RJF 10-Q Quarterly Report Dec. 31, 2020 | Alphaminr
RAYMOND JAMES FINANCIAL INC

RJF 10-Q Quarter ended Dec. 31, 2020

RAYMOND JAMES FINANCIAL INC
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsNote 1 Organization and Basis Of PresentationNote 2 Update Of Significant Accounting PoliciesNote 3 AcquisitionsNote 4 Fair ValueNote 5 Available-for-sale SecuritiesNote 6 Derivative Assets and Derivative LiabilitiesNote 7 Collateralized Agreements and FinancingsNote 8 Bank Loans, NetNote 9 Loans To Financial Advisors, NetNote 10 Variable Interest EntitiesNote 11 LeasesNote 12 Bank DepositsNote 13 Income TaxesNote 14 Commitments, Contingencies and GuaranteesNote 15 Accumulated Other Comprehensive Income/(loss)Note 16 RevenuesNote 17 Interest Income and Interest ExpenseNote 18 Share-based CompensationNote 19 Regulatory Capital RequirementsNote 20 Earnings Per ShareNote 21 Segment InformationItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Restated Articles of Incorporation of Raymond James Financial, Inc. as filed with the Secretary of State of Florida on November 25, 2008, incorporated by reference to Exhibit 3(i).1 to the Companys Annual Report on Form 10-K, filed with the Securities and Exchange Commission on November 28, 2008. 3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on December 2, 2020, incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 8, 2020. 31.1 Certification of Paul C. Reilly pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Paul M. Shoukry pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32 Certification of Paul C. Reilly and Paul M. Shoukry pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.