SANM 10-K Annual Report Sept. 30, 2023 | Alphaminr

SANM 10-K Fiscal year ended Sept. 30, 2023

SANMINA CORP
10-Ks and 10-Qs
10-Q
Quarter ended March 30, 2024
10-Q
Quarter ended Dec. 30, 2023
10-K
Fiscal year ended Sept. 30, 2023
10-Q
Quarter ended July 1, 2023
10-Q
Quarter ended April 1, 2023
10-Q
Quarter ended Dec. 31, 2022
10-K
Fiscal year ended Oct. 1, 2022
10-Q
Quarter ended July 2, 2022
10-Q
Quarter ended April 2, 2022
10-Q
Quarter ended Jan. 1, 2022
10-K
Fiscal year ended Oct. 2, 2021
10-Q
Quarter ended July 3, 2021
10-Q
Quarter ended April 3, 2021
10-Q
Quarter ended Jan. 2, 2021
10-K
Fiscal year ended Oct. 3, 2020
10-Q
Quarter ended June 27, 2020
10-Q
Quarter ended March 28, 2020
10-Q
Quarter ended Dec. 28, 2019
10-K
Fiscal year ended Sept. 28, 2019
10-Q
Quarter ended June 29, 2019
10-Q
Quarter ended March 30, 2019
10-Q
Quarter ended Dec. 29, 2018
10-K
Fiscal year ended Sept. 29, 2018
10-Q
Quarter ended June 30, 2018
10-Q
Quarter ended March 31, 2018
10-Q
Quarter ended Dec. 30, 2017
10-K
Fiscal year ended Sept. 30, 2017
10-Q
Quarter ended July 1, 2017
10-Q
Quarter ended April 1, 2017
10-Q
Quarter ended Dec. 31, 2016
10-K
Fiscal year ended Oct. 1, 2016
10-Q
Quarter ended July 2, 2016
10-Q
Quarter ended April 2, 2016
10-Q
Quarter ended Jan. 2, 2016
10-K
Fiscal year ended Oct. 3, 2015
10-Q
Quarter ended June 27, 2015
10-Q
Quarter ended March 28, 2015
10-Q
Quarter ended Dec. 27, 2014
10-K
Fiscal year ended Sept. 27, 2014
10-Q
Quarter ended June 28, 2014
10-Q
Quarter ended March 29, 2014
10-Q
Quarter ended Dec. 28, 2013
10-K
Fiscal year ended Sept. 28, 2013
10-Q
Quarter ended June 29, 2013
10-Q
Quarter ended March 30, 2013
10-Q
Quarter ended Dec. 29, 2012
10-K
Fiscal year ended Sept. 29, 2012
10-Q
Quarter ended June 30, 2012
10-Q
Quarter ended March 31, 2012
10-Q
Quarter ended Dec. 31, 2011
10-K
Fiscal year ended Oct. 1, 2011
10-Q
Quarter ended July 2, 2011
10-Q
Quarter ended April 2, 2011
10-Q
Quarter ended Jan. 1, 2011
10-K
Fiscal year ended Oct. 2, 2010
10-Q
Quarter ended July 3, 2010
10-Q
Quarter ended April 3, 2010
10-Q
Quarter ended Jan. 2, 2010
PROXIES
DEF 14A
Filed on Jan. 26, 2024
DEF 14A
Filed on Jan. 27, 2023
DEF 14A
Filed on Jan. 27, 2022
DEF 14A
Filed on Jan. 28, 2021
DEF 14A
Filed on Jan. 22, 2020
DEF 14A
Filed on Jan. 24, 2019
DEF 14A
Filed on Jan. 24, 2018
DEF 14A
Filed on Jan. 20, 2017
DEF 14A
Filed on Jan. 22, 2016
DEF 14A
Filed on Jan. 22, 2015
DEF 14A
Filed on Jan. 23, 2014
DEF 14A
Filed on Jan. 25, 2013
DEF 14A
Filed on Dec. 21, 2011
DEF 14A
Filed on Dec. 10, 2010
TABLE OF CONTENTS
Item 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 1C. CybersecurityItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. [reserved]Item 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1. Organization Of SanminaNote 2. Summary Of Significant Accounting PoliciesNote 3. Balance Sheet and Income Statement DetailsNote 4. RevenueNote 5. Financial InstrumentsNote 6. Financial Instruments and Concentration Of Credit RiskNote 7. DebtNote 8. LeasesNote 9. Accounts Receivable Sale ProgramNote 10. ContingenciesNote 11. Restructuring and OtherNote 12. Income TaxesNote 13. Earnings Per ShareNote 14. Stockholders' EquityNote 15. Business Segment, Geographic and Customer InformationNote 16. Stock-based CompensationNote 17. Employee Benefit PlansNote 18. Strategic TransactionsItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

