SSNC 10-K Annual Report Dec. 31, 2017 | Alphaminr
SS&C Technologies Holdings Inc
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SSNC 10-K Fiscal year ended Dec. 31, 2017

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Income Statement
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SS&C TECHNOLOGIES HOLDINGS INC
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PROXIES
DEF 14A
 		Filed on April 12, 2024
DEF 14A
 		Filed on April 6, 2023
DEF 14A
 		Filed on April 1, 2022
DEF 14A
 		Filed on April 6, 2021
DEF 14A
 		Filed on April 6, 2020
DEF 14A
 		Filed on April 5, 2019
DEF 14A
 		Filed on April 6, 2018
DEF 14A
 		Filed on April 3, 2017
DEF 14A
 		Filed on April 22, 2016
DEF 14A
 		Filed on April 14, 2015
DEF 14A
 		Filed on March 11, 2015
DEF 14A
 		Filed on April 16, 2014
DEF 14A
 		Filed on April 25, 2013
DEF 14A
 		Filed on April 23, 2012
DEF 14A
 		Filed on April 29, 2011
TABLE OF CONTENTS
Item 1. BusinessItem 1A. Ri Sk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1 OrganizationNote 2 Summary Of Significant Accounting PoliciesNote 3 Accounts Receivable, NetNote 4 Stockholders EquityNote 5 Income TaxesNote 6 DebtNote 7 Fair Value MeasurementsNote 8 LeasesNote 9 Defined Contribution PlansNote 10 Stock-based CompensationNote 11 AcquisitionsNote 12 Commitments and ContingenciesNote 13 Product and Geographic Sales InformationNote 14 Supplemental Guarantor Condensed Consolidating Financial StatementsNote 15 Selected Quarterly Financial Data (unaudited)Note 16 Subsequent EventItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16 . Form 10-k Summary

