SPGI 10-K Annual Report Dec. 31, 2020 | Alphaminr
ALPHAMINR

SPGI 10-K Fiscal year ended Dec. 31, 2020

Balance Sheet
Cash Flow
Income Statement
Debt
S&P GLOBAL INC.
10-Ks and 10-Qs
10-Q
 		Quarter ended Sept. 30, 2024
10-Q
 		Quarter ended June 30, 2024
10-Q
 		Quarter ended March 31, 2024
10-K
 		Fiscal year ended Dec. 31, 2023
10-Q
 		Quarter ended Sept. 30, 2023
10-Q
 		Quarter ended June 30, 2023
10-Q
 		Quarter ended March 31, 2023
10-K
 		Fiscal year ended Dec. 31, 2022
10-Q
 		Quarter ended Sept. 30, 2022
10-Q
 		Quarter ended June 30, 2022
10-Q
 		Quarter ended March 31, 2022
10-K
 		Fiscal year ended Dec. 31, 2021
10-Q
 		Quarter ended Sept. 30, 2021
10-Q
 		Quarter ended June 30, 2021
10-Q
 		Quarter ended March 31, 2021
10-K
 		Fiscal year ended Dec. 31, 2020
10-Q
 		Quarter ended Sept. 30, 2020
10-Q
 		Quarter ended June 30, 2020
10-Q
 		Quarter ended March 31, 2020
10-K
 		Fiscal year ended Dec. 31, 2019
10-Q
 		Quarter ended Sept. 30, 2019
10-Q
 		Quarter ended June 30, 2019
10-Q
 		Quarter ended March 31, 2019
10-K
 		Fiscal year ended Dec. 31, 2018
10-Q
 		Quarter ended Sept. 30, 2018
10-Q
 		Quarter ended June 30, 2018
10-Q
 		Quarter ended March 31, 2018
10-K
 		Fiscal year ended Dec. 31, 2017
10-Q
 		Quarter ended Sept. 30, 2017
10-Q
 		Quarter ended June 30, 2017
10-Q
 		Quarter ended March 31, 2017
10-K
 		Fiscal year ended Dec. 31, 2016
10-Q
 		Quarter ended Sept. 30, 2016
10-Q
 		Quarter ended June 30, 2016
10-Q
 		Quarter ended March 31, 2016
10-K
 		Fiscal year ended Dec. 31, 2015
10-Q
 		Quarter ended Sept. 30, 2015
10-Q
 		Quarter ended June 30, 2015
10-Q
 		Quarter ended March 31, 2015
10-K
 		Fiscal year ended Dec. 31, 2014
10-Q
 		Quarter ended Sept. 30, 2014
10-Q
 		Quarter ended June 30, 2014
10-Q
 		Quarter ended March 31, 2014
10-K
 		Fiscal year ended Dec. 31, 2013
10-Q
 		Quarter ended Sept. 30, 2013
10-Q
 		Quarter ended June 30, 2013
10-Q
 		Quarter ended March 31, 2013
10-K
 		Fiscal year ended Dec. 31, 2012
10-Q
 		Quarter ended Sept. 30, 2012
10-Q
 		Quarter ended June 30, 2012
10-Q
 		Quarter ended March 31, 2012
10-K
 		Fiscal year ended Dec. 31, 2011
10-Q
 		Quarter ended Sept. 30, 2011
10-Q
 		Quarter ended June 30, 2011
10-Q
 		Quarter ended March 31, 2011
10-K
 		Fiscal year ended Dec. 31, 2010
10-Q
 		Quarter ended Sept. 30, 2010
10-Q
 		Quarter ended June 30, 2010
10-Q
 		Quarter ended March 31, 2010
10-K
 		Fiscal year ended Dec. 31, 2009
PROXIES
DEF 14A
 		Filed on March 19, 2024
DEF 14A
 		Filed on March 23, 2023
DEF 14A
 		Filed on March 22, 2022
DEF 14A
 		Filed on March 29, 2021
DEF 14A
 		Filed on March 30, 2020
DEF 14A
 		Filed on March 25, 2019
DEF 14A
 		Filed on March 19, 2018
DEF 14A
 		Filed on March 13, 2017
DEF 14A
 		Filed on March 14, 2016
DEF 14A
 		Filed on March 18, 2015
DEF 14A
 		Filed on March 19, 2014
DEF 14A
 		Filed on March 21, 2013
DEF 14A
 		Filed on March 16, 2012
DEF 14A
 		Filed on March 18, 2011
DEF 14A
 		Filed on March 23, 2010
TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For The Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Consolidated Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

(2.1) Purchase and Sale Agreement between the Registrant, McGraw-Hill Education LLC, various sellers named therein and MHE Acquisition, LLC, dated November 26, 2012, incorporated by reference from Registrant's Form 8-K filed November 26, 2012. (2.2) Amendment No. 1 to Sale Agreement, dated March 4, 2013, incorporated by reference from Registrants Form 8-K filed March 5, 2013. (2.3) Agreement and Plan of Merger, dated as of July 24, 2015, among the Company, Venus Sub LLC, SNL Financial LC and New Mountain Partners III (AIV-C), L.P., as incorporated by reference from the Registrants Form 8-K filed on July 29, 2015. (2.4) Stock and Asset Purchase Agreement between McGraw Hill Financial, Inc. and Jefferson Bidco Inc., dated as of April 15, 2016, incorporated by reference from the Registrant's Form 10-Q filed July 28, 2016. (2.5) Agreement and Plan of Merger, dated as of November 29, 2020, by and among S&P Global Inc., IHS Markit Ltd. and Sapphire Subsidiary, Ltd., incorporated by reference from Registrants Form 8-K filed November 30, 2020** (3.1) Amended and Restated Certificate of Incorporation of Registrant, incorporated by reference from Registrants Form 8-K filed May 18, 2020. (3.2) By-Laws of Registrant, as amended and restated on April 27, 2016, incorporated by reference from the Registrants Form 8-K filed April 29, 2016. (4.1) Indenture