RJF 10-Q Quarterly Report Dec. 31, 2019 | Alphaminr
RAYMOND JAMES FINANCIAL INC

RJF 10-Q Quarter ended Dec. 31, 2019

RAYMOND JAMES FINANCIAL INC
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsNote 1 Organization and Basis Of PresentationNote 2 Update Of Significant Accounting PoliciesNote 3 Fair ValueNote 4 Available-for-sale SecuritiesNote 5 Derivative Assets and Derivative LiabilitiesNote 6 Collateralized Agreements and FinancingsNote 7 Bank Loans, NetNote 8 Variable Interest EntitiesNote 9 LeasesNote 10 Bank DepositsNote 11 Other BorrowingsNote 12 Income TaxesNote 13 Commitments, Contingencies and GuaranteesNote 14 Accumulated Other Comprehensive Income/(loss)Note 15 RevenuesNote 16 Interest Income and Interest ExpenseNote 17 Share-based CompensationNote 18 Regulatory Capital RequirementsNote 19 Earnings Per ShareNote 20 Segment InformationItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Restated Articles of Incorporation of Raymond James Financial, Inc. as filed with the Secretary of State of Florida on November 25, 2008, incorporated by reference to Exhibit 3(i).1 to the Companys Annual Report on Form 10-K, filed with the Securities and Exchange Commission on November 28, 2008. 3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on November 30, 2017, incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 5, 2017. 31.1 Certification of Paul C. Reilly pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Paul M. Shoukry pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32 Certification of Paul C. Reilly and Paul M. Shoukry pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.