TEL 10-K Annual Report Sept. 28, 2018 | Alphaminr
TE Connectivity Ltd.

TEL 10-K Fiscal year ended Sept. 28, 2018

TE CONNECTIVITY LTD.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 2. PropertiesItem 3. Legal ProceedingsPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9A. Controls and ProceduresPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

2.1 Separation and Distribution Agreement among Tyco InternationalLtd., CovidienLtd. and Tyco ElectronicsLtd., dated as of June29, 2007 Current Report on Form8-K 2.1 July5, 2007 2.2 Share Purchase Agreement dated as of February1, 2016 by and between TE ConnectivityLtd. and Cregstar Holdco Limited Quarterly Report on Form10-Q for the quarterly period ended March25, 2016 2.1 April21, 2016 2.3 Stock Purchase Agreement, dated as of September16, 2018, by and between Tyco Electronics GroupS.A. and Crown Subsea AcquisitionCoLLC Current Report on Form8-K 2.1 September17, 2018 3.1 Articles of Association of TE ConnectivityLtd., as amended and restated Current Report on Form8-K 3.1 March19, 2018 3.2 Organizational Regulations of TE ConnectivityLtd., as amended and restated Current Report on Form8-K 3.2 March6, 2015 4.1(a ) Indenture among Tyco Electronics GroupS.A., Tyco ElectronicsLtd. and Deutsche Bank Trust Company Americas, as trustee, dated as of September25, 2007 Annual Report on Form10-K for the fiscal year ended September28, 2007 4.1(a ) December14, 2007 4.1(b ) Third Supplemental Indenture among Tyco Electronics GroupS.A., Tyco ElectronicsLtd. and Deutsche Bank Trust Company Americas, as trustee, dated as of September25, 2007 Annual Report on Form10-K for the fiscal year ended September28, 2007 4.1(d ) December14, 2007 4.1(c ) Fifth Supplemental Indenture among Tyco Electronics GroupS.A., Tyco ElectronicsLtd. and Deutsche Bank Trust Company Americas, as trustee, dated as of December20, 2010 Current Report on Form8-K 4.1 December20, 2010 4.1(d ) Seventh Supplemental Indenture among Tyco Electronics GroupS.A., TE ConnectivityLtd. and Deutsche Bank Trust Company Americas, as trustee, dated as of February3, 2012 Current Report on Form8-K 4.2 February3, 2012 4.1(e ) Eighth Supplemental Indenture among Tyco Electronics GroupS.A., TE ConnectivityLtd. and Deutsche Bank Trust Company Americas, as trustee, dated as of November25, 2013 Current Report on Form8-K 4.1 November25, 2013 4.1(f ) Ninth Supplemental Indenture among Tyco Electronics GroupS.A., TE ConnectivityLtd. and Deutsche Bank Trust Company Americas, as trustee, dated as of July31, 2014 Current Report on Form8-K 4.1 July31, 2014 4.1(g ) Tenth Supplemental Indenture among Tyco Electronics GroupS.A., TE ConnectivityLtd. and Deutsche Bank Trust Company Americas, as trustee, dated July31, 2014 Current Report on Form8-K 4.2 July31, 2014 4.1(h ) Twelfth Supplemental Indenture among Tyco Electronics GroupS.A., TE ConnectivityLtd. and Deutsche Bank Trust Company Americas, as trustee, dated as of February27, 2015 Current Report on Form8-K 4.1 February27, 2015 4.1(i ) Thirteenth Supplemental Indenture among Tyco Electronics GroupS.A., as issuer, TE ConnectivityLtd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated as of January28, 2016 Current Report on Form8-K 4.1 January28, 2016 4.1(j ) Fourteenth Supplemental Indenture among Tyco Electronics GroupS.A., as issuer, TE ConnectivityLtd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated as of August3, 2017 Current Report on Form8-K 4.2 August3, 2017 10.1 Tax Sharing Agreement among Tyco InternationalLtd., CovidienLtd. and Tyco ElectronicsLtd., dated as of June29, 2007 Current Report on Form8-K 10.1 July5, 2007 10.2 Five-Year Senior Credit Agreement among Tyco Electronics GroupS.A., as borrower, TE ConnectivityLtd., as guarantor, the lenders parties thereto and Deutsche Bank AG New York Branch, as administrative agent, dated as of June24, 2011 Current Report on Form8-K 10.1 June27, 2011 10.3 First Amendment to the Five-Year Senior Credit Agreement dated as of August2, 2013 among Tyco Electronics GroupS.A., as borrower, TE ConnectivityLtd., as guarantor, the lenders parties thereto and Deutsche Bank AG New York Branch, as administrative agent Current Report on Form8-K 10.1 August2, 2013 10.4 Second Amendment to the Five-Year Senior Credit Agreement dated as of December9, 2015 by and among Tyco Electronics GroupS.A., as borrower, TE ConnectivityLtd., as guarantor, the lenders parties thereto, and Deutsche Bank AG New York Branch, as existing administrative agent, and Bank of America, N.A., as administrative agent Current Report on Form8-K 10.1 December9, 2015 10.5 TE ConnectivityLtd. 