QCOM 10-K Annual Report Sept. 24, 2017 | Alphaminr
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QCOM 10-K Fiscal year ended Sept. 24, 2017

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QUALCOMM INC/DE
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal and Regulatory ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7. ManagementItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k SummaryNote 1. The Company and Its Significant Accounting PoliciesNote 2. Composition Of Certain Financial Statement ItemsNote 3. Income TaxesNote 4. Capital StockNote 5. Employee Benefit PlansNote 6. DebtNote 7. Commitments and ContingenciesNote 8. Segment InformationNote 9. AcquisitionsNote 10. Strategic Realignment PlanNote 11. Fair Value MeasurementsNote 12. Marketable SecuritiesNote 13. Summarized Quarterly Data (unaudited)

Exhibits

2.1 Rule 2.7 Announcement, Recommended Cash Acquisition of CSR plc by Qualcomm Global Trading Pte. Ltd. 8-K 000-19528/ 141156425 10/15/2014 2.1 2.2 Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 8-K 000-19528/ 161339867 1/13/2016 2.1 2.3 Amendment #1, dated December 20, 2016, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 10-Q 000-19528/ 17546539 1/25/2017 2.3 2.4 Amendment #2, dated January 19, 2017, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 10-Q 000-19528/ 17546539 1/25/2017 2.4 2.5 Amendment #3, dated February 3, 2017, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 10-Q 000-19528/17770305 4/19/2017 2.6 2.6 Purchase Agreement dated as of October 27, 2016 by and between Qualcomm River Holdings, B.V. and NXP Semiconductors N.V. (1) 8-K 000-19528/ 161956228 10/27/2016 2.1 3.1 Restated Certificate of Incorporation, as amended. 10-Q 000-19528/ 161775595 7/20/2016 3.1 3.2 Amended and Restated Bylaws. 8-K 000-19528/ 161769723 7/15/2016 3.2 4.1 Indenture, dated May 20, 2015, between the Company and U.S. Bank National Association, as trustee. 8-K 000-19528/ 15880967 5/21/2015 4.1 4.2 Officers Certificate, dated May 20, 2015, for the Floating Rate Notes due 2018, the Floating Rate Notes due 2020, the 1.400% Notes due 2018, the 2.250% Notes due 2020, the 3.000% Notes due 2022, the 3.450% Notes due 2025, the 4.650% Notes due 2035 and the 4.800% Notes due 2045. 8-K 000-19528/ 15880967 5/21/2015 4.2 4.3 Form of Floating Rate Notes due 2018. 8-K 000-19528/ 15880967 5/21/2015 4.3 4.4 Form of Floating Rate Notes due 2020. 8-K 000-19528/ 15880967 5/21/2015 4.4 4.5 Form of 1.400% Notes due 2018. 8-K 000-19528/ 15880967 5/21/2015 4.5 4.6 Form of 2.250% Notes due 2020. 8-K 000-19528/ 15880967 5/21/2015 4.6 4.7 Form of 3.000% Notes due 2022. 8-K 000-19528/ 15880967 5/21/2015 4.7 4.8 Form of 3.450% Notes due 2025. 8-K 000-19528/ 15880967 5/21/2015 4.8 4.9 Form of 4.650% Notes due 2035. 8-K 000-19528/ 15880967 5/21/2015 4.9 4.10 Form of 4.800% Notes due 2045. 8-K 000-19528/ 15880967 5/21/2015 4.10 4.11 Officers Certificate, dated May 26, 2017, for the Floating Rate Notes due 2019, the Floating Rate Notes due 2020, the Floating Rate Notes due 2023, the 1.850% Notes due 2019, the 2.100% Notes due 2020, the 2.600% Notes due 2023, the 2.900% Notes due 2024, the 3.250% Notes due 2027 and the 4.300% Notes due 2047. 8-K 000-19528/ 17882336 5/31/2017 4.2 4.12 Form of Floating Rate Notes due 2019. 8-K 000-19528/ 17882336 5/31/2017 4.3 4.13 Form of Floating Rate Notes due 2020. 8-K 000-19528/ 17882336 5/31/2017 4.4 4.14 Form of Floating Rate Notes due 2023. 8-K 000-19528/ 17882336 5/31/2017 4.5 4.15 Form of 1.850% Notes due 2019. 8-K 000-19528/ 17882336 5/31/2017 4.6 4.16 Form of 2.100% Notes due 2020. 8-K 000-19528/ 17882336 5/31/2017 4.7 4.17 Form of 2.600% Notes due 2023. 