SBUX 10-K Annual Report Oct. 1, 2017 | Alphaminr

SBUX 10-K Fiscal year ended Oct. 1, 2017

STARBUCKS CORP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For The Registrant S Common Equity, Related Shareholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1: Summary Of Significant Accounting PoliciesNote 2: Acquisitions and DivestituresNote 3: Derivative Financial InstrumentsNote 4: Fair Value MeasurementsNote 5: Inventories (in Millions)Note 5: InventoriesNote 6: Equity and Cost Investments (in Millions)Note 6: Equity and Cost InvestmentsNote 7: Supplemental Balance Sheet Information (in Millions)Note 7: Supplemental Balance Sheet InformationNote 8: Other Intangible Assets and GoodwillNote 9: DebtNote 10: LeasesNote 11: EquityNote 12: Employee Stock and Benefit PlansNote 13: Income TaxesNote 14: Earnings Per ShareNote 15: Commitments and ContingenciesNote 16: Segment ReportingNote 17: Selected Quarterly Financial Information (unaudited; in Millions, Except Eps)Note 17: Selected Quarterly Financial InformationNote 18: Subsequent EventsItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Shareholder MattersItem 13. Certain Relationships, Related Transactions and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement Schedules

Exhibits

3.1 Restated Articles of Incorporation of Starbucks Corporation 10-Q 0-20322 4/28/2015 3.1 3.2 Amended and Restated Bylaws of Starbucks Corporation (As amended and restated through September 13, 2016) 8-K 0-20322 9/16/2016 3.1 4.1 Indenture, dated as of September 15, 2016, by and between Starbucks Corporation and U.S. Bank National Association, as trustee S-3ASR 333-213645 9/15/2016 4.1 4.2 First Supplemental Indenture, dated March 17, 2017, by and between Starbucks Corporate and U.S. Bank National Association, as trustee, transfer agent and registrar, and Elavon Financial Services, DAC, UK Branch, as paying agent (0.372% Senior Notes due 2024) 8-K 0-20322 3/20/2017 4.2 4.3 Form of 0.372% Senior Note due March 15, 2024 8-K 0-20322 3/20/2017 4.3 4.4 Indenture, dated as of August 23, 2007, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee S-3ASR 333-190955 9/3/2013 4.1 4.5 Second Supplemental Indenture, dated as of September 6, 2013, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (3.850% Senior Notes due October 1, 2023) 8-K 0-20322 9/6/2013 4.2 4.6 Form of 3.850% Senior Notes due October 1, 2023 8-K 0-20322 9/6/2013 4.3 4.7 Third Supplemental Indenture, dated as of December 5, 2013, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (0.875% Senior Notes due 2016 and 2.000% Senior Notes due 2018) 8-K 0-20322 12/5/2013 4.2 4.8 Form of 2.000% Senior Notes due December 5, 2018 8-K 0-20322 12/5/2013 4.4 4.9 Fourth Supplemental Indenture, dated as of June10, 2015, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (2.700% Senior Notes due June 15, 2022 and 4.300% Senior Notes due June 15, 2045) 8-K 0-20322 6/10/2015 4.2 4.11 Form of 4.300% Senior Notes due June 15, 2045 8-K 0-20322 6/10/2015 4.4 4.12 Fifth Supplemental Indenture, dated as of February4, 2016, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (2.100% Senior Notes due February4, 2021) 8-K 0-20322 2/4/2016 4.2 4.13 Form of 2.100% Senior Notes due February4, 2021 8-K 0-20322 2/4/2016 4.3 4.14 Sixth Supplemental Indenture, dated as of May 16, 2016, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (2.450% Senior Notes due June 15, 2026) 8-K 0-20322 5/16/2016 4.4 4.15 Form of 2.450% Senior Notes due June 15, 2026 8-K 0-20322 5/16/2016 4.5 10.2* Starbucks Corporation Employee Stock Purchase Plan 1995 as amended and restated on April 9, 2015 to reflect adjustments for the 2-for-1 forward stock split effective on such date 10-Q 0-20322 8/1/2017 10.1 10.4* Starbucks Corporation Executive Management Bonus Plan, as amended and restated November 10, 2015, effective September 28, 2015 10-K 0-20322 11/18/2016 10.4 10.5* Starbucks Corporation Management Deferred Compensation Plan, as amended and restated effective January 1, 2011 10-Q 0-20322 2/4/2011 10.2 10.8* Starbucks Corporation Deferred Compensation Plan for