SNDL 20-F DEF-14A Report Dec. 31, 2022 | Alphaminr

SNDL 20-F Report ended Dec. 31, 2022

SUNDIAL GROWERS INC.
CIK: 1766600
Filing Type: 20-F/A
Report Date: 2022-12-31
Download URL: https://www.sec.gov/Archives/edgar/data/1766600/000095017024034351/sndl-20221231.htm
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TABLE OF CONTENTS
Part IItem 1. Identity Of Directors, Senior Management and AdvisersItem 1. Identity Of Directors, SItem 2. Offer Statistics and Expected TimetableItem 2. Offer StatisticsItem 3. Key InformationItem 3. KeyItem 4. Information on The CompanyItem 4. InformatioItem 4A. Unresolved Staff CommentsItem 4A. UnresolveItem 5. Operating and Financial Review and ProspectsItem 5. Operating and FinanItem 6. Directors, Senior Management and EmployeesItem 6. Directors, SeniorItem 7. Major Shareholders and Related Party TransactionsItem 7. Major Shareholders andItem 8. Financial InformationItem 8. FinanciaItem 9. The Offer and ListingItem 9. The OffeItem 10. Additional InformationItem 10. AdditionItem 11. Quantitative and Qualitative Disclosures About Market RiskItem 11. Quantitative and QualitatiItem 12. Description Of Securities Other Than Equity SecuritiesItem 12. Description Of SecuritiePart IIItem 13. Defaults, Dividend Arrearages and DelinquenciesItem 13. Defaults, Dividend ArItem 14. Material Modifications To The Rights Of Security Holders and Use Of ProceedsItem 14. Material Modifications To The RightItem 15. Controls and ProceduresItem 15. ControlsItem 16A. Audit Committee Financial ExpertItem 16A. Audit CommitItem 16B. Code Of EthicsItem 16B. CodeItem 16C. Principal Accountant Fees and ServicesItem 16C. Principal AccouItem 16D. Exemptions From The Listing Standards For Audit CommitteesItem 16D. Exemptions From The ListinItem 16E. Purchases Of Equity Securities By The Issuer and Affiliated PurchasersItem 16E. Purchases Of Equity Securities BItem 16F. Change in Registrant S Certifying AccountantItem 16F. Change in RegistraItem 16G. Corporate GovernanceItem 16G. CorporItem 16H. Mine Safety DisclosureItem 16H. Mine SaItem 16I. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 17. Financial StatementsItem 17. FinanciItem 18. Financial StatementsItem 18. FinanciItem 19. ExhibitsItem 19. E

Exhibits

1.1 Articles of amalgamation of SNDL Inc., as currently in effect Filed together with this Annual Report on Form 20-F for the year ended December 31, 2022 1.2 Bylaws of SNDL Inc. as currently in effect Incorporated by reference to Exhibit 3.2 to the Registrants registration statement on Form F-1/A, filed with the SEC on July 30, 2019 2.1 Specimen Share Certificate Incorporated by reference to Exhibit 3.2 to the Registrants registration statement on Form F-1/A, filed with the SEC on July 30, 2019 2.2 Description of Securities of the Registrant Registered under Section 12 of the Exchange Act Incorporated by reference to Exhibit 2.4 to the Registrants annual report on Form 20-F, filed with the SEC on March 31, 2020 2.3 Securities Purchase Agreement dated as of June 5, 2020 by and among SNDL Inc. and each of the investors listed on the Schedule of Buyers attached thereto, including the forms of the related convertible notes, warrants and registration rights agreement Incorporated by reference to Exhibit 99.5 to the Registrants current report on Form 6-K, filed with the SEC on June 8, 2020 2.4 Form of Series A and B Warrants Incorporated by reference to Exhibit 99.1 to the Registrants current report on Form 6-K, filed with the SEC on August 18, 2020 2.5 Form of New Warrant Incorporated by reference to Exhibit 99.2 to the Registrants current report on Form 6-K, filed with the SEC on February 19, 2021 2.6 Amended and Restated Equity Distribution Agreement, by and between SNDL Inc. and A.G.P./Alliance Global Partners Incorporated by reference to Exhibit 99.1 to the Registrants current report on Form 6-K, filed with the SEC on January 21, 2021 4.1 Implementation Agreement, dated as of December 20, 2022, by and between SNDL Inc. and Nova Cannabis Inc., together with the agreed forms of Strategic Partnership Agreement, Amended and Restated Management and Administrative Services Agreement, Amended and Restated Investor Rights Agreement, Amended and Restated Collaboration and Financial Reporting Agreement and Grid Promissory Note Incorporated by reference to Exhibit 99.1 to the Registrants current report on Form 6-K, filed with the SEC on April 10, 2023 4.2 Amendment No. 1 to the Implementation Agreement, dated as of April 3, 2023, by and between SNDL Inc. and Nova Cannabis Inc Incorporated by reference to Exhibit 99.2 to the Registrants current report on Form 6-K, filed with the SEC on April 10, 2023 8.1 List of Subsidiaries Filed together with this Annual Report on Form 20-F for the year ended December 31, 2022 12.1 Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Filed together with this Annual Report on Form 20-F for the year ended December 31, 2022 12.2 Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Filed together with this Annual Report on Form 20-F for the year ended December 31, 2022 13.1 Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Filed together with this Annual Report on Form 20-F for the year ended December 31, 2022 13.2 Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Filed together with this Annual Report on Form 20-F for the year ended December 31, 2022 15.1 Managements Discussion and Analysis of Financial Condition and Results of Operations Filed together with this Annual Report on Form 20-F for the year ended December 31, 2022 15.2 Consent of Marcum LLP Filed together with this Annual Report on Form 20-F for the year ended December 31, 2022 15.3 Consent of KPMG LLP Filed together with this Annual Report on Form 20-F for the year ended December 31, 2022