QCOM 10-K Annual Report Sept. 24, 2023 | Alphaminr

QCOM 10-K Fiscal year ended Sept. 24, 2023

QUALCOMM INC/DE
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 1C. CybersecurityItem 2. PropertiesItem 3. Legal and Regulatory ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. (reserved)Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7. ManagementItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k SummaryNote 1. Significant Accounting PoliciesNote 2. Composition Of Certain Financial Statement ItemsNote 3. Income TaxesNote 4. Capital StockNote 5. Employee Benefit PlansNote 6. DebtNote 7. Commitments and ContingenciesNote 8. Segment InformationNote 9. Acquisitions and DivestituresNote 10. Fair Value Measurements and Marketable Securities

Exhibits

2.1 Agreement and Plan of Merger, dated as of October 4, 2021, by and among QUALCOMM Incorporated, SSW HoldCo LP, SSW Merger Sub Corp and Veoneer, Inc. (1) 8-K 10/4/2021 2.1 3.1 Amended and Restated Certificate of Incorporation. 8-K 4/20/2018 3.1 3.2 Amended and Restated Bylaws. 8-K 7/21/2023 3.2 4.1 Indenture, dated May 20, 2015, between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank, National Association), as trustee. 8-K 5/21/2015 4.1 4.2 Officers Certificate, dated May 20, 2015, for the Floating Rate Notes due 2018, the Floating Rate Notes due 2020, the 1.400% Notes due 2018, the 2.250% Notes due 2020, the 3.000% Notes due 2022, the 3.450% Notes due 2025, the 4.650% Notes due 2035 and the 4.800% Notes due 2045. 8-K 5/21/2015 4.2 4.3 Form of 3.450% Notes due 2025. 8-K 5/21/2015 4.8 4.4 Form of 4.650% Notes due 2035. 8-K 5/21/2015 4.9 4.5 Form of 4.800% Notes due 2045. 8-K 5/21/2015 4.10 4.6 Officers Certificate, dated May 26, 2017, for the Floating Rate Notes due 2019, the Floating Rate Notes due 2020, the Floating Rate Notes due 2023, the 1.850% Notes due 2019, the 2.100% Notes due 2020, the 2.600% Notes due 2023, the 2.900% Notes due 2024, the 3.250% Notes due 2027 and the 4.300% Notes due 2047. 8-K 5/31/2017 4.2 4.7 Form of 2.900% Notes due 2024. 8-K 5/31/2017 4.9 4.8 Form of 3.250% Notes due 2027. 8-K 5/31/2017 4.10 4.9 Form of 4.300% Notes due 2047. 8-K 5/31/2017 4.11 4.10 Officers Certificate, dated May 8, 2020, for the 2.150% Notes due 2030 and the 3.250% Notes due 2050. 8-K 5/11/2020 4.2 4.11 Form of 2.150% Notes due 2030. 8-K 5/11/2020 4.3 4.12 Form of 3.250% Notes due 2050. 8-K 5/11/2020 4.4 4.13 Officers Certificate, dated August 14, 2020, for the 1.300% Notes due 2028 and the 1.650% Notes due 2032. 8-K 8/18/2020 4.2 4.14 Form of 1.300% Rule 144A Global Notes due 2028. 8-K 8/18/2020 4.3 4.15 Form of 1.650% Rule 144A Global Notes due 2032. 8-K 8/18/2020 4.5 4.16 Officers Certificate, dated January 6, 2021, for the 1.300% Notes due 2028 and the 1.650% Notes due 2032. 10-Q 2/3/2021 4.23 4.17 Form of 1.300% Notes due 2028. 10-Q 2/3/2021 4.24 4.18 Form of 1.650% Notes due 2032. 10-Q 2/3/2021 4.25 4.19 Officers Certificate, dated May 9, 2022, for the 4.250% Notes due 2032 and the 4.500% Notes due 2052. 8-K 5/9/2022 4.2 4.20 Form of 4.250% Notes due 2032. 8-K 5/9/2022 4.3 4.21 Form of 4.500% Notes due 2052. 8-K 5/9/2022 4.4 4.22 Officers Certificate, dated November 9, 2022, for the 5.400% Notes due 2033 and the 6.000% Notes due 2053. 8-K 11/9/2022 4.2 4.23 Form of 5.400% Notes due 2033. 8-K 11/9/2022 4.3 4.24 Form of 6.000% Notes due 2053. 8-K 11/9/2022 4.4 4.25 Description of registrants securities. 