QCOM 10-K Annual Report Sept. 29, 2019 | Alphaminr
ALPHAMINR

QCOM 10-K Fiscal year ended Sept. 29, 2019

Balance Sheet
Cash Flow
Income Statement
Debt
QUALCOMM INC/DE
10-Ks and 10-Qs
10-K
 		Fiscal year ended Sept. 29, 2024
10-Q
 		Quarter ended June 23, 2024
10-Q
 		Quarter ended March 24, 2024
10-Q
 		Quarter ended Dec. 24, 2023
10-K
 		Fiscal year ended Sept. 24, 2023
10-Q
 		Quarter ended June 25, 2023
10-Q
 		Quarter ended March 26, 2023
10-Q
 		Quarter ended Dec. 25, 2022
10-K
 		Fiscal year ended Sept. 25, 2022
10-Q
 		Quarter ended June 26, 2022
10-Q
 		Quarter ended March 27, 2022
10-Q
 		Quarter ended Dec. 26, 2021
10-K
 		Fiscal year ended Sept. 26, 2021
10-Q
 		Quarter ended June 27, 2021
10-Q
 		Quarter ended March 28, 2021
10-Q
 		Quarter ended Dec. 27, 2020
10-K
 		Fiscal year ended Sept. 27, 2020
10-Q
 		Quarter ended June 28, 2020
10-Q
 		Quarter ended March 29, 2020
10-Q
 		Quarter ended Dec. 29, 2019
10-K
 		Fiscal year ended Sept. 29, 2019
10-Q
 		Quarter ended June 30, 2019
10-Q
 		Quarter ended March 31, 2019
10-Q
 		Quarter ended Dec. 30, 2018
10-K
 		Fiscal year ended Sept. 30, 2018
10-Q
 		Quarter ended June 24, 2018
10-Q
 		Quarter ended March 25, 2018
10-Q
 		Quarter ended Dec. 24, 2017
10-K
 		Fiscal year ended Sept. 24, 2017
10-Q
 		Quarter ended June 25, 2017
10-Q
 		Quarter ended March 26, 2017
10-Q
 		Quarter ended Dec. 25, 2016
10-K
 		Fiscal year ended Sept. 25, 2016
10-Q
 		Quarter ended June 26, 2016
10-Q
 		Quarter ended March 27, 2016
10-Q
 		Quarter ended Dec. 27, 2015
10-K
 		Fiscal year ended Sept. 27, 2015
10-Q
 		Quarter ended June 28, 2015
10-Q
 		Quarter ended March 29, 2015
10-Q
 		Quarter ended Dec. 28, 2014
10-K
 		Fiscal year ended Sept. 28, 2014
10-Q
 		Quarter ended June 29, 2014
10-Q
 		Quarter ended March 30, 2014
10-Q
 		Quarter ended Dec. 29, 2013
10-K
 		Fiscal year ended Sept. 29, 2013
10-Q
 		Quarter ended June 30, 2013
10-Q
 		Quarter ended March 31, 2013
10-Q
 		Quarter ended Dec. 30, 2012
10-K
 		Fiscal year ended Sept. 30, 2012
10-Q
 		Quarter ended June 24, 2012
10-Q
 		Quarter ended March 25, 2012
10-Q
 		Quarter ended Dec. 25, 2011
10-K
 		Fiscal year ended Sept. 25, 2011
10-Q
 		Quarter ended June 26, 2011
10-Q
 		Quarter ended March 27, 2011
10-Q
 		Quarter ended Dec. 26, 2010
10-K
 		Fiscal year ended Sept. 26, 2010
10-Q
 		Quarter ended June 27, 2010
10-Q
 		Quarter ended March 28, 2010
10-Q
 		Quarter ended Dec. 27, 2009
PROXIES
DEF 14A
 		Filed on Jan. 18, 2024
DEF 14A
 		Filed on Jan. 19, 2023
DEF 14A
 		Filed on Jan. 20, 2022
DEF 14A
 		Filed on Jan. 21, 2021
DEF 14A
 		Filed on Jan. 23, 2020
DEF 14A
 		Filed on Jan. 24, 2019
DEF 14A
 		Filed on Jan. 19, 2017
DEF 14A
 		Filed on Jan. 21, 2016
DEF 14A
 		Filed on Jan. 22, 2015
DEF 14A
 		Filed on Jan. 16, 2014
DEF 14A
 		Filed on Jan. 16, 2013
DEF 14A
 		Filed on Jan. 18, 2012
DEF 14A
 		Filed on Jan. 19, 2011
DEF 14A
 		Filed on Jan. 12, 2010
TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal and Regulatory ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7. ManagementItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k SummaryNote 1. Significant Accounting PoliciesNote 2. Composition Of Certain Financial Statement ItemsNote 3. Income TaxesNote 4. Capital StockNote 5. Employee Benefit PlansNote 6. DebtNote 7. Commitments and ContingenciesNote 8. Segment InformationNote 9. AcquisitionsNote 10. Cost PlanNote 11. Fair Value MeasurementsNote 12. Revision Of Prior Period Financial StatementsNote 13. Summarized Quarterly Data (unaudited)