2007 Stock and Incentive Plan (amended and restated as of March8, 2017) Current Report on Form8-K 10.1 March9, 2017 10.6 TE ConnectivityLtd. Employee Stock Purchase Plan (as amended and restated) Annual Report on Form10-K for the fiscal year ended September29, 2017 10.6 November14, 2017 10.7 Form of Option Award Terms and Conditions Quarterly Report on Form10-Q for the quarterly period ended December24, 2010 10.3 January24, 2011 10.8 Form of Option Award Terms and Conditions for Option Grants Beginning in November 2017 Annual Report on Form10-K for the fiscal year ended September29, 2017 10.8 November14, 2017 10.9 Form of Restricted Unit Award Terms and Conditions Quarterly Report on Form10-Q for the quarterly period ended December24, 2010 10.4 January24, 2011 10.10 Form of Restricted Stock Unit Award Terms and Conditions for RSU Grants Beginning in November 2017 Annual Report on Form10-K for the fiscal year ended September29, 2017 10.10 November14, 2017 10.11 Form of Performance Stock Unit Award Terms and Conditions Quarterly Report on Form10-Q for the quarterly period ended December28, 2012 10.1 January25, 2013 10.12 Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in Fiscal Year 2016 and Fiscal Year 2017 Annual Report on Form10-K for the fiscal year ended September30, 2016 10.11 November15, 2016 10.13 Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2018 Annual Report on Form10-K for the fiscal year ended September29, 2017 10.13 November14, 2017 10.14 TE Connectivity Change in Control Severance Plan for Certain U.S. Executives (as amended and restated) Annual Report on Form10-K for the fiscal year ended September25, 2015 10.10 November10, 2015 10.15 * TE Connectivity Severance Plan for U.S. Executives (as amended and restated) 10.16 Tyco ElectronicsLtd. Deferred Compensation Plan for Directors Annual Report on Form10-K for the fiscal year ended September28, 2007 10.16 December14, 2007 10.17 Tyco Electronics Corporation Supplemental Savings and Retirement Plan Annual Report on Form10-K for the fiscal year ended September25, 2009 10.13 November18, 2009 10.18 TE ConnectivityLtd. Savings Related Share Plan (as amended and restated) Current Report on Form8-K 10.1 March14, 2018 10.19 Form of Indemnification Agreement Annual Report on Form10-K for the fiscal year ended September30, 2016 10.17 November15, 2016 10.20 TE ConnectivityLtd. 2010 Stock and Incentive Plan (amended and restated March9, 2017) Annual Report on Form10-K for the fiscal year ended September29, 2017 10.20 November14, 2017 10.21 Employment Agreement between Thomas J. Lynch and Tyco Electronics Corporation dated December15, 2015 Current Report on Form8-K 10.1 December16, 2015 10.22 Employment Agreement between Terrence R. Curtin and Tyco Electronics Corporation dated December15, 2015 Current Report on Form8-K 10.2 December16, 2015 10.23 Employment Agreement between JosephB. Donahue and Tyco Electronics Corporation dated December15, 2015 Current Report on Form8-K 10.4 December16, 2015 10.24 Employment Agreement between StevenT. Merkt and Tyco Electronics Corporation dated December15, 2015 Current Report on Form8-K 10.6 December16, 2015 10.25 Employment Agreement between HeathA. Mitts and Tyco Electronics Corporation dated September30, 2016 Current Report on Form8-K 10.1 October3, 2016 10.26 Employment Agreement between John S. Jenkins and Tyco Electronics Corporation dated December15, 2015 Quarterly Report on Form10-Q for the quarterly period ended December29, 2017 10.1 January24, 2018 10.27 Letter Agreement between Joseph B. Donahue and TE Connectivity dated January18, 2018 Quarterly Report on Form10-Q for the quarterly period ended December29, 2017 10.2 January24, 2018 10.28 Credit Support Agreement dated November2, 2018 by and between Tyco Electronics GroupS.A. and Crown Subsea Communications Holding,Inc. Current Report on Form8-K 10.1 November5, 2018 10.29 * TE ConnectivityLtd. Annual Incentive Plan (as amended and restated) 21.1 * Subsidiaries of TE ConnectivityLtd. 23.1 * Consent of Independent Registered Public Accounting Firm 24.1 * Power of Attorney 31.1 * Certification by the Chief Executive Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 * Certification by the Chief Financial Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32.1 ** Certification by the Chief Executive Officer and Chief Financial Officer pursuant to Section906 of the Sarbanes-Oxley Act of 2002