8-K 000-19528/ 17882336 5/31/2017 4.8 4.18 Form of 2.900% Notes due 2024. 8-K 000-19528/ 17882336 5/31/2017 4.9 4.19 Form of 3.250% Notes due 2027. 8-K 000-19528/ 17882336 5/31/2017 4.10 4.20 Form of 4.300% Notes due 2047. 8-K 000-19528/ 17882336 5/31/2017 4.11 10.1 Form of Indemnity Agreement between the Company and its directors and officers. (2) 10-K 000-19528/ 151197257 11/4/2015 10.1 10.2 Form of Grant Notice and Stock Option Agreement under the 2006 Long-Term Incentive Plan. (2) 10-K 000-19528/ 091159213 11/5/2009 10.84 10.3 Atheros Communications, Inc. 2004 Stock Incentive Plan, as amended. (2) S-8 333-174649/ 11886141 6/1/2011 99.1 10.4 Resolutions Amending Atheros Communications, Inc. Equity Plans. (2) S-8 333-174649/ 11886141 6/1/2011 99.6 10.5 Form of Grant Notices and Global Employee Stock Option Agreement under the 2006 Long-Term Incentive Plan. (2) 10-K 000-19528/ 121186937 11/7/2012 10.104 10.6 Form of Grant Notices and Global Employee Restricted Stock Unit Agreement under the 2006 Long-Term Incentive Plan. (2) 10-K 000-19528/ 121186937 11/7/2012 10.105 10.7 2006 Long-Term Incentive Plan, as amended and restated. (2) 10-Q 000-19528/ 13779468 4/24/2013 10.112 10.8 Form of Aircraft Time Sharing Agreement. (2) 10-Q 000-19528/ 13983769 7/24/2013 10.114 10.9 Form of Grant Notices and Non-Employee Director Restricted Stock Unit Agreements under the 2006 Long-Term Incentive Plan for non-employee directors residing in the United Kingdom and Hong Kong. (2) 10-K 000-19528/ 131196747 11/6/2013 10.117 10.10 Form of Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2006 Long-Term Incentive Plan for non-employee directors residing in the United States and Spain. (2) 10-K 000-19528/ 131196747 11/6/2013 10.119 10.11 Form of Non-Employee Director Deferred Stock Unit Grant Notices and Deferred Stock Unit Agreement under the 2006 Long-Term Incentive Plan for non-employee directors residing in Singapore. (2) 10-Q 000-19528/ 14988939 7/23/2014 10.122 10.12 Form of Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreements under the 2006 Long-Term Incentive Plan, which includes a September 29, 2014 to March 29, 2015 performance period. (2) 10-Q 000-19528/ 14988939 7/23/2014 10.123 10.13 Non-Qualified Deferred Compensation Plan, as amended, effective January 1, 2016. (2) 8-K 000-19528/ 151134109 9/30/2015 10.1 10.14 Amendment to 2006 Long-Term Incentive Plan, as amended and restated. (2) 10-Q 000-19528/ 15555092 1/28/2015 10.126 10.15 Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended. (2) 10-Q 000-19528/ 151000141 7/22/2015 10.128 10.16 Revolving Credit Agreement among Qualcomm Incorporated, the lenders party thereto and Bank of America, N.A., as Administrative Agent, Swing Line Lender and Letter of Credit Issuer, dated as of February 18, 2015. 8-K 000-19528/ 15628813 2/18/2015 10.1 10.17 Form of Executive Performance Stock Unit Grant Notice and Executive Performance Stock Unit agreement under the 2006 Long-Term Incentive Plan, which includes a September 29, 2014 to September 24, 2017 performance period. (2) 10-K 000-19528/ 151197257 11/4/2015 10.27 10.18 Form of Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Grant Agreement under the 2006 Long-Term Incentive Plan, which includes a September 28, 2015 to September 28, 2018 performance period. (2) 10-K 000-19528/ 151197257 11/4/2015 10.28 10.19 Form of 2016 Annual Cash Incentive Plan Performance Unit Agreement. (2) 10-Q 000-19528/ 161365251 1/27/2016 10.29 10.21 Form of Executive Performance Stock Unit Award Grant Notice under the 2006 Long-Term Incentive Plan, which includes a March 28, 2016 to March 28, 2019 performance period. (2) 10-Q 000-19528/ 161581558 4/20/2016 10.31 10.22 Form