SANM 10-K Annual Report Oct. 3, 2020 | Alphaminr

SANM 10-K Fiscal year ended Oct. 3, 2020

SANMINA CORP
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TABLE OF CONTENTS
Item 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1. Organization Of SanminaNote 2. Summary Of Significant Accounting PoliciesNote 3. Balance Sheet DetailsNote 4. Revenue RecognitionNote 5. Financial InstrumentsNote 6. Financial Instruments and Concentration Of Credit RiskNote 7. DebtNote 8. LeasesNote 9. Accounts Receivable Sale ProgramNote 10. ContingenciesNote 11. RestructuringNote 12. Income TaxesNote 13. Earnings Per ShareNote 14. Stockholders' EquityNote 15. Business Segment, Geographic and Customer InformationNote 16. Stock-based CompensationNote 17. Employee Benefit PlansItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

3.5(5) Amended and Restated Bylaws of the Registrant dated December 1, 2008. 3.6(6) Certificate of Amendment of the Restated Certificate of Incorporation of the Registrant, as amended, dated July 27, 2009. 3.7(7) Certificate of Ownership and Merger as filed with the Secretary of State of the State of Delaware and effective November 15, 2012. 3.8(8) Certificate of Amendment of Amended and Restated Bylaws dated December 7, 2015 4.1(9) Indenture, dated as of June4, 2014, among Sanmina Corporation, certain subsidiaries of Sanmina Corporation as guarantors and U.S. Bank National Association as trustee. 4.5 (10) Description of the Registrant's Securities 10.1(11)* Amended and Restated Sanmina-SCI Corporation Deferred Compensation Plan for Outside Directors. 10.2(12)* Amended and Restated Sanmina-SCI Corporation Deferred Compensation Plan dated June9, 2008. 10.3(13)* Revised form of Officer and Director Indemnification Agreement. 10.4(14)* 2009 Incentive Plan, as amended on March 5, 2018. 10.5(15)* Deferred Compensation Plan for Outside Directors amended and restated effective January 1, 2009. 10.6(16)* Form of Stock Option Agreement for use under the 2009 Incentive Plan. 10.7(17)* Form of Restricted Stock Unit Agreement for use under the 2009 Incentive Plan. 10.8(18)* Form of Restricted Stock Agreement for use under the 2009 Incentive Plan. 10.9(19)* Form of Change of Control Severance Benefit Agreement. 10.10(20) Amendment to employment offer letter between Sanmina Corporation and Alan Reid dated March 12, 2010. 10.11(21)* Form of Restricted Stock Unit Agreement under 2009 Incentive Plan for director grants. 10.12(22) Purchase Agreement, dated as of May20, 2014, by and among Sanmina Corporation, certain subsidiaries of Sanmina Corporation, as guarantors, and Merrill Lynch, Pierce, Fenner& Smith Incorporated, as representative of the initial purchasers. 10.13(23) Second Amendment to the Sanmina Corporation Deferred Compensation Plan adopted as of May 12, 2015. 10.14(24) Fourth Amended and Restated Credit Agreement, dated as of November 30, 2018, by and among Sanmina Corporation, the lenders from time to time party thereto and Bank of America, N.A., as Administrative Agent. 10.15(25)* First Amendment to the Sanmina-SCI Corporation Deferred Compensation Plan. 10.16(26)* Amendment No. 3 to Sanmina-SCI Corporation Deferred Compensation Plan. 10.17(27)* First Amendment to the Sanmina-SCI Corporation Deferred Compensation Plan for Outside Directors. 10.18(28)* Second Amendment to the Sanmina Corporation Deferred Compensation Plan for Outside Directors. 10.19(29)* Fourth Amendment to the Sanmina Corporation Deferred Compensation Plan. 10.20(30) Receivables Purchase Agreement, dated March 26, 2018, among Sanmina Corporation, the sellers and buyers from time to time party thereto and the Bank of Tokyo-Mitsubishi UFG, Ltd., as administrative agent. 10.21(31) Joinder and Amendment No. 1 to the Receivables Purchase Agreement dated June 25, 2018 among Sanmina Corporation, MUFG Bank Ltd. (formerly known as The Bank of Tokyo-Mitsubishi UFG, Ltd.), Wells Fargo Bank N.A., Bank of the West and MUFG Bank Ltd., as administrative agent. 10.22(14)* Fifth Amendment to Sanmina Corporation Deferred Compensation Plan. 10.23(14)* Sixth Amendment to Sanmina Corporation Deferred Compensation Plan. 10.26(14) Joinder Agreement and Amendment No. 2 to the Receivables Purchase Agreement, dated September 17, 2018, among Sanmina Corporation, Sanmina-SCI Systems Pte. Ltd., MUFG Bank Ltd., Wells Fargo Bank N.A., Bank of the West and MUFG Bank Ltd., as administrative agent. 10.27(24) Amendment No. 3 to the Receivables Purchase Agreement, dated December 21, 2018, among Sanmina Corporation, Sanmina-SCI Systems Pte. Ltd., MUFG Bank Ltd., Wells Fargo Bank N.A., Bank of the West and MUFG Bank Ltd., as administrative agent. 10.28(32) Amendment No. 1 to Fourth Amended and Restated Credit Agreement, dated as of January 16, 2019, by and among Sanmina Corporation, the lenders from time to time party thereto and Bank of America, N.A., as Administrative Agent. 10.29(33)* 2019 Equity Incentive Plan, as amended 10.30(32)* Form of Restricted Stock Unit Award Agreement for use under 2019 Equity Incentive Plan 10.31(32)* Form of Stock Option Award Agreement for use under 2019 Equity Incentive Plan 10.32(34) Amendment No. 2 to the Fourth Amended and Restated Credit Agreement dated as of April 5, 2019, by and among Sanmina Corporation, the lenders from time to time party thereto and Bank of America N.A., as Administrative Agent. 10.33(34) Amendment No. 4 to the Receivables Purchase Agreement, dated April 3, 2019, among Sanmina Corporation, Sanmina-SCI Systems Pte. Ltd., MUFG Bank Ltd., Wells Fargo Bank N.A., Bank of the West and MUFG Bank Ltd., as administrative agent. 10.34 (10) Amended and Restated Security Agreement, dated as of June 3, 2019, among Sanmina Corporation, certain subsidiaries of Sanmina Corporation party thereto as grantors and Bank of America, N.A. as administrative agent 10.35 (35) Separation and Release Agreement dated January 10, 2020 between Sanmina Corporation and Michael Clarke 10.36 Separation and Release Agreement dated August 14, 2020 between Sanmina Corporation and Hartmut Liebel (filed herewith) 14.1 (10) Code of Business Conduct and Ethics of the Registrant 21.1 Subsidiaries of the Registrant (filed herewith). 23.1 Consent of PricewaterhouseCoopersLLP, independent registered public accounting firm (filed herewith). 31.1 Certification of the Principal Executive Officer pursuant to Securities Exchange Act Rules13a-14(a) and 15d-14(a), as adopted pursuant to Section302 of the Sarbanes-Oxley Act of 2002 (filed herewith). 31.2 Certification of the Principal Financial Officer pursuant to Securities Exchange Act Rules13a-14(a) and 15d-14(a), as adopted pursuant to Section302 of the Sarbanes-Oxley Act of 2002 (filed herewith). 32.1(36) Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 (furnished herewith). 32.2(36) Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).