Non-Employee Directors, effective October 3, 2011 10-K 0-20322 11/18/2011 10.11 10.10* Starbucks Corporation 2005 Long-Term Equity Incentive Plan, as amended and restated effective March20, 2013, and as restated on April 9, 2015 to reflect adjustments for the 2-for-1 forward stock split effective on such date 10-Q 0-20322 4/28/2015 10.4 10.12* 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan, as amended and restated effective March 22, 2016 10-Q 0-20322 04/26/2016 10.1 10.13* Form of Stock Option Grant Agreement for Purchase of Stock under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan 10-Q 0-20322 5/2/2012 10.1 10.14* Form of Global Stock Option Grant Agreement for Purchase of Stock under the Key Employee Sub-Plan to the 2005 Long Term Equity Incentive Plan 10-K 0-20322 11/18/2016 10.14 10.15* Form of Stock Option Grant Agreement for Purchase of Stock under the 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan 10-Q 0-20322 04/26/2016 10.2 10.16* Form of Restricted Stock Unit Grant Agreement under the 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan 10-Q 0-20322 04/26/2016 10.3 10.17 Credit Agreement, dated October 25, 2017, among Starbucks Corporation, Bank of America, N.A., in its capacity as Administrative Agent, Swing Line Lender and L/C Issuer, Wells Fargo Bank, N.A., Citibank, N.A. and U.S. Bank National Association, as L/C Issuers, and the other Lenders from time to time a party thereto. 8-K 0-20322 10/30/2017 10.1 10.18 364-Day Credit Agreement, dated October 25, 2017, among Starbucks Corporation, Bank of America, N.A., in its capacity as Administrative Agent and Swing Line Lender, and the other Lenders from time to time a party thereto. 8-K 0-20322 10/30/2017 10.2 10.19 Form of Commercial Paper Dealer Agreement between Starbucks Corporation, as Issuer, and the Dealer 8-K 0-20322 7/29/2016 10.1 10.20* Letter Agreement dated February21, 2008 between Starbucks Corporation and Clifford Burrows 10-Q 0-20322 5/8/2008 10.3 10.21* Form of Time Vested Restricted Stock Unit Grant Agreement (U.S.) under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan 10-K 0-20322 11/18/2011 10.30 10.22* Form of Time Vested Global Restricted Stock Unit Grant Agreement under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan 10-K 0-20322 11/18/2016 10.21 10.23* Form of Performance Based Global Restricted Stock Unit Grant Agreement under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan 10-K 0-20322 11/18/2016 10.22 10.24* Form of Global Key Employee Restricted Stock Unit Grant Agreement 10.25* Form of Global Key Employee Stock Option Grant Agreement for Purchase of Stock under the 2005 Long-Term Equity Incentive Plan 10.26* Form of Global Key Employee Restricted Stock Unit Grant Agreement (Performance-Based) 10.27* Exclusive Aircraft Sublease (S/N 6003) dated as of September 27, 2013 by and between Cloverdale Services, LLC and Starbucks Corporation 10-Q 0-20322 4/29/2014 10.3 10.28* Letter Agreement dated November30, 2009 between Starbucks Corporation and John Culver 10-Q 0-20322 2/2/2010 10.3 10.29* Letter Agreement dated May 16, 2012 between Starbucks Corporation and Lucy Lee Helm 10-K 0-20322 11/14/2014 10.33 10.30* Letter Agreement dated January 29, 2014 between Starbucks Corporation and Scott Maw 8-K 0-20322 1/29/2014 10.2 10.31* Offer Letter dated March 23, 2017 between Starbucks Corporation and Kevin Johnson 10-Q 0-20322 5/2/2017 10.1 10.32* Offer Letter dated August 23, 2017 between Starbucks Corporation and Rosalind Brewer 8-K 0-20322 9/6/2017 10.1 12 Computation of Ratio of Earnings to Fixed Charges 21 Subsidiaries of Starbucks Corporation 23 Consent of Independent Registered Public Accounting Firm 31.1 Certification of Principal Executive Officer Pursuant to Rule13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Principal Financial Officer Pursuant to Rule13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32** Certifications of Principal Executive Officer and Principal Financial Officer Pursuant to 18U.S.C. Section1350, As Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002