SBUX 10-K Annual Report Sept. 29, 2019 | Alphaminr
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SBUX 10-K Fiscal year ended Sept. 29, 2019

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STARBUCKS CORP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For The Registrant S Common Equity, Related Shareholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1: Summary Of Significant Accounting PoliciesNote 2: Acquisitions, Divestitures and Strategic AllianceNote 3: Derivative Financial InstrumentsNote 4: Fair Value MeasurementsNote 5: InventoriesNote 6: Equity InvestmentsNote 7: Supplemental Balance Sheet Information (in Millions)Note 7: Supplemental Balance Sheet InformationNote 8: Other Intangible Assets and GoodwillNote 9: DebtNote 10: LeasesNote 11: EquityNote 12: Employee Stock and Benefit PlansNote 13: Income TaxesNote 14: Earnings Per ShareNote 15: Commitments and ContingenciesNote 16: Segment ReportingNote 17: Selected Quarterly Financial InformationItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Shareholder MattersItem 13. Certain Relationships, Related Transactions and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement Schedules

Exhibits

2.1 Transaction Agreement, dated as of May 6, 2018 by and between Starbucks Corporation and Nestl S.A. 8-K 0-20322 5/7/2018 2.1 3.1 Restated Articles of Incorporation of Starbucks Corporation 10-Q 0-20322 4/28/2015 3.1 3.2 Amended and Restated Bylaws of Starbucks Corporation (As amended and restated through June 1, 2018) 8-K 0-20322 6/5/2018 3.1 4.1 Indenture, dated as of September 15, 2016, by and between Starbucks Corporation and U.S. Bank National Association, as trustee S-3ASR 333-213645 9/15/2016 4.1 4.2 First Supplemental Indenture, dated March 17, 2017, by and between Starbucks Corporation and U.S. Bank National Association, as trustee, transfer agent and registrar, and Elavon Financial Services, DAC, UK Branch, as paying agent (0.372% Senior Notes due 2024) 8-K 0-20322 3/20/2017 4.2 4.3 Form of 0.372% Senior Note due March 15, 2024 8-K 0-20322 3/20/2017 4.3 4.4 Second Supplemental Indenture, dated as of November22, 2017, by and between Starbucks Corporation and U.S. Bank National Association, as trustee (2.200% Senior Notes due 2020 and 3.750% Senior Notes due 2047) 8-K 0-20322 11/22/2017 4.2 4.5 Form of 2.200% Senior Notes due November22, 2020 (included in Exhibit 4.2) 8-K 0-20322 11/22/2017 4.3 4.6 Form of 3.750% Senior Notes due December1, 2047 (included in Exhibit 4.2) 8-K 0-20322 11/22/2017 4.4 4.7 Third Supplemental Indenture, dated as of February 28, 2018, by and between Starbucks Corporation and U.S. Bank National Association, as trustee (3.100% Senior Notes due 2023 and 3.500% Senior Notes due 2028) 8-K 0-20322 2/28/2018 4.2 4.8 Form of 3.100% Senior Notes due March 1, 2023 8-K 0-20322 2/28/2018 4.3 4.9 Form of 3.500% Senior Notes due March 1, 2028 8-K 0-20322 2/28/2018 4.4 4.10 Fourth Supplemental Indenture, dated as of August 10, 2018, by and between Starbucks Corporation and U.S. Bank National Association, as trustee (3.800% Senior Notes due 2025, 4.000% Senior Notes due 2028 and 4.500% Senior Notes due 2048) 8-K 0-20322 8/10/2018 4.2 4.11 Form of 3.800% Senior Notes due August 15, 2025 8-K 0-20322 8/10/2018 4.3 4.12 Form of 4.000% Senior Notes due November 15, 2028 8-K 0-20322 8/10/2018 4.4 4.13 Form of 4.500% Senior Notes due November 15, 2048 8-K 0-20322 8/10/2018 4.5 4.14 Fifth Supplemental Indenture, dated as of May 13, 2019, by and between Starbucks Corporation and U.S. Bank National Association, as trustee (3.550% Senior Notes due 2029 and 4.450% Senior Notes due 2049) 8-K 0-20322 5/13/2019 4.2 4.15 Form on 3.550% Senior Notes due August 15, 