RJF 10-Q Quarterly Report Dec. 31, 2024

RAYMOND JAMES FINANCIAL INC

10-Qs and 10-Ks

10-Q	Quarter ended Dec. 31, 2024
10-K	Fiscal year ended Sept. 30, 2024
10-Q	Quarter ended June 30, 2024
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10-K	Fiscal year ended Sept. 30, 2011
10-Q	Quarter ended June 30, 2011
10-Q	Quarter ended March 31, 2011
10-Q	Quarter ended Dec. 31, 2010
10-K	Fiscal year ended Sept. 30, 2010
10-Q	Quarter ended June 30, 2010
10-Q	Quarter ended March 31, 2010
10-Q	Quarter ended Dec. 31, 2009

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TABLE OF CONTENTS

Part I. Financial Informationprint Item 1. Financial Statementsprint Note 1 Organization and Basis Of Presentationprint Note 2 Update Of Significant Accounting Policiesprint Note 3 Fair Valueprint Note 4 Available-for-sale Securitiesprint Note 5 Derivative Assets and Derivative Liabilitiesprint Note 6 Collateralized Agreements and Financingsprint Note 7 Bank Loans, Netprint Note 8 Loans To Financial Advisors, Netprint Note 9 Variable Interest Entitiesprint Note 10 - Other Assetsprint Note 11 Leasesprint Note 12 Bank Depositsprint Note 13 Other Borrowingsprint Note 14 Income Taxesprint Note 15 Commitments, Contingencies and Guaranteesprint Note 16 Shareholders Equityprint Note 17 Revenuesprint Note 18 Interest Income and Interest Expenseprint Note 19 Share-based Compensationprint Note 20 Regulatory Capital Requirementsprint Note 21 Earnings Per Shareprint Note 22 Segment Informationprint Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operationsprint Item 3. Quantitative and Qualitative Disclosures About Market Riskprint Item 4. Controls and Proceduresprint Part II. Other Informationprint Item 1. Legal Proceedingsprint Item 1A. Risk Factorsprint Item 2. Unregistered Sales Of Equity Securities and Use Of Proceedsprint Item 3. Defaults Upon Senior Securitiesprint Item 4. Mine Safety Disclosuresprint Item 5. Other Informationprint Item 6. Exhibitsprint

Exhibits

3.1.1 Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. as filed with the Secretary of State of Florida on February 28, 2022, incorporated by reference to Exhibit 3.1 to the Companys Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 9, 2022. 3.1.2 Articles of Amendment to Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. relating to the Raymond James Financial, Inc. 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock, $0.10 par value per share, incorporated by reference to Exhibit 3.3 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 3.1.3 Articles of Amendment to Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. relating to the Raymond James Financial, Inc. 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, $0.10 par value per share, incorporated by reference to Exhibit 3.4 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on August 21, 2023, incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 25, 2023. 10.1 * Raymond James Financial, Inc. Amended and Restated 2012 Stock Incentive Plan (as amended through December 3, 2024). 10.2 * Form of Restricted Stock Unit Award Notice and Agreement for Management Award for U.S. Employees under the Amended and Restated 2012 Stock Incentive Plan. 10.3 * Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting) for U.S. Employees under the Amended and Restated 2012 Stock Incentive Plan. 10.4 * Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting with rTSR) for U.S. Employees under the Amended and Restated 2012 Stock Incentive Plan. 31.1 Certification of Paul C. Reilly pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification ofJonathan W. Oorlog, Jr.pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32 Certification of Paul C. Reilly andJonathan W. Oorlog, Jr.pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

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RJF 10-Q Quarter ended Dec. 31, 2024

Exhibits