QCOM 10-Q Quarterly Report March 25, 2018 | Alphaminr

QCOM 10-Q Quarter ended March 25, 2018

QUALCOMM INC/DE
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Condensed Consolidated Financial Statements (unaudited)Note 1. Basis Of PresentationNote 2. Composition Of Certain Financial Statement ItemsNote 3. Income TaxesNote 4. Stockholders EquityNote 5. DebtNote 6. Commitments and ContingenciesNote 7. Segment InformationNote 8. AcquisitionsNote 9. Cost PlanNote 10. Fair Value MeasurementsNote 11. Marketable SecuritiesItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

2.1 Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 8-K 000-19528/ 161339867 1/13/2016 2.1 2.2 Amendment #1, dated December 20, 2016, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 10-Q 000-19528/ 17546539 1/25/2017 2.3 2.3 Amendment #2, dated January 19, 2017, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 10-Q 000-19528/ 17546539 1/25/2017 2.4 2.4 Amendment #3, dated February 3, 2017, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1) 10-Q 000-19528/17770305 4/19/2017 2.6 2.5 Purchase Agreement dated as of October 27, 2016 by and between Qualcomm River Holdings, B.V. and NXP Semiconductors N.V. (1) 8-K 000-19528/ 161956228 10/27/2016 2.1 2.6 Amendment No.1, dated February20, 2018, to Purchase Agreement, dated as of October27, 2016, by and between Qualcomm River Holdings B.V. and NXP Semiconductors N.V. (1) 8-K 000-19528/ 18623109 2/20/2018 2.1 2.7 Amendment No.2, dated April 19, 2018, to Purchase Agreement, dated as of October27, 2016, by and between Qualcomm River Holdings B.V. and NXP Semiconductors N.V., as amended by Amendment No. 1 to the Purchase Agreement, dated as of February 20, 2018, by and between Qualcomm River Holdings B.V. and NXP Semiconductors N.V. (1) 8-K 000-19528/ 18762502 4/19/2018 2.1 3.1 Amended and Restated Certificate of Incorporation. 8-K 000-19528/ 18766678 4/20/2018 3.1 3.2 Amended and Restated Bylaws. 8-K 000-19528/ 18766678 4/20/2018 3.2 4.1 Indenture, dated May 20, 2015, between the Company and U.S. Bank National Association, as trustee. 8-K 000-19528/ 15880967 5/21/2015 4.1 4.2 Officers Certificate, dated May 20, 2015, for the Floating Rate Notes due 2018, the Floating Rate Notes due 2020, the 1.400% Notes due 2018, the 2.250% Notes due 2020, the 3.000% Notes due 2022, the 3.450% Notes due 2025, the 4.650% Notes due 2035 and the 4.800% Notes due 2045. 8-K 000-19528/ 15880967 5/21/2015 4.2 4.3 Form of Floating Rate Notes due 2018. 8-K 000-19528/ 15880967 5/21/2015 4.3 4.4 Form of Floating Rate Notes due 2020. 8-K 000-19528/ 15880967 5/21/2015 4.4 4.5 Form of 1.400% Notes due 2018. 8-K 000-19528/ 15880967 5/21/2015 4.5 4.6 Form of 2.250% Notes due 2020. 8-K 000-19528/ 15880967 5/21/2015 4.6 4.7 Form of 3.000% Notes due 2022. 8-K 000-19528/ 15880967 5/21/2015 4.7 4.8 Form of 3.450% Notes due 2025. 8-K 000-19528/ 15880967 5/21/2015 4.8 4.9 Form of 4.650% Notes due 2035. 8-K 000-19528/ 15880967 5/21/2015 4.9 4.10 Form of 4.800% Notes due 2045. 8-K 000-19528/ 15880967 5/21/2015 4.10 4.11 Officers Certificate, dated May 26, 2017, for the Floating Rate Notes due 2019, the Floating Rate Notes due 2020, the Floating Rate Notes due 2023, the 1.850% Notes due 2019, the 2.100% Notes due 2020, the 2.600% Notes due 2023, the 2.900% Notes due 2024, the 3.250% Notes due 2027 and the 4.300% Notes due 2047. 8-K 000-19528/ 17882336 5/31/2017 4.2 4.12 Form of Floating Rate Notes due 2019. 8-K 000-19528/ 17882336 5/31/2017 4.3 4.13 Form of Floating Rate Notes due 2020. 8-K 000-19528/ 17882336 5/31/2017 4.4 4.14 Form of Floating Rate Notes due 2023. 8-K 000-19528/ 17882336 5/31/2017 4.5 4.15 Form of 1.850% Notes due 2019. 8-K 000-19528/ 17882336 5/31/2017 4.6 4.16 Form of 2.100% Notes due 2020. 8-K 000-19528/ 17882336 5/31/2017 4.7 4.17 Form of 2.600% Notes due 2023. 8-K 000-19528/ 17882336 5/31/2017 4.8 4.18 Form of 2.900% Notes due 2024. 8-K 000-19528/ 17882336 5/31/2017 4.9 4.19 Form of 3.250% Notes due 2027. 8-K 000-19528/ 17882336 5/31/2017 4.10 4.20 Form of 4.300% Notes due 2047. 