10-K 11/6/2019 4.15 10.1 Credit Agreement, dated as of December 8, 2020, among QUALCOMM Incorporated, the lenders party thereto, the letter of credit issuers party thereto and Bank of America, N.A., as administrative agent, swing line lender and a letter of credit issuer (as amended by the LIBOR Transition Amendment dated as of December 21, 2021 and as further amended by Amendment No. 2 dated as of March 10, 2023). 10-Q 5/3/2023 10.1 10.2 Form of Indemnity Agreement between the Company and its directors and officers. (2) 10-K 11/4/2015 10.1 10.3 Amended and Restated 2016 Long-Term Incentive Plan. (2) 10-Q 4/29/2020 10.7 10.4 Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended. (2) 10-Q 4/25/2018 10.62 10.5 QUALCOMM Incorporated 2023 Long-Term Incentive Plan.(2) 10-Q 05/3/2023 10.26 10.6 Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Agreement (2020 Form). (2) 10-K 11/4/2020 10.21 10.7 Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreement (2020 Form). (2) 10-Q 2/3/2021 10.20 10.8 Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Performance Stock Unit Award Grant Notices and Executive Performance Stock Unit Award Agreement (2021 Form). (2) 10-K 11/3/2021 10.22 10.9 Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Restricted Stock Unit Award Grant Notice and Executive Restricted Stock Unit Award Agreement (2021 Form). (2) 10-K 11/3/2021 10.23 10.10 Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Agreement (2022 Form). (2) 10-Q 2/2/2023 10.23 10.11 Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Restricted Stock Unit Award Grant Notice and Executive Restricted Stock Unit Award Agreement (2022 Form). (2) 10-Q 2/2/2023 10.24 10.12 Form of2023AnnualCash Incentive Plan Performance Unit Agreement.(2) 10-Q 2/2/2023 10.25 10.13 Qualcomm Incorporated Executive Officer Change in Control Severance Plan (as amended and restated). (2) 10-Q 5/3/2023 10.14 10.14 Qualcomm Incorporated Executive Officer Severance Plan (as amended and restated). (2) 10-Q 5/3/2023 10.15 10.15 Qualcomm Incorporated Non-Executive Officer Change in Control Severance Plan (as amended and restated). 10-Q 5/3/2023 10.16 10.16 QUALCOMM Incorporated Non-Qualified Deferred Compensation Plan, as amended and restated effective January 1, 2021. (2) 10-Q 2/3/2021 10.16 10.17 Amendment No. 1 to the Qualcomm Incorporated Non-Qualified Deferred Compensation Plan. (2) 10.18 Qualcomm Incorporated 2023Director Compensation Plan. (2) 10-K 11/2/2022 10.19 10.19 Qualcomm Incorporated 2024Director Compensation Plan. (2) 10.20 Formsof 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Noticesand Non-Employee Director Deferred Stock Unit Agreements. (2) 10-Q 4/25/2018 10.60 10.21 Forms of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for Non-Employee Directors in Hong Kong. (2) 10-Q 4/28/21 10.4 10.22 Forms of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2023 Long-Term Incentive Plan for Non-Employee Directors in the United States. (2) 10-Q 5/3/2023 10.27 10.23 Forms of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2023 Long-Term Incentive Plan for Non-Employee Directors in Hong Kong. (2) 10-Q 5/3/2023 10.28 21 Subsidiaries of the Company. 23.1 Consent of Independent Registered Public Accounting Firm. 31.1 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 for Cristiano R. Amon. 31.2 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 for Akash Palkhiwala. 32.1 Certification pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002, for Cristiano R. Amon. 32.2 Certification pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002, for Akash Palkhiwala. 97 Incentive Compensation Repayment Policy (Policy Relating to Recovery of Erroneously Awarded Compensation).