RJF 10-Q Quarterly Report June 30, 2024

RAYMOND JAMES FINANCIAL INC

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TABLE OF CONTENTS

Part I. Financial Information Item 1. Financial Statements Note 1 Organization and Basis Of Presentation Note 2 Update Of Significant Accounting Policies Note 3 Fair Value Note 4 Available-for-sale Securities Note 5 Derivative Assets and Derivative Liabilities Note 6 Collateralized Agreements and Financings Note 7 Bank Loans, Net Note 8 Loans To Financial Advisors, Net Note 9 Variable Interest Entities Note 10 - Goodwill and Identifiable Intangible Assets, Net Note 11 - Other Assets Note 12 Leases Note 13 Bank Deposits Note 14 Other Borrowings Note 15 Income Taxes Note 16 Commitments, Contingencies and Guarantees Note 17 Shareholders Equity Note 18 Revenues Note 19 Interest Income and Interest Expense Note 20 Share-based Compensation Note 21 Regulatory Capital Requirements Note 22 Earnings Per Share Note 23 Segment Information Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II. Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 2. Unregistered Sales Of Equity Securities and Use Of Proceeds Item 3. Defaults Upon Senior Securities Item 4. Mine Safety Disclosures Item 5. Other Information Item 6. Exhibits

Exhibits

3.1.1 Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. as filed with the Secretary of State of Florida on February 28, 2022, incorporated by reference to Exhibit 3.1 to the Companys Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 9, 2022. 3.1.2 Articles of Amendment to Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. relating to the Raymond James Financial, Inc. 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock, $0.10 par value per share, incorporated by reference to Exhibit 3.3 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 3.1.3 Articles of Amendment to Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. relating to the Raymond James Financial, Inc. 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, $0.10 par value per share, incorporated by reference to Exhibit 3.4 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on August 21, 2023, incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 25, 2023. 31.1 Certification of Paul C. Reilly pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Paul M. Shoukry pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32 Certification of Paul C. Reilly and Paul M. Shoukry pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

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RJF 10-Q Quarter ended June 30, 2024

Exhibits