Exhibits

2.1 Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 8-K 1/13/2016 2.1 2.2 Amendment #1, dated December 20, 2016, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 10-Q 1/25/2017 2.3 2.3 Amendment #2, dated January 19, 2017, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 10-Q 1/25/2017 2.4 2.4 Amendment #3, dated February 3, 2017, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 10-Q 4/19/2017 2.6 3.1 Amended and Restated Certificate of Incorporation. 8-K 4/20/2018 3.1 3.2 Amended and Restated Bylaws. 8-K 7/17/2018 3.1 4.1 Indenture, dated May 20, 2015, between the Company and U.S. Bank National Association, as trustee. 8-K 5/21/2015 4.1 4.2 Officers Certificate, dated May 20, 2015, for the Floating Rate Notes due 2018, the Floating Rate Notes due 2020, the 1.400% Notes due 2018, the 2.250% Notes due 2020, the 3.000% Notes due 2022, the 3.450% Notes due 2025, the 4.650% Notes due 2035 and the 4.800% Notes due 2045. 8-K 5/21/2015 4.2 4.3 Form of Floating Rate Notes due 2020. 8-K 5/21/2015 4.4 4.4 Form of 2.250% Notes due 2020. 8-K 5/21/2015 4.6 4.5 Form of 3.000% Notes due 2022. 8-K 5/21/2015 4.7 4.6 Form of 3.450% Notes due 2025. 8-K 5/21/2015 4.8 4.7 Form of 4.650% Notes due 2035. 8-K 5/21/2015 4.9 4.8 Form of 4.800% Notes due 2045. 8-K 5/21/2015 4.10 4.9 Officers Certificate, dated May 26, 2017, for the Floating Rate Notes due 2019, the Floating Rate Notes due 2020, the Floating Rate Notes due 2023, the 1.850% Notes due 2019, the 2.100% Notes due 2020, the 2.600% Notes due 2023, the 2.900% Notes due 2024, the 3.250% Notes due 2027 and the 4.300% Notes due 2047. 8-K 5/31/2017 4.2 4.10 Form of Floating Rate Notes due 2023. 8-K 5/31/2017 4.5 4.11 Form of 2.600% Notes due 2023. 8-K 5/31/2017 4.8 4.12 Form of 2.900% Notes due 2024. 8-K 5/31/2017 4.9 4.13 Form of 3.250% Notes due 2027. 8-K 5/31/2017 4.10 4.14 Form of 4.300% Notes due 2047. 8-K 5/31/2017 4.11 4.15 Description of the Companys securities. 10.1 Form of Indemnity Agreement between the Company and its directors and officers. (2) 10-K 11/4/2015 10.1 10.2 Form of Grant Notice and Stock Option Agreement under the 2006 Long-Term Incentive Plan. (2) 10-K 11/5/2009 10.84 10.3 Form of Grant Notices and Global Employee Restricted Stock Unit Agreement under the 2006 Long-Term Incentive Plan. (2) 10-K 11/7/2012 10.105 10.4 2006 Long-Term Incentive Plan, as amended and restated. (2) 10-Q 4/24/2013 10.112 10.5 Form of Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2006 Long-Term Incentive Plan for non-employee directors residing in the United States and Spain. (2) 10-K 11/6/2013 10.119 10.6 Amendment to 2006 Long-Term Incentive Plan, as amended and restated. (2) 10-Q 1/28/2015 10.126 10.8 Form of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for non-employee directors residing in the United States. (2) 10-Q 4/20/2016 10.32 10.9 Form of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for non-employee directors residing in Spain. (2) 10-Q 4/20/2016 10.33 10.10 Form of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for non-employee directors residing