dated as of November 2, 2007 between the Registrant, as issuer, and The Bank of New York, as trustee, incorporated by reference from Registrants Form 8-K filed November 2, 2007. (4.2) First Supplemental Indenture, dated January 1, 2009, between the Company and The Bank of New York Mellon, as trustee, incorporated by reference from Registrants Form 8-K filed January 2, 2009. (4.3) Indenture dated as of May 26, 2015, among the Company, Standard & Poor's Financial Services LLC and U.S. Bank National Association, as trustee, as incorporated by reference from the Registrants Form 8-K filed on May 26, 2015. (4.4) First Supplemental Indenture dated as of May 26, 2015, among the Company, Standard & Poor's Financial Services LLC and U.S. Bank National Association, as trustee,as incorporated by reference from the Registrants Form 8-K filed on May 26, 2015. (4.5) Second Supplemental Indenture dated as of August 18, 2015, among the Company, Standard & Poors Financial Services LLC and U.S. Bank National Association, as trustee, as incorporated by reference from the Registrants Form 8-K filed on August 18, 2015. (4.6) Third Supplemental Indenture dated as of September 22, 2016, among S&P Global Inc., Standard & Poors Financial Services LLC and U.S. Bank National Association, as trustee, incorporated by reference from the Registrant's Form 8-K filed on September 22, 2016. (4.7) Fourth Supplemental Indenture dated as of May 17, 2018, among S&P Global Inc., Standard & Poors Financial Services LLC and U.S. Bank National Association, as trustee, incorporated by reference from the Registrant's Form 8-K filed on May 17, 2018. (4.8) Fifth Supplemental Indenture dated as of November26, 2019, among the Company, Standard& Poors Financial Services LLC, and U.S. Bank National Association, as trustee, incorporated by reference from the Registrant's Form 8-K filed on November 26, 2019. (4.9) Sixth Supplemental Indenture dated as of August 13, 2020, among the Company, Standard & Poors Financial Services LLC, and U.S. Bank National Association, as trustee, incorporated by reference from the Registrant's Form 8-K filed on August 13, 2020. (4.10) Form of 6.550% Senior Note due 2037, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2019. (4.11) Form of 4.000% Senior Note due 2025, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2015. (4.12) Form of 2.950% Senior Note due 2027, incorporated by reference from the Registrant's Form 8-K filed on September 22, 2016. (4.13) Form of 4.500% Senior Note due 2048 (included in Ex. 4.2 of the referenced Form 8-K), incorporated by reference from the Registrant's Form 8-K filed May 17, 2018. (4.14) Form of 2.500% Senior Note due 2029 (included in Ex. 4.2 of the referenced Form 8-K), incorporated by reference from the Registrant's Form 8-K filed November 26, 2019. (4.15) Form of 3.250% Senior Note due 2049 (included in Ex. 4.2 of the referenced Form 8-K), incorporated by reference from the Registrant's Form 8-K filed November 26, 2019. (4.16) Description of the Registrant's Securities Registered pursuant to Section 12 of the Securities Exchange Act of 1934, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2019. (10.1) Form of Indemnification Agreement between Registrant and each of its directors and certain of its executive officers, incorporated by reference from Registrants Form 10-K for the fiscal year ended December 31, 2004. (10.2)* Registrants 2002 Stock Incentive Plan, as amended and restated as of January 1, 2016, incorporated by reference from the Registrants Form 10-Q filed April 26, 2016. (10.3)* Registrants 2019 Stock Incentive Plan, incorporated by reference from Appendix A to the Registrants Definitive Proxy Statement on Schedule 14A filed on March 25, 2019. (10.4)* Form of Performance Share Unit Terms and Conditions, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2014. (10.5)* Form of Performance Share Unit Terms and Conditions, as incorporated by reference from the Registrants Form 10-Q filed on April 28, 2015. (10.6)* Form of Performance Share Unit Terms and Conditions, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2016. (10.7)* Form of Performance Share Unit Terms and Conditions, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2017. (10.8)* Form of Performance Share Unit Terms and Conditions, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2018. (10.9)* Form of Restricted Stock Unit Award Terms and Conditions, as incorporated by reference from the Registrants Form 