2029 (included in Exhibit 4.2) 8-K 0-20322 5/13/2019 4.3 4.16 Form on 4.450% Senior Notes due August 15, 2049 (included in Exhibit 4.2) 8-K 0-20322 5/13/2019 4.4 4.17 Indenture, dated as of August 23, 2007, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee S-3ASR 333-190955 9/3/2013 4.1 4.18 Second Supplemental Indenture, dated as of September 6, 2013, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (3.850% Senior Notes due October 1, 2023) 8-K 0-20322 9/6/2013 4.2 4.19 Form of 3.850% Senior Notes due October 1, 2023 8-K 0-20322 9/6/2013 4.3 4.20 Third Supplemental Indenture, dated as of December 5, 2013, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (0.875% Senior Notes due 2016 and 2.000% Senior Notes due 2018) 8-K 0-20322 12/5/2013 4.2 4.21 Form of 2.000% Senior Notes due December 5, 2018 8-K 0-20322 12/5/2013 4.4 4.22 Fourth Supplemental Indenture, dated as of June10, 2015, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (2.700% Senior Notes due June 15, 2022 and 4.300% Senior Notes due June 15, 2045) 8-K 0-20322 6/10/2015 4.2 4.23 Form of 2.700% Senior Notes due June 15, 2022 8-K 0-20322 6/10/2015 4.3 4.24 Form of 4.300% Senior Notes due June 15, 2045 8-K 0-20322 6/10/2015 4.4 4.25 Fifth Supplemental Indenture, dated as of February4, 2016, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (2.100% Senior Notes due February4, 2021) 8-K 0-20322 2/4/2016 4.2 4.26 Form of 2.100% Senior Notes due February4, 2021 8-K 0-20322 2/4/2016 4.3 4.27 Sixth Supplemental Indenture, dated as of May 16, 2016, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (2.450% Senior Notes due June 15, 2026) 8-K 0-20322 5/16/2016 4.4 4.28 Form of 2.450% Senior Notes due June 15, 2026 8-K 0-20322 5/16/2016 4.5 4.29 Description of Securities 10.1* Starbucks Corporation Employee Stock Purchase Plan 1995 as amended and restated on April 9, 2015 to reflect adjustments for the 2-for-1 forward stock split effective on such date 10-Q 0-20322 8/1/2017 10.1 10.2* Starbucks Corporation Executive Management Bonus Plan, as amended and restated on June 25, 2019 10-Q 0-20322 7/30/2019 10.1 10.3* Starbucks Corporation Management Deferred Compensation Plan, as amended and restated effective January 1, 2011 10-Q 0-20322 2/4/2011 10.2 10.5* Starbucks Corporation Deferred Compensation Plan for Non-Employee Directors, effective October 3, 2011, as amended and restated effective September 11, 2018 10-K 0-20322 11/16/2018 10.5 10.7* Starbucks Corporation 2005 Long-Term Equity Incentive Plan, as amended and restated effective March20, 2013, as restated on April 9, 2015 to reflect adjustments for the 2-for-1 forward stock split effective on such date, and as amended and restated by the Board on September 11, 2018 10-K 0-20322 11/16/2018 10.7 10.9* 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan, as amended and restated effective September 11, 2018 10-K 0-20322 11/16/2018 10.9 10.10* Form of Stock Option Grant Agreement for Purchase of Stock under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan 10-Q 0-20322 5/2/2012 10.1 10.11* Form of Global Stock Option Grant Agreement for Purchase of Stock under the Key Employee Sub-Plan to the 2005 Long Term Equity Incentive Plan 10-K 0-20322 11/18/2016 10.14 10.12* Form of Stock Option Grant Agreement for Purchase of Stock under the 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan 10-Q 0-20322 4/26/2016 10.2 10.13* Form of Restricted Stock Unit Grant Agreement under the 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan 10-Q 0-20322 4/26/2016 10.3 10.14 Credit Agreement, dated October 25, 2017, among Starbucks Corporation, Bank of America, N.A., in its capacity as Administrative Agent, Swing Line Lender and L/C Issuer, Wells Fargo Bank, N.A., Citibank, N.A. and U.S. Bank National Association, as L/C Issuers, and the other Lenders from time to time a party thereto. 