TEL 10-K Annual Report Sept. 27, 2019 | Alphaminr

TEL 10-K Fiscal year ended Sept. 27, 2019

TE CONNECTIVITY LTD.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 2. PropertiesItem 3. Legal ProceedingsPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9A. Controls and ProceduresPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

2.1 Stock Purchase Agreement, dated as of September 16, 2018, by and between Tyco Electronics Group S.A. and Crown Subsea AcquisitionCo LLC(1) Current Report on Form 8-K 2.1 September17, 2018 3.1 Articles of Association of TE Connectivity Ltd., as amended and restated Current Report on Form 8-K 3.1 May 21, 2019 3.2 Organizational Regulations of TE Connectivity Ltd., as amended and restated Current Report on Form 8-K 3.2 March 6, 2015 4.1 * Description of Registrants Securities 4.2(a) Indenture among Tyco Electronics Group S.A., Tyco Electronics Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of September 25, 2007 Annual Report on Form 10-K for the fiscal year ended September 28, 2007 4.1(a) December 14, 2007 4.2(b) Third Supplemental Indenture among Tyco Electronics Group S.A., Tyco Electronics Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of September 25, 2007 Annual Report on Form 10-K for the fiscal year ended September 28, 2007 4.1(d) December 14, 2007 4.2(c) Fifth Supplemental Indenture among Tyco Electronics Group S.A., Tyco Electronics Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of December 20, 2010 Current Report on Form 8-K 4.1 December 20, 2010 4.2(d) Seventh Supplemental Indenture among Tyco Electronics Group S.A., TE Connectivity Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of February 3, 2012 Current Report on Form8-K 4.2 February3, 2012 4.2(e) Tenth Supplemental Indenture among Tyco Electronics Group S.A., TE Connectivity Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of July 31, 2014 Current Report on Form 8-K 4.2 July 31, 2014 4.2(f) Twelfth Supplemental Indenture among Tyco Electronics Group S.A., TE Connectivity Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of February 27, 2015 Current Report on Form 8-K 4.1 February 27, 2015 4.2(g) Thirteenth Supplemental Indenture among Tyco Electronics Group S.A., as issuer, TE Connectivity Ltd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated as of January 28, 2016 Current Report on Form 8-K 4.1 January 28, 2016 4.2(h) Fourteenth Supplemental Indenture among Tyco Electronics Group S.A., as issuer, TE Connectivity Ltd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated as of August 3, 2017 Current Report on Form 8-K 4.2 August 3, 2017 4.2(i) Fifteenth Supplemental Indenture, among Tyco Electronics Group S.A., as issuer, TE Connectivity Ltd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated as of December 5, 2018 Current Report on Form 8-K 4.1 December 6, 2018 10.1 Tax Sharing Agreement among Tyco International Ltd., Covidien Ltd. and Tyco Electronics Ltd., dated as of June 29, 2007 Current Report on Form 8-K 10.1 July 5, 2007 10.2 Amended and Restated Five-Year Senior Credit Agreement dated as of November 14, 2018 among Tyco Electronics Group S.A., as borrower, TE Connectivity Ltd., as guarantor, the lenders party thereto and Bank of America, N.A., as administrative agent Current Report on Form 8-K 10.1 November 14, 2018 10.3 TE Connectivity Ltd. Annual Incentive Plan (as amended and restated) Annual Report on Form 10-K for the fiscal year ended September 28, 2018 10.29 November 13, 2018 10.4 TE Connectivity Ltd. 2007 Stock and Incentive Plan (amended and restated as of March 8, 2017) Current Report on Form 8-K 10.1 March 9, 2017 10.5 TE Connectivity Ltd. Employee Stock Purchase Plan (amended and restated as of November 13, 2017) Annual Report on Form 10-K for the fiscal year ended September 29, 2017 10.6 November 14, 2017 10.6 Form of Option Award Terms and Conditions Quarterly Report on Form 10-Q for the quarterly period ended December 24, 2010 10.3 January 24, 2011 10.7 Form of