RJF 10-Q Quarterly Report June 30, 2022 | Alphaminr
RAYMOND JAMES FINANCIAL INC
ALPHAMINR

RJF 10-Q Quarter ended June 30, 2022

Balance Sheet
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Income Statement
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RAYMOND JAMES FINANCIAL INC
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsNote 1 Organization and Basis Of PresentationNote 2 Update Of Significant Accounting PoliciesNote 3 AcquisitionsNote 4 Fair ValueNote 5 Available-for-sale SecuritiesNote 6 Derivative Assets and Derivative LiabilitiesNote 7 Collateralized Agreements and FinancingsNote 8 Bank Loans, NetNote 9 Loans To Financial Advisors, NetNote 10 Variable Interest EntitiesNote 11 - Goodwill and Identifiable Intangible Assets, NetNote 12 - Other AssetsNote 13 LeasesNote 14 Bank DepositsNote 15 Other BorrowingsNote 16 Senior Notes PayableNote 17 Income TaxesNote 18 Commitments, Contingencies and GuaranteesNote 19 Shareholders EquityNote 20 RevenuesNote 21 Interest Income and Interest ExpenseNote 22 Share-based CompensationNote 23 Regulatory Capital RequirementsNote 24 Earnings Per ShareNote 25 Segment InformationItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

2.1 Agreement and Plan of Merger, dated October 20, 2021, among Raymond James Financial, Inc., Macaroon One LLC, Macaroon Two LLC and TriState Capital Holdings, Inc., incorporated by reference to Exhibit 2.1 to the Companys Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 26, 2021. 3.1.1 Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. as filed with the Secretary of State of Florida on February 28, 2022, incorporated by reference to Exhibit 3.1 to the Companys Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 9, 2022. 3.1.2 Articles of Amendment to Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. relating to the Raymond James Financial, Inc. 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock, $0.10 par value per share, incorporated by reference to Exhibit 3.3 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 3.1.3 Articles of Amendment to Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. relating to the Raymond James Financial, Inc. 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, $0.10 par value per share, incorporated by reference to Exhibit 3.4 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on December 2, 2020, incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 8, 2020. 4.1 Deposit Agreement among TriState Capital Holdings, Inc., Computershare Inc., Computershare Trust Company, N.A. and the holders from time to time of the depositary receipts described therein relating to 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock, incorporated by reference to Exhibit 4.1 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 4.2 Form of First Amendment to Deposit Agreement among Raymond James Financial, Inc., TriState Capital Holdings, Inc., Computershare Inc., Computershare Trust Company, N.A. and the holders from time to time of the depositary receipts described therein relating to 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock, incorporated by reference to Exhibit 4.2 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 4.3 Form of Depositary ReceiptSeries A (included as part of Exhibit 4.2). 4.4 Deposit Agreement among TriState Capital Holdings, Inc., Computershare Inc., Computershare Trust Company, N.A. and the holders from time to time of the depositary receipts described therein relating to 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, incorporated by reference to Exhibit 4.3 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 4.5 Form of First Amendment to Deposit Agreement among Raymond James Financial, Inc., TriState Capital Holdings, Inc., Computershare Inc., Computershare Trust Company, N.A. and the holders from time to time of the depositary receipts described therein relating to 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, incorporated by reference to Exhibit 4.4 to the Companys Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. 4.6 Form of Depositary ReceiptSeries B (included as part of Exhibit 4.5). 31.1 Certification of Paul C. Reilly pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Paul M. Shoukry pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32 Certification of Paul C. Reilly and Paul M. Shoukry pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.