10-Q filed on April 28, 2015. (10.10)* Form of Restricted Stock Unit Award Terms and Conditions, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2016. (10.11)* Form of Restricted Stock Unit Award Terms and Conditions, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2017. (10.12)* Form of Restricted Stock Unit Award Terms and Conditions, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2018. (10.13)* Form of Restricted Stock Unit Award - Tranche Vesting Terms and Conditions, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2018. (10.14)* Form of Stock Option Award, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2013. (10.15)* Registrants Key Executive Short-Term Incentive Deferred Compensation Plan, as amended and restated as of January 1, 2008, incorporated by reference from Registrants Form 10-K for the fiscal year ended December 31, 2007. (10.16)* Resolutions terminating deferrals under the Key Executive Short-Term Deferred Compensation Plan, dated October 23, 2014, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2014. (10.17)* Registrants Key Executive Short Term Incentive Compensation Plan, as amended effective January 1, 2016, incorporated by reference from Registrants Form 10-Q filed November 3, 2016. (10.18)* Registrants Key Executive Short Term Incentive Compensation Plan, as amended effective January 1, 2017, incorporated by reference from Registrants Form 10-Q filed October 26, 2017. (10.19)* Registrant's Senior Executive Severance Plan, amended and restated as of January 1, 2016, incorporated by reference from the Registrant's Form 10-Q filed April 26, 2016. (10.20) Revolving Five-Year Credit Agreement, dated as of June 30, 2017, among the Company, Standard & Poor's Financial Services LLC, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent and Bank of America, N.A. as syndication agent, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2019. (10.21)* Registrants Employee Retirement Plan Supplement, as amended and restated as of January 1, 2008, incorporated by reference from Registrants Form 10-K for the fiscal year ended December 31, 2007. (10.22)* First Amendment to Registrants Employee Retirement Plan Supplement, effective as of January 1, 2009, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2009. (10.23)* Second Amendment to Registrants Employee Retirement Plan Supplement, effective generally as of January 1, 2010, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2009. (10.24)* Third Amendment to Registrants Employee Retirement Plan Supplement, effective generally as of January 1, 2012, incorporated from the Registrant's Form 10-K for the fiscal year ended December 31, 2011. (10.25)* Fourth Amendment to Registrants Employee Retirement Plan Supplement, effective generally as of May 1, 2013, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2013. (10.26)* Fifth Amendment to Registrants Employee Retirement Plan Supplement, effective generally as of January 1, 2020, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2019. (10.27)* Sixth Amendment to Registrants Employee Retirement Plan Supplement, effective generally as of January 1, 2020. (10.28)* Standard & Poors Employee Retirement Plan Supplement, as amended and restated as of January1, 2008, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December31, 2009. (10.29)* First Amendment to Standard & Poors Employee Retirement Plan Supplement, effective as of December 2, 2009, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2009. (10.30)* Second Amendment to Standard & Poors Employee Retirement Plan Supplement, effective as of January 1, 2010, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2009. (10.31)* Third Amendment to Standard & Poors Employee Retirement Plan Supplement, effective as of January 1, 2012, incorporated from the Registrant's Form 10-K for the fiscal year ended December 31, 2011. (10.32)* Fourth Amendment to Standard & Poors Employee Retirement Plan Supplement, effective generally as of January 1, 2014, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2013. (10.33)* Fifth Amendment to Standard & Poors Employee Retirement Plan Supplement, dated December 23, 2014, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2014. (10.34)* Sixth Amendment to Standard & Poors Employee Retirement Plan Supplement, effective generally as of January 1, 2020, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2019. (10.35)* Seventh Amendment to Standard & Poors Employee Retirement Plan Supplement, effective