Option Award Terms and Conditions for Option Grants Beginning in November 2017 Annual Report on Form 10-K for the fiscal year ended September 29, 2017 10.8 November 14, 2017 10.8 * Form of Option Award Terms and Conditions for Option Grants Beginning in November 2019 10.9 Form of Restricted Unit Award Terms and Conditions Quarterly Report on Form 10-Q for the quarterly period ended December 24, 2010 10.4 January 24, 2011 10.10 Form of Restricted Stock Unit Award Terms and Conditions for RSU Grants Beginning in November 2017 Annual Report on Form 10-K for the fiscal year ended September 29, 2017 10.10 November 14, 2017 10.11 * Form of Restricted Stock Unit Award Terms and Conditions for RSU Grants Beginning in November 2019 10.12 Form of Performance Stock Unit Award Terms and Conditions Quarterly Report on Form 10-Q for the quarterly period ended December 28, 2012 10.1 January 25, 2013 10.13 Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in Fiscal Year 2016 and Fiscal Year 2017 Annual Report on Form 10-K for the fiscal year ended September 30, 2016 10.11 November 15, 2016 10.14 Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2018 Annual Report on Form 10-K for the fiscal year ended September 29, 2017 10.13 November 14, 2017 10.15 * Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2019 10.16 TE Connectivity Change in Control Severance Plan for Certain U.S. Executives (amended and restated as of December 17, 2014) Annual Report on Form 10-K for the fiscal year ended September 25, 2015 10.10 November 10, 2015 10.17 TE Connectivity Severance Plan for U.S. Executives (amended and restated as of September 13, 2018) Annual Report on Form 10-K for the fiscal year ended September 28, 2018 10.15 November 13, 2018 10.18 Tyco Electronics Ltd. Deferred Compensation Plan for Directors Annual Report on Form 10-K for the fiscal year ended September 28, 2007 10.16 December 14, 2007 10.19 TE Connectivity Supplemental Savings and Retirement Plan (amended and restated as of January 1, 2018) Annual Report on Form 10-K for the fiscal year ended September 25, 2009 10.13 November 18, 2009 10.20 TE Connectivity Ltd. Savings Related Share Plan (amended and restated as of March 14, 2018) Current Report on Form 8-K 10.1 March 14, 2018 10.21 Form of Indemnification Agreement Annual Report on Form 10-K for the fiscal year ended September 30, 2016 10.17 November 15, 2016 10.22 TE Connectivity Ltd. 2010 Stock and Incentive Plan (amended and restated as of March 9, 2017) Annual Report on Form 10-K for the fiscal year ended September 29, 2017 10.20 November 14, 2017 10.23 Employment Agreement between Terrence R. Curtin and Tyco Electronics Corporation dated December 15, 2015 Current Report on Form 8-K 10.2 December 16, 2015 10.24 Employment Agreement between Steven T. Merkt and Tyco Electronics Corporation dated December 15, 2015 Current Report on Form 8-K 10.6 December 16, 2015 10.25 Employment Agreement between Heath A. Mitts and Tyco Electronics Corporation dated September 30, 2016 Current Report on Form 8-K 10.1 October 3, 2016 10.26 Employment Agreement between John S. Jenkins and Tyco Electronics Corporation dated December 15, 2015 Quarterly Report on Form 10-Q for the quarterly period ended December 29, 2017 10.1 January 24, 2018 10.27 Employment Agreement between Kevin N. Rock and TE Connectivity Corporation dated December 15, 2015 Quarterly Report on Form 10-Q for the quarterly period ended December 28, 2018 10.2 January 24, 2019 10.28 * Credit Support Agreement dated November 2, 2018 by and between Tyco Electronics Group S.A. and Crown Subsea Communications Holding, Inc. 21.1 * Subsidiaries of TE Connectivity Ltd. 23.1 * Consent of Independent Registered Public Accounting Firm 24.1 * Power of Attorney 31.1 * Certification by the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 * Certification by the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 ** Certification by the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002