of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for non-employee directors residing in the United States. (2) 10-Q 000-19528/ 161581558 4/20/2016 10.32 10.23 Form of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for non-employee directors residing in Spain. (2) 10-Q 000-19528/ 161581558 4/20/2016 10.33 10.24 Form of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for non-employee directors residing in Singapore. (2) 10-Q 000-19528/ 161581558 4/20/2016 10.34 10.25 Qualcomm Incorporated 2017 Director Compensation Plan. (2) 8-K 000-19528/ 161931217 10/11/2016 99.1 10.26 Form of Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreement under the 2016 Long-Term Incentive Plan. (2) 10-K 000-19528/161967933 11/2/2016 10.36 10.27 Form of Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Agreement under the 2016 Long-Term Incentive Plan. (2) 10-K 000-19528/161967933 11/2/2016 10.37 10.28 Executive Performance Unit AwardGrant Notice and Executive Performance Unit AwardAgreement under the 2016 Long-Term Incentive Plan for Derek K. Aberle. (2) (3) 10-K 000-19528/161967933 11/2/2016 10.38 10.29 Letter Agreement, dated as of October 27, 2016, by and between QUALCOMM Incorporated and Qualcomm River Holdings B.V. 8-K 000-19528/ 161956228 10/27/2016 10.1 10.30 Credit Agreement among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as Administrative Agent, dated as of November 8, 2016. 8-K 000-19528/ 161985209 11/9/2016 10.1 10.31 Amended and Restated Credit Agreement among QUALCOMM Incorporated, the lenders party thereto and Bank of America, N.A., as Administrative Agent, dated as of November 8, 2016. 8-K 000-19528/ 161985209 11/9/2016 10.2 10.32 Letter of Credit and Reimbursement Agreement between Qualcomm River Holdings B.V. and Mizuho Bank, Ltd., dated as of November 22, 2016. 8-K 000-19528/ 162023573 11/29/2016 10.1 10.33 First Amendment to Letter of Credit and Reimbursement Agreement between Qualcomm River Holdings B.V. and Mizuho Bank, Ltd., dated as of November 23, 2016. 8-K 000-19528/ 162023573 11/29/2016 10.2 10.34 Continuing Agreement for Standby Letters of Credit between Qualcomm River Holdings B.V. and The Bank of Tokyo-Mitsubishi UFJ, Ltd., dated as of November 22, 2016. 8-K 000-19528/ 162023573 11/29/2016 10.3 10.35 Reimbursement and Security Agreement between Qualcomm River Holdings B.V. and Sumitomo Mitsui Banking Corporation, dated as of November 22, 2016. 8-K 000-19528/ 162023573 11/29/2016 10.4 10.36 Letter of Credit Application by QUALCOMM Incorporated to Bank of America, N.A., dated as of November 23, 2016. 8-K 000-19528/ 162023573 11/29/2016 10.5 10.37 Form of 2017 Annual Cash Incentive Plan Performance Unit Agreement (2) 10-Q 000-19528/ 17546539 1/25/2017 10.47 10.38 Qualcomm Incorporated 2018 Director Compensation Plan. (2) 10.39 Form of Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreement under the 2016 Long-Term Incentive Plan, which includes a September 25, 2017 to March 25, 2018 performance period. (2) 10.40 Form of Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Agreement under the 2016 Long-Term Incentive Plan, which includes a September 25, 2017 to September 27, 2020 performance period. (2) 12.1 Computation of Ratio of Earnings to Fixed Charges. 21 Subsidiaries of the Registrant. 23.1 Consent of Independent Registered Public Accounting Firm. 31.1 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 for Steve Mollenkopf. 31.2 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 for George S. Davis. 32.1 Certification pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002, for Steve Mollenkopf. 32.2 Certification pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002, for George S. Davis.