3.5(5) Amended and Restated Bylaws of the Registrant dated December 1, 2008. 3.6(6) Certificate of Amendment of the Restated Certificate of Incorporation of the Registrant, as amended, dated July 27, 2009. 3.7(7) Certificate of Ownership and Merger as filed with the Secretary of State of Delaware effective November 15, 2012. 3.8(8) Certificate of Amendment of Amended and Restated Bylaws dated December 7, 2015. 3.9 Certificate of Merger as filed with the Secretary of State of Delaware on October 3, 2016 (filed herewith). 4.1(9) Indenture, dated as of June4, 2014, among Sanmina Corporation, certain subsidiaries of Sanmina Corporation as guarantors and U.S. Bank National Association as trustee. 4.5(10) Description of the Registrant's Securities 10.2(11)* Amended and Restated Sanmina-SCI Corporation Deferred Compensation Plan dated June9, 2008. 10.3(12)* Revised form of Officer and Director Indemnification Agreement. 10.4(13)* 2009 Incentive Plan, as amended on March 5, 2018. 10.6(14)* Form of Stock Option Agreement for use under the 2009 Incentive Plan. 10.7(15)* Form of Restricted Stock Unit Agreement for use under the 2009 Incentive Plan. 10.8(16)* Form of Restricted Stock Agreement for use under the 2009 Incentive Plan. 10.9(17)* Form of Change of Control Severance Benefit Agreement. 10.10(18)* Amendment to employment offer letter between Sanmina Corporation and Alan Reid dated March 12, 2010. 10.11(19)* Form of Restricted Stock Unit Agreement under 2009 Incentive Plan for director grants. 10.12(20) Purchase Agreement, dated as of May20, 2014, by and among Sanmina Corporation, certain subsidiaries of Sanmina Corporation, as guarantors, and Merrill Lynch, Pierce, Fenner& Smith Incorporated, as representative of the initial purchasers. 10.13(21) Second Amendment to the Sanmina Corporation Deferred Compensation Plan adopted as of May 12, 2015. 10.15(22)* First Amendment to the Sanmina-SCI Corporation Deferred Compensation Plan. 10.16(23)* Amendment No. 3 to Sanmina-SCI Corporation Deferred Compensation Plan. 10.19(24)* Fourth Amendment to the Sanmina Corporation Deferred Compensation Plan. 10.20(25) Receivables Purchase Agreement, dated March 26, 2018, among Sanmina Corporation, the sellers and buyers from time to time party thereto and the Bank of Tokyo-Mitsubishi UFG, Ltd., as administrative agent. 10.21(26) Joinder and Amendment No. 1 to the Receivables Purchase Agreement dated June 25, 2018 among Sanmina Corporation, MUFG Bank Ltd. (formerly known as The Bank of Tokyo-Mitsubishi UFG, Ltd.), Wells Fargo Bank N.A., Bank of the West and MUFG Bank Ltd., as administrative agent. 10.22(13)* Fifth Amendment to Sanmina Corporation Deferred Compensation Plan. 10.23(13)* Sixth Amendment to Sanmina Corporation Deferred Compensation Plan. 10.26(13) Joinder Agreement and Amendment No. 2 to the Receivables Purchase Agreement, dated September 17, 2018, among Sanmina Corporation, Sanmina-SCI Systems Pte. Ltd., MUFG Bank Ltd., Wells Fargo Bank N.A., Bank of the West and MUFG Bank Ltd., as administrative agent. 10.27(27) Amendment No. 3 to the Receivables Purchase Agreement, dated December 21, 2018, among Sanmina Corporation, Sanmina-SCI Systems Pte. Ltd., MUFG Bank Ltd., Wells Fargo Bank N.A., Bank of the West and MUFG Bank Ltd., as administrative agent. 10.29(37)* 2019 Equity Incentive Plan, as amended 10.30(29)* Form of Restricted Stock Unit Award Agreement for use under 2019 Equity Incentive Plan 10.31(29)* Form of Stock Option Award Agreement for use under 2019 Equity Incentive Plan 10.33(30) Amendment No. 4 to the Receivables Purchase Agreement, dated April 3, 2019, among Sanmina Corporation, Sanmina-SCI Systems Pte. Ltd., MUFG Bank Ltd., Wells Fargo Bank N.A., Bank of the West and MUFG Bank Ltd., as administrative agent. 