12 Compensation Recoupment Policy of Pitney Bowes Inc. dated December 1, 2023 10.12 31.1 Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as amended 31.1 31.2 Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as amended 31.2 32.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 32.1 32.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 32.2

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PBI 10-Q Quarter ended Sept. 30, 2023

Exhibits