PNW 10-K Annual Report Dec. 31, 2017 | Alphaminr
PINNACLE WEST CAPITAL CORP

PNW 10-K Fiscal year ended Dec. 31, 2017

PINNACLE WEST CAPITAL CORP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrants Common Equity, RelatedItem 6. Selected Financial DataItem 7. Management S Discussion and AnalysisItem 7A. Quantitative and QualitativeItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with AccountantsItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive OfficersItem 11. Executive CompensationItem 12. Security Ownership OfItem 13. Certain Relationships and RelatedItem 14. Principal AccountantPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

10.9.1c Pinnacle WestAPS Amendment No.15, dated November29, 2010, to ANPP Participation Agreement, dated August23, 1973, among APS, SRP, SCE, Public Service Company of New Mexico, El Paso, Southern California Public Power Authority, and Department of Water and Power of the City of Los Angeles 10.9.1c to Pinnacle West/APS 2010 Form10-K Report, File Nos. 1-8962 and 1-4473 2/18/2011 10.9.1d Pinnacle WestAPS Amendment No. 16, dated April 28, 2014, to ANPP Participation Agreement, dated August 23, 1973, among APS, SRP, SCE, Public Service Company of New Mexico, El Paso, Southern California Public Power Authority, and Department of Water and Power of the City of Los Angeles 10.2 to Pinnacle West/APS March 31, 2014 Form10-Q Report, File Nos. 1-8962 and 1-4473 5/2/2014 10.11.1 Pinnacle West Term Loan Agreement dated as of December 31, 2014 among Pinnacle West, as Borrower, JPMorgan Chase Bank, N.A., as Agent, U.S. Bank Association, as Syndication Agent, TD Bank, N.A., The Bank of Nova Scotia and The Bank of Tokyo-Mitsubishi UFJ, Ltd., as Co-Documentation Agents, and such institutions compromising the lenders party thereto 10.11.2 to Pinnacle West/APS 2014 Form10-K Report, File Nos. 1-8962 and 1-4473 2/20/2015 10.11.2 Pinnacle West Five-Year Credit Agreement dated as of May 13, 2016, among Pinnacle West, as Borrower, Barclays Bank PLC, as Agent and Issuing Bank, and the lenders and other parties thereto 10.1 to Pinnacle West/APS June 30, 2016 Form10-Q Report, File Nos. 1-8962 and 1-4473 8/2/2016 10.11.2a Pinnacle West Amendment No. 1 to Five-Year Credit Agreement dated as of May 13, 2016, among Pinnacle West, as Borrower, Barclays Bank PLC, as Agent and Issuing Bank, and the lenders and other parties thereto 10.11.2a to Pinnacle West/APS June 30, 2017 Form10-Q Report, File Nos. 1-8962 and 1-4473 8/3/2017 10.11.3 Pinnacle West 364-day Credit Agreement dated as of August 31, 2016, among Pinnacle West, as Borrower, The Bank of Tokyo-Mitsubishi UFJ, Ltd., as Agent and Issuing Bank, and the lenders and other parties thereto 10.1 to Pinnacle West/APS September 30, 2016 Form10-Q Report, File Nos. 1-8962 and 1-4473 11/3/2016 10.11.3a Pinnacle West Amendment No. 1 to 364-day Credit Agreement dated as of August 31, 2016, among Pinnacle West, as Borrower, The Bank of Tokyo-Mitsubishi UFJ, Ltd., as Agent and Issuing Bank, and the lenders and other parties thereto 10.11.3a to Pinnacle West/APS June 30, 2017 Form10-Q Report, File Nos. 1-8962 and 1-4473 8/3/2017 10.11.4 Pinnacle WestAPS Five-Year Credit Agreement dated as of June 29, 2017 among APS, as Borrower, Barclays Bank PLC, as Agent and Issuing Bank, and the lenders and other parties thereto 10.2 to Pinnacle West/APS June 30, 2017 Form10-Q Report, File Nos. 1-8962 and 1-4473 8/3/2017 10.11.5 Pinnacle WestAPS Term Loan Agreement dated as of June 26, 2015 among APS, as Borrower, Toronto Dominion (Texas) LLC, as Agent, Citibank, N.A., as Syndication Agent, and such institutions compromising the lenders party thereto 10.1 to Pinnacle West/APS June 30, 2015 Form10-Q Report, File Nos. 1-8962 and 1-4473 7/30/2015 10.11.7 Pinnacle WestAPS Five-Year