RJF 10-Q Quarterly Report Dec. 31, 2017

RAYMOND JAMES FINANCIAL INC

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TABLE OF CONTENTS

Part I. Financial Information Item 1. Financial Statements Note 1 Organization and Basis Of Presentation Note 2 Update Of Significant Accounting Policies Note 3 Acquisitions Note 4 Fair Value Note 5 Available-for-sale Securities Note 6 Derivative Financial Instruments Note 7 Collateralized Agreements and Financings Note 8 Bank Loans, Net Note 9 Variable Interest Entities Note 10 - Goodwill and Identifiable Intangible Assets, Net Note 11 Bank Deposits Note 12 Other Borrowings Note 13 Income Taxes Note 14 Commitments, Contingencies and Guarantees Note 15 Accumulated Other Comprehensive Income/(loss)Note 16 Interest Income and Interest Expense Note 17 Share-based and Other Compensation Note 18 Regulatory Capital Requirements Note 19 Earnings Per Share Note 20 Segment Information Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II. Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 2. Market For Registrant S Common Equity, Related Shareholder Matters and Issuer Purchases Of Equity Securities Item 3. Defaults Upon Senior Securities Item 4. Mine Safety Disclosures Item 5. Other Information Item 6. Exhibits

Exhibits

3.1 Restated Articles of Incorporation of Raymond James Financial, Inc. as filed with the Secretary of State of Florida on November 25, 2008, incorporated by reference to Exhibit 3(i).1 to the Companys Annual Report on Form 10-K, filed with the Securities and Exchange Commission on November 28, 2008. 3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on November 30, 2017, incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 5, 2017. 10.1 Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting), as revised and approved on May 17, 2017, under the Amended and Restated 2012 Stock Incentive Plan. 10.2 Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting), as revised and approved on May 17, 2017, under the Amended and Restated 2012 Stock Incentive Plan. 10.3 Form of Restricted Stock Unit Award Notice and Agreement for Non-Bonus Award, as revised and approved on May 17, 2017, under the Amended and Restated 2012 Stock Incentive Plan. 10.4 Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting) for Canadian Employees, as revised and approved on May 17, 2017, under the Amended and Restated 2012 Stock Incentive Plan. 10.5 Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting) for Canadian Employees, as revised and approved on May 17, 2017, under the Amended and Restated 2012 Stock Incentive Plan. 10.6 Form of Restricted Stock Unit Award Notice and Agreement for Non-Bonus Award for Canadian Employees, as revised and approved on May 17, 2017, under the Amended and Restated 2012 Stock Incentive Plan. 12 Statement of Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividends. 31.1 Certification of Paul C. Reilly pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Jeffrey P. Julien pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32 Certification of Paul C. Reilly and Jeffrey P. Julien pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

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RJF 10-Q Quarter ended Dec. 31, 2017

Exhibits