in Singapore. (2) 10-Q 4/20/2016 10.34 10.11 Form of Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreement under the 2016 Long-Term Incentive Plan. (2) 10-K 11/2/2016 10.36 10.12 Form of Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Agreement under the 2016 Long-Term Incentive Plan. (2) 10-K 11/2/2016 10.37 10.13 Amended and Restated Credit Agreement among QUALCOMM Incorporated, the lenders party thereto and Bank of America, N.A., as Administrative Agent, dated as of November 8, 2016. 8-K 11/9/2016 10.2 10.14 Form of Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Agreement under the 2016 Long-Term Incentive Plan, which includes a September 25, 2017 to September 27, 2020 performance period. (2) 10-K 11/1/2017 10.40 10.15 Amendment to the Qualcomm Incorporated 2006 and 2016 Long-Term Incentive Plans, as amended and restated. (2) 8-K 12/22/2017 10.2 10.16 Qualcomm Incorporated Non-Executive Officer Change in Control Severance Plan. 10-Q 1/31/2018 10.42 10.17 Form of 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Notice and Non-Employee Director Deferred Stock Unit Agreement for Non-Employee Directors in Singapore. (2) 10-Q 4/25/2018 10.58 10.18 Form of 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Notice and Non-Employee Director Deferred Stock Unit Agreement for Non-Employee Directors in Spain. (2) 10-Q 4/25/2018 10.59 10.19 Form of 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Notice and Non-Employee Director Deferred Stock Unit Agreement. (2) 10-Q 4/25/2018 10.60 10.20 Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended. (2) 10-Q 4/25/2018 10.62 10.21 Qualcomm Incorporated Executive Officer Change in Control Severance Plan. (2) 8-K 5/25/2018 10.1 10.22 Qualcomm Incorporated Executive Officer Severance Plan. (2) 8-K 9/21/2018 10.1 10.23 Qualcomm Incorporated 2019 Director Compensation Plan. (2) 10-K 11/7/2018 10.58 10.24 Qualcomm Incorporated 2016 Long-Term Incentive Plan CEO Performance Stock Option Grant Notice and CEO Performance Stock Option Agreement. (2) 10-K 11/7/2018 10.59 10.25 Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Agreement. (2) 10-K 11/7/2018 10.60 10.26 Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreement. (2) 10-K 11/7/2018 10.61 10.27 Form of 2019 Annual Cash Incentive Plan Performance Unit Agreement. (2) 10-Q 1/30/2019 10.62 10.28 QUALCOMM Incorporated Non-Qualified Deferred Compensation Plan, as amended and restated effective February 13, 2019. (2) 10-Q 5/1/2019 10.7 10.29 Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Performance Stock Unit Award RTSR Shares Grant Notice and ROIC Shares Grant Notice, and Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Performance Stock Unit Award Agreement (September 30, 2019 - September 25, 2022 Performance Period). (2) 10.30 Qualcomm Incorporated 2020 Director Compensation Plan. (2) 21 Subsidiaries of the Company. 23.1 Consent of Independent Registered Public Accounting Firm. 31.1 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 for Steve Mollenkopf. 31.2 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 for Akash Palkhiwala. 32.1 Certification pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002, for Steve Mollenkopf. 32.2 Certification pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002, for Akash Palkhiwala.