10.35(31) Separation and Release Agreement dated January 10, 2020 between Sanmina Corporation and Michael Clarke 10.36(32) Separation and Release Agreement dated August 14, 2020 between Sanmina Corporation and Hartmut Liebel 10.37(33) Amendment No. 5 to the Receivables Purchase Agreement, dated December 17, 2020, among Sanmina Corporation, Sanmina-SCI Systems Pte. Ltd., MUFG Bank Ltd., Wells Fargo Bank N.A., Bank of the West 10.38(34) Amendment No. 6 to the Receivables Purchase Agreement, dated November 24, 2021, among Sanmina Corporation, Sanmina-SCI Systems Pte. Ltd., MUFG Bank Ltd., Wells Fargo Bank N.A. and Bank of the West. 10.39(28) Share Subscription and Purchase Agreement dated as of March 3, 2022 by and among Reliance Strategic Business Ventures Limited, Sanmina Corporation, Sanmina-SCI Systems Singapore Pte Ltd, AET Holdings Limited and Sanmina-SCI India Private Limited. 10.39.1(28) Joint Venture and Shareholders Agreement dated as of March 3, 2022 by and among Reliance Strategic Business Ventures Limited, Sanmina Corporation, Sanmina-SCI Systems Singapore Pte Ltd and Sanmina-SCI India Private Limited. 10.39.2(28) Form of Management Services Agreement by and among Reliance Strategic Business Ventures Limited, Sanmina Corporation, Sanmina-SCI Systems Singapore Pte Ltd and Sanmina-SCI India Private Limited. 10.39.3(28) Form of Business Transfer Agreement by and between Sanmina-SCI Technology India Private Limited and a wholly-owned subsidiary of Sanmina Corporation to be incorporated under the laws of India. 10.39.4(28) Form of Services Agreement by and between Sanmina Corporation and Sanmina-SCI India Private Limited. 10.39.5(28) Form of Services Agreement by and between Sanmina-SCI India Private Limited and Sanmina Corporation. 10.39.6(28) Form of IP and Know-How License Agreement by and between Sanmina Corporation and Sanmina-SCI India Private Limited. 10.39.7(28) Form of Trademark License Agreement among Sanmina Corporation and Sanmina-SCI India Private Limited. 10.40(35) Fifth Amended and Restated Credit Agreement dated as of September 27, 2022 by and among Sanmina Corporation, the lenders from time to time party thereto and Bank of America, N.A., as Administrative Agent. 10.41(35) Second Amended and Restated Security Agreement dated as of September 27, 2022 by and among Sanmina Corporation, certain subsidiaries of Sanmina Corporation parties thereto and Bank of America, N.A., as Administrative Agent. 10.42(35) Joinder Agreement and Amendment No. 7 to the Receivables Purchase Agreement, dated as of July 8, 2022, among Sanmina Corporation, Sanmina-SCI Systems Singapore Pte. Ltd., Sanmina-SCI Systems Malaysia Sdn. Bhd., MUFG Bank Ltd., Wells Fargo Bank, N.A. and Bank of the West. 10.43 Receivables Purchase Agreement dated as of August 31, 2023 by and among Sanmina Corporation, as Seller, Servicer and Guarantor, the other Sellers and Servicers described therein, the buyers described therein and Truist Bank as Administrative Agent (filed herewith). 14.1(36) Code of Business Conduct and Ethics of the Registrant. 21.1 Subsidiaries of the Registrant (filed herewith). 23.1 Consent of PricewaterhouseCoopersLLP, independent registered public accounting firm (filed herewith). 31.1 Certification of the Principal Executive Officer pursuant to Securities Exchange Act Rule13a-14(a) or 15d-14(a), as adopted pursuant to Section302 of the Sarbanes-Oxley Act of 2002 (filed herewith). 31.2 Certification of the Principal Financial Officer pursuant to Securities Exchange Act Rule13a-14(a) or 15d-14(a), as adopted pursuant to Section302 of the Sarbanes-Oxley Act of 2002 (filed herewith). 32.1(38) Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 (furnished herewith). 32.2(38) Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 (furnished herewith). 97.1* Sanmina Corporation Policy for Reimbursement of Incentive Payments (filed herewith).