Credit Agreement dated as of May 13, 2016, among APS, as Borrower, Barclays Bank PLC, as Agent and Issuing Bank, and the lenders and other parties thereto 10.2 to Pinnacle West/APS June 30, 2016 Form10-Q Report, File Nos. 1-8962 and 1-4473 8/2/2016 10.12.1dc Pinnacle WestAPS Amendment No. 4, dated as of September 30, 2015, to Facility Lease, dated as of August1, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee under a Trust Agreement with Emerson Finance LLC, as Lessor, and APS, as Lessee 10.2 to Pinnacle West/APS September 30, 2015 Form10-Q Report, File Nos. 1-8962 and 1-4473 10/30/2015 10.12.1ec Pinnacle WestAPS Amendment No. 3, dated as of September 30, 2015, to Facility Lease, dated as of August1, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee under a Trust Agreement with Security Pacific Capital Leasing Corporation, as Lessor, and APS, as Lessee 10.3 to Pinnacle West/APS September 30, 2015 Form10-Q Report, File Nos. 1-8962 and 1-4473 10/30/2015 10.12.2c Pinnacle WestAPS Amendment No. 3, dated July 10, 2014, to Facility Lease, dated as of December 15, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to the First National Bank of Boston, as Lessor, and APS, as Lessee 10.2 to Pinnacle West/APS June 30, 2014 Form10-Q Report, File Nos. 1-8962 and 1-4473 7/31/2014 10.13.4 Pinnacle WestAPS Operating Agreement for the Co-Ownership of Wastewater Effluent dated November16, 2000 by and between APS and SRP 10.105 to Pinnacle West/APS 2004 Form10-K Report, File Nos. 1-8962 and 1-4473 3/16/2005 10.13.5 Pinnacle WestAPS Municipal Effluent Purchase and Sale Agreement dated April29, 2010, by and between City of Phoenix, City of Mesa, City of Tempe, City of Scottsdale, City of Glendale, APS and SRP 10.1 to Pinnacle West/APS March31, 2010 Form10-Q Report, File Nos. 1-8962 and 1-4473 5/6/2010 10.16 Pinnacle WestAPS Purchase and Sale Agreement dated November8, 2010 by and between SCE and APS 10.1 to Pinnacle West/APS November8, 2010 Form8-K Report, File Nos. 1-8962 and 1-4473 11/8/2010 10.17 Pinnacle WestAPS Proposed Settlement Agreement dated January6, 2012 by and among APS and certain parties to its retail rate case (approved by ACC Order No.73183) 10.17 to Pinnacle West/APS 2011 Form10-K Report, File Nos. 1-8962 and 1-4473 2/24/2012 10.18 Pinnacle WestAPS Proposed Settlement Agreement dated March 27, 2017 by and among APS and certain parties to its retail rate case (approved by ACC Order No.76295) 10.1 to Pinnacle West/APS March31, 2017 Form10-Q Report, File Nos. 1-8962 and 1-4473 5/2/2017 12.1 Pinnacle West Ratio of Earnings to Fixed Charges 12.2 APS Ratio of Earnings to Fixed Charges 12.3 Pinnacle West Ratio of Earnings to Combined Fixed Charges and Preferred Stock Dividend Requirements 21.1 Pinnacle West Subsidiaries of Pinnacle West 23.1 Pinnacle West Consent of Deloitte& Touche LLP 23.2 APS Consent of Deloitte& Touche LLP 31.1 Pinnacle West Certificate of Donald E. Brandt, Chief Executive Officer, pursuant to Rule13a-14(a)and Rule15d-14(a)of the Securities Exchange Act, as amended 31.2 Pinnacle West Certificate of JamesR. Hatfield, Chief Financial Officer, pursuant to Rule13a-14(a)and Rule15d-14(a)of the Securities Exchange Act, as amended 31.3 APS Certificate of DonaldE. Brandt, Chief Executive Officer, pursuant to Rule13a-14(a)and Rule15d-14(a)of the Securities Exchange Act, as amended 31.4 APS Certificate of JamesR. Hatfield, Chief Financial Officer, pursuant to Rule13a-14(a)and Rule15d-14(a)of the Securities Exchange Act, as amended 32.1e Pinnacle West Certification of Chief Executive Officer and Chief Financial Officer, pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 32.2e APS Certification of Chief Executive Officer and Chief Financial Officer, pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002