Exhibits

2.1 Agreement and Plan of Merger, dated as of February 2, 2015, by and among Advent Software, Inc., the Registrant and Arbor Acquisition Company, Inc. is incorporated herein by reference to Exhibit2.1 to the Registrants Current Report on Form8-K, filed on February 3, 2015 (File No.001-34675) 2.2 Agreement and Plan of Merger, dated as of January 11, 2018, by and among DST Systems, Inc., SS&C Technologies Holdings, Inc. and Diamond Merger Sub, Inc. is incorporated herein by reference to Exhibit 2.1 to the Registrants Current Report on Form 8-K, filed on January 11, 2018 (File No. 001-34675) 3.1 Restated Certificate of Incorporation of the Registrant is incorporated herein by reference to Exhibit3.1 to the Companys Quarterly Report on Form 10-Q, filed on August 5, 2016 (File No. 001-34675) 3.2 Amended and Restated Bylaws of the Registrant are incorporated herein by reference to Exhibit3.4 to the FormS-1, as amended (File No. 333-164043) (the 2010 Form S-1) 4.1 Indenture, dated as of July 8, 2015, by and among SS&C Technologies Holdings, Inc., certain of SS&Cs subsidiaries and Wilmington Trust, National Association is incorporated herein by reference to Exhibit 4.1 of the Registrants Current Report on Form 8-K, filed on July 8, 2015 (File No. 001-34675) 4.2 First Supplemental Indenture, dated as of March 4, 2016 by and among SS&C Technologies Holdings, Inc., certain of SS&Cs subsidiaries and Wilmington Trust, National Association is incorporated herein by reference to Exhibit 4.2 of the Registrants registration statement on Form S-4 (File No. 333-210667) (the2016 Form S-4) 4.3 Second Supplemental Indenture, dated as of March 21, 2016 by and among SS&C Technologies Holdings, Inc., certain of SS&Cs subsidiaries and Wilmington Trust, National Association is incorporated herein by reference to Exhibit 4.3 of the Registrants registration statement on the 2016 Form S-4 10.1 Credit Agreement, dated as of July 8, 2015, by and among SS&C Technologies Holdings, Inc., SS&C Technologies, Inc., SS&C European Holdings S.a R.L, SS&C Technologies Holdings Europe S.a R.L., certain of SS&Cs subsidiaries, Deutsche Bank AG New York Branch and certain Lenders and L/C Issuers party thereto is incorporated herein by reference to Exhibit 10.2 of the Registrants Current Report on Form 8-K, filed on July 8, 2015 (File No. 001-34675) 10.2 Registration Rights Agreement, dated as of July 8, 2015, by and among SS&C Technologies Holdings, Inc., certain of SS&Cs subsidiaries and the representatives of the initial purchasers named therein is incorporated herein by reference to Exhibit 10.1 of the Registrants Current Report on Form 8-K, filed on July 8, 2015 (File No. 001-34675) 10.4 Amendment No.1, dated April22, 2008, to the Stockholders Agreement dated as of November23, 2005, by and among the Registrant, Carlyle Partners IV, L.P., CP IV Coinvestment, L.P. and William C. Stone is incorporated herein by reference to Exhibit10.28 to the Registrants Registration Statement on FormS-1, as amended (File No.333-143719) (the 2008 FormS-1) 10.6 Amendment No.3, dated March10, 2011, to the Stockholders Agreement dated as of November23, 2005, as amended by Amendment No.1 to the Stockholders Agreement dated April22, 2008, and Amendment No.2 to the Stockholders Agreement dated March2, 2010, by and among the Registrant, Carlyle Partners IV, L.P., CP IV Coinvestment, L.P. and William C. Stone is incorporated herein by reference to Exhibit 10.35 to SS&C Technologies, Inc.s Annual Report on Form 10-K for the year ended December 31, 2010 (File No. 000-28430) 10.11 2008 Stock Incentive Plan is incorporated herein by reference to Exhibit10.26 to the 2008 FormS-1 10.12* Form of 2008 Stock Incentive Plan Stock Option Grant Notice and Stock Option Agreement is incorporated herein by reference to Exhibit10.26 to the 2010 FormS-1 10.13* Employment Agreement, dated as of March11, 2010, by and among William C. Stone, the Registrant and SS&C Technologies, Inc. is incorporated herein by reference to Exhibit10.27 to the 2010 FormS-1 10.14* First Amended and Restated Employment Agreement, dated as of March31, 2015, between SS&C Technologies Holdings, Inc. and William C. Stone is incorporated herein by reference to Exhibit99.1 tothe Registrants Current Report on Form 8-K, filed on April 1, 2015 (File No. 001-34675) 10.22 Form of Director Indemnification Agreement is incorporated herein by reference to Exhibit10.35 to the 2010 FormS-1 10.23* Restricted Stock Award Agreement, dated as of January21, 2011, between the Registrant and William C. Stone is incorporated herein by reference to Exhibit10.34 to the Registrants Registration Statement on FormS-1, as amended (File No.333-171673) 10.24* Amended and Restated Stock Option Agreement, dated May 24, 2011, between the Registrant and William C. Stone is incorporated herein by reference to Exhibit 10.1 to the Registrants Current Report on Form 8-K, filed on May 27, 2011 (File No. 001-34675) 10.25* Amended and Restated Stock Option Agreement, dated March 10, 2013, between the Registrant and William C. Stone is incorporated herein by reference to Exhibit 10.1 to the Registrants Current Report on Form 8-K, filed on March 12, 2013 (File No. 001-34675) 10.26* Form of Restricted Stock Award Agreement under 2006 Equity Incentive Plan is incorporated herein by reference to Exhibit 10.2 to the Registrants Quarterly Report on Form 10-Q for the Quarter ended June 30, 2013 (File No. 001-34675) 10.27* Amended and Restated 2014 Stock Incentive Plan of SS&C Technologies Holdings, Inc. is incorporated herein by reference to Exhibit 10.1 to the Registrants Current Report on Form 8-K, filed on May 26, 2016 (File No. 001-34675) 10.28* SS&C Technologies Holdings, Inc. Executive Bonus Plan is incorporated herein by reference to Appendix B to the Companys definitive proxy statement on Schedule 14A, filed on April 16, 2014 (File No. 001-34675) 10.29* 2014 Stock Option Plan Form of Stock Option Agreement is incorporated herein by reference to Exhibit 10.3 to the Registrants Quarterly Report on Form 10-Q for the quarter ended June 30, 2014 (File No. 001-34675) 10.30 Third Supplemental Indenture, dated as of February 15, 2017 by and among SS&C Technologies Holdings, Inc., certain of SS&Cs subsidiaries and Wilmington Trust, National Association is incorporated herein by reference to Exhibit 4.1 to the Registrants Quarterly Report on Form 10-Q for the quarter ended March 31, 2017 (File No. 001-34675) 10.31 Amendment No. 1 to the Credit Agreement, dated as of March 2, 2017, by and among SS&C Technologies Holdings, Inc., SS&C Technologies, Inc., SS&C European Holdings S.a R.L, SS&C Technologies Holdings Europe S.a R.L., certain of SS&Cs subsidiaries, Deutsche Bank AG New York Branch and certain Lenders and L/C Issuers party thereto is incorporated herein by reference to Exhibit 10.1 to the Registrants Current Report on Form 8-K, filed on March 6, 2017 (File No. 001-34675) 21** Subsidiaries of the Registrant 23.1** Consent of PricewaterhouseCoopers LLP 31.1** Certifications of the Registrants Chief Executive Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2** Certifications of the Registrants Chief Financial Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32** Certification of the Registrants Chief Executive Officer and Chief Financial Officer pursuant to 18U.S.C. Section1351, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 (furnished and not filed for purposes of sections 11 or 12 of the Securities Act and section 18 of the Exchange Act)