generally as of January 1, 2021. (10.36)* Registrants 401(k) Savings and Profit Sharing Supplement, as amended and restated as of January 1, 2016, incorporated by reference from the Registrant's Form 10-Q filed April 26, 2016. (10.37)* Registrants Senior Executive Supplemental Death, Disability & Retirement Benefits Plan, as amended and restated as of January 1, 2008, incorporated by reference from Registrant's Form 10-K for the fiscal year ended December 31, 2007. (10.38)* Amendment to Registrants Senior Executive Supplemental Death, Disability & Retirement Benefits Plan, effective as of January 1, 2010, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2009. (10.41)* Registrants Director Deferred Compensation Plan, as amended and restated as of January 1, 2008, incorporated by reference from Registrants Form 10-K for the fiscal year ended December 31, 2007. (10.42)* Registrants Director Deferred Stock Ownership Plan, incorporated by reference from Registrants Form 10-K for the fiscal year ended December 31, 2010. (10.43)* Registrants Director Deferred Stock Ownership Plan as Amended and Restated effective January 1, 2017, incorporated by reference from Registrants Form 10-Q filed July 27, 2017. (10.44)* Registrants Amended and Restated Director Deferred Stock Ownership Plan, incorporated by reference from Appendix B to the Registrants Definitive Proxy Statement on Schedule 14A filed on March 25, 2019. (10.45)* Amendment dated December 9, 2011 to offer letter dated November 2, 2010 to Jack F. Callahan, Jr., Executive Vice President and Chief Financial Officer, incorporated from the Registrant's Form 10-K for the fiscal year ended December 31, 2011. (10.46)* Amendment dated December 9, 2011 to offer letter dated October 27, 2010 to John L. Berisford, Executive Vice President, Human Resources, incorporated from the Registrant's Form 10-K for the fiscal year ended December 31, 2011. (10.47)* Letter Agreement, dated July 11, 2013, with Harold McGraw III regarding his compensation arrangement for serving as Non-Executive Chairman of the Board, incorporated by reference from Registrants Form 8-K filed July 11, 2013. (10.48)* Separation Agreement dated September 24, 2015 between the Company and Neeraj Sahai, as incorporated by reference from the Registrants Registration Statement on Form S-4 filed on October 30, 2015. (10.49)* Letter Agreement dated February 18, 2016, with Imogen Dillon Hatcher regarding certain amendments to her Contract of Employment with McGraw-Hill International (U.K.) Limited, dated November 27, 2013, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2016. (10.50)* Separation Agreement and Release dated October 30, 2015 between the Company and Lucy Fato, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2016. (10.51)* Registrants Pay Recovery Policy, restated effective as of January 1, 2015, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2014. (10.52)* S&P Ratings Services Pay Recovery Policy, effective as of October 1, 2014, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2014. (10.53) Settlement Agreement dated February 2, 2015 among the Company, Standard & Poor's Financial Services LLC, the United States, acting through the Department of Justice, and various States and the District of Columbia, acting through their respective Attorneys General, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2014. (10.54) S&P Dow Jones Indices 2014 Long-Term Cash Incentive Compensation Plan dated April 1, 2014, incorporated by reference from the Registrant's Form 10-K for the fiscal year ended December 31, 2017. (10.55) S&P Dow Jones Indices 2014 Long-Term Cash Incentive Compensation Plan dated April 11, 2017, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2017. (10.56) S&P Dow Jones Indices 2014 Long-Term Cash Incentive Compensation Plan dated April 5, 2018, incorporated by reference from the Registrant's Form 10-Q filed on April 26, 2018. (10.57)* S&P Global Inc. Management Supplemental Death & Disability Benefits Plan, Amended and Restated January 1, 2020, incorporated by reference from the Registrants Form 10-K for the fiscal year ended December 31, 2019. (21) Subsidiaries of the Registrant. (23) Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm. (31.1) Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended. (31.2) Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended. (32) Certification of the Chief Executive Officer and the Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.