8-K 000-19528/ 17882336 5/31/2017 4.11 10.45 Waiver and Consent No. 2, dated as of February 26, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent. 8-K 000-19528/ 18662702 3/2/2018 1.1 10.46 Credit Agreement among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent, dated as of March 6, 2018. 8-K 000-19528/ 18678483 3/9/2018 10.1 10.47 Amendment No. 1, dated as of April 20, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent, to the Credit Agreement dated as of November 8, 2016, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent. 8-K 000-19528/ 18771694 4/24/2018 10.1 10.48 Amendment No. 1, dated as April 20, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent, to the Credit Agreement dated as of March 6, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent. 8-K 000-19528/ 18771694 4/24/2018 10.2 10.49 Tender and Support Agreement, dated as of February20, 2018, by and among Qualcomm River Holdings B.V., Arrowgrass Master Fund Ltd. and Arrowgrass Customised Solutions I Limited. 8-K 000-19528/ 18623109 2/20/2018 10.1 10.50 Tender and Support Agreement, dated as of February20, 2018, by and among Qualcomm River Holdings B.V., D. E. Shaw Valence Portfolios, L.L.C., D. E. Shaw Kalon Portfolios, L.L.C., D. E. Shaw Orienteer Portfolios, L.L.C., D. E. Shaw Oculus Portfolios, L.L.C., D. E. Shaw Orienteer X Portfolios, L.L.C. and D. E. Shaw Asymptote Portfolios, L.L.C. 8-K 000-19528/ 18623109 2/20/2018 10.2 10.51 Tender and Support Agreement, dated as of February20, 2018, by and among Qualcomm River Holdings B.V., Davidson Kempner International Ltd., Davidson Kempner Institutional Partners, L.P., Davidson Kempner Partners and M.H. Davidson& Co. 8-K 000-19528/ 18623109 2/20/2018 10.3 10.52 Tender and Support Agreement, dated as of February20, 2018, by and among Qualcomm River Holdings B.V., Elliott Associates, L.P., Elliott Associates International, L.P. and Elliott International Capital Advisors Inc. 8-K 000-19528/ 18623109 2/20/2018 10.4 10.53 Tender and Support Agreement, dated as of February20, 2018, by and among Qualcomm River Holdings B.V., Farallon Capital Partners, L.P., Farallon Capital Institutional Partners, L.P., Farallon Capital Institutional Partners V, L.P., Farallon Capital Institutional Partners II, L.P., Farallon Capital Offshore Investors II, L.P., Farallon Capital F5 Master I, L.P., Farallon Capital (AM) Investors, L.P. and Farallon Capital Institutional Partners III, L.P. 8-K 000-19528/ 18623109 2/20/2018 10.5 10.54 Tender and Support Agreement, dated as of February20, 2018, by and among Qualcomm River Holdings B.V., HBK Master Fund L.P. and HBK Merger Strategies Master Fund L.P. 8-K 000-19528/ 18623109 2/20/2018 10.6 10.55 Tender and Support Agreement, dated as of February20, 2018, by and among Qualcomm River Holdings B.V. and Pentwater Capital Management LP. 8-K 000-19528/ 18623109 2/20/2018 10.7 10.56 Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V., Soroban Master Fund LP and Soroban Opportunities Master Fund LP. 8-K 000-19528/ 18623109 2/20/2018 10.8 10.57 Tender and Support Agreement, dated as of February20, 2018, by and among Qualcomm River Holdings B.V. and TIG Advisors, LLC. 8-K 000-19528/ 18623109 2/20/2018 10.9 10.58 Form of 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Notice and Non-Employee Director Deferred Stock Unit Agreement for Non-Employee Directors in Singapore. (2) 10.59 Form of 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Notice and Non-Employee Director Deferred Stock Unit Agreement for Non-Employee Directors in Spain. (2) 10.60 Form of 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Notice and Non-Employee Director Deferred Stock Unit Agreement. (2) 10.61 Qualcomm Incorporated Amended and Restated 2018 Director Compensation Plan. (2) 10.62 Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended. (2) 31.1 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 for Steve Mollenkopf. 31.2 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 for George S. Davis. 32.1 Certification pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002, for Steve Mollenkopf. 32.2 Certification pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002, for George S. Davis.