8-K 0-20322 10/30/2017 10.1 10.15 Amended and Restated 364-Day Credit Agreement, dated October 24, 2018, among Starbucks Corporation, Bank of America, N.A., in its capacity as Administrative Agent and Swing Line Lender and U.S. Bank National Association, as L/C Issuers, and the other Lenders from time to time a party thereto. 8-K 0-20322 10/26/2018 10.1 10.16 Description of Extension, dated as of October 23, 2019, to the Amended and Restated 364-Day Credit Agreement, dated as of October 24, 2018, among Starbucks Corporation, Bank of America, N.A., in its capacity as Administrative Agent and Swing Line Lender and U.S. Bank National Association, as L/C Issuers, and the other Lenders from time to time a party thereto. 8-K 0-20322 10/25/2019 10.17 Form of Commercial Paper Dealer Agreement between Starbucks Corporation, as Issuer, and the Dealer 8-K 0-20322 7/29/2016 10.1 10.18* Form of Time Vested Restricted Stock Unit Grant Agreement (U.S.) under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan 10-K 0-20322 11/18/2011 10.30 10.19* Form of Time Vested Global Restricted Stock Unit Grant Agreement under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan 10-K 0-20322 11/18/2016 10.21 10.20* Form of Performance Based Global Restricted Stock Unit Grant Agreement under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan 10-K 0-20322 11/18/2016 10.22 10.21* Form of Global Key Employee Restricted Stock Unit Grant Agreement 10-K 0-20322 11/17/2017 10.24 10.22* Form of Global Key Employee Restricted Stock Unit Grant Agreement (Effective November 2019) 10.23* Form of Global Key Employee Stock Option Grant Agreement for Purchase of Stock under the 2005 Long-Term Equity Incentive Plan 10-K 0-20322 11/17/2017 10.25 10.24* Form of Global Key Employee Performance-Based Stock Option Grant Agreement for Purchase of Stock under the 2005 Long-Term Equity Incentive Plan 10-K 0-20322 11/16/2018 10.23 10.25* Form of Global Key Employee Restricted Stock Unit Grant Agreement (Performance-Based) 10-K 0-20322 11/17/2017 10.26 10.26* Form of Global Key Employee Restricted Stock Unit Grant Agreement (Performance-Based) (Effective November 2019) 10.27* Exclusive Aircraft Sublease (S/N 6003) dated as of September 27, 2013 by and between Cloverdale Services, LLC and Starbucks Corporation 10-Q 0-20322 4/29/2014 10.3 10.28* Transition Agreement dated June 27, 2018 between Scott Maw and Starbucks Corporation 8-K/A 0-20322 6/29/2018 10.1 10.29* Letter Agreement dated November 30, 2009 between Starbucks Corporation and John Culver 10-Q 0-20322 2/2/2010 10.3 10.30* Letter Agreement dated May 16, 2012 between Starbucks Corporation and Lucy Lee Helm 10-K 0-20322 11/14/2014 10.33 10.31* Offer Letter dated March 23, 2017 between Starbucks Corporation and Kevin Johnson 10-Q 0-20322 5/2/2017 10.1 10.32* Offer Letter dated August 23, 2017 between Starbucks Corporation and Rosalind Brewer 8-K 0-20322 9/6/2017 10.1 10.33* Offer Letter dated October5, 2018 between Starbucks Corporation and Patrick J. Grismer 8-K 0-20322 10/9/2018 10.1 21 Subsidiaries of Starbucks Corporation 23 Consent of Independent Registered Public Accounting Firm 31.1 Certification of Principal Executive Officer Pursuant to Rule13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Principal Financial Officer Pursuant to Rule13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32** Certifications of Principal Executive Officer and Principal Financial Officer Pursuant to 18U.S.C. Section1350, As Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002