TEL 10-K Annual Report Sept. 24, 2021 | Alphaminr

TEL 10-K Fiscal year ended Sept. 24, 2021

TE CONNECTIVITY LTD.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. ReservedItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1 Stock Purchase Agreement, dated as of September 16, 2018, by and between Tyco Electronics Group S.A. and Crown Subsea AcquisitionCo LLC(1) Current Report on Form 8-K 2.1 September17, 2018 3.1 Articles of Association of TE Connectivity Ltd., as amended and restated Current Report on Form 8-K 3.1 May 20, 2021 3.2 Organizational Regulations of TE Connectivity Ltd., as amended and restated Current Report on Form 8-K 3.2 March 6, 2015 4.1 * Description of Registrants Securities 4.2(a) Indenture among Tyco Electronics Group S.A., Tyco Electronics Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of September 25, 2007 Annual Report on Form 10-K for the fiscal year ended September 28, 2007 4.1(a) December 14, 2007 4.2(b) Third Supplemental Indenture among Tyco Electronics Group S.A., Tyco Electronics Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of September 25, 2007 Annual Report on Form 10-K for the fiscal year ended September 28, 2007 4.1(d) December 14, 2007 4.2(c) Tenth Supplemental Indenture among Tyco Electronics Group S.A., TE Connectivity Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of July 31, 2014 Current Report on Form 8-K 4.2 July 31, 2014 4.2(d) Twelfth Supplemental Indenture among Tyco Electronics Group S.A., TE Connectivity Ltd. and Deutsche Bank Trust Company Americas, as trustee, dated as of February 27, 2015 Current Report on Form 8-K 4.1 February 27, 2015 4.2(e) Thirteenth Supplemental Indenture among Tyco Electronics Group S.A., as issuer, TE Connectivity Ltd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated as of January 28, 2016 Current Report on Form 8-K 4.1 January 28, 2016 4.2(f) Fourteenth Supplemental Indenture among Tyco Electronics Group S.A., as issuer, TE Connectivity Ltd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated as of August 3, 2017 Current Report on Form 8-K 4.2 August 3, 2017 4.2(g) Sixteenth Supplemental Indenture among Tyco Electronics Group S.A., as issuer, TE Connectivity Ltd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated February 14, 2020 Current Report on Form 8-K 4.1 February 14, 2020 4.2(h) Seventeenth Supplemental Indenture among Tyco Electronics Group S.A., as issuer, TE Connectivity Ltd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated February 16, 2021 Current Report on Form 8-K 4.1 February 16, 2021 10.1 Amended and Restated Five-Year Senior Credit Agreement dated as of November 14, 2018 among Tyco Electronics Group S.A., as borrower, TE Connectivity Ltd., as guarantor, the lenders party thereto and Bank of America, N.A., as administrative agent Current Report on Form 8-K 10.1 November 14, 2018 10.2 First Amendment to Amended and Restated Credit Agreement, dated as of June 1, 2021, by and among Tyco Electronics Group S.A., as borrower, TE Connectivity Ltd., as parent guarantor, the lenders party thereto and Bank of America, N.A., as administrative agent Current Report on Form 8-K 10.1 June 1, 2021 10.3 * TE Connectivity Ltd. Annual Incentive Plan (as amended and restated) 10.4 * TE Connectivity Ltd. 2007 Stock and Incentive Plan (amended and restated as of September 17, 2020) 10.5 * TE Connectivity Ltd. Employee Stock Purchase Plan (amended and restated as of September 22, 2021) 10.6 Form of Option Award Terms and Conditions Quarterly Report on Form 10-Q for the quarterly period ended December 24, 2010 10.3 January 24, 2011 10.7 Form of Option Award Terms and Conditions for Option Grants Beginning in November 2017 Annual Report on Form 10-K for the fiscal year ended September 29, 2017 10.8 November 14, 2017 10.8 Form of Option Award Terms and Conditions for Option Grants Beginning in November 2019 Annual Report on Form 10-K for the fiscal year ended September 27, 2019 10.8 November 12, 2019 10.9 Form of Option Award Terms and Conditions for Option Grants beginning in November 2020 Quarterly Report on Form 10-Q for the quarterly period ended December 25, 2020 10.1 January 28, 2021 10.10 Form of Restricted Stock Unit Award Terms and Conditions for RSU Grants Beginning in November 2017 Annual Report on Form 10-K for the fiscal year ended September 29, 2017 10.10 November 14, 2017 10.11 Form of Restricted Stock Unit Award Terms and Conditions for RSU Grants Beginning in November 2019 Annual Report on Form 10-K for the fiscal year ended September 27, 2019 10.11 November 12, 2019 10.12 Form of Restricted Stock Unit Award Terms and Conditions for RSU Grants Beginning in November 2020 Quarterly Report on Form 10-Q for the quarterly period ended December 25, 2020 10.2 January 28, 2021 10.13 Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2018 Annual Report on Form 10-K for the fiscal year ended September 29, 2017 10.13 November 14, 2017 10.14 Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2019 Annual Report on Form 10-K for the fiscal year ended September 27, 2019 10.15 November 12, 2019 10.15 Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2021 Quarterly Report on Form 10-Q for the quarterly period ended December 25, 2020 10.3 January 28, 2021 10.16 TE Connectivity Change in Control Severance Plan for Certain U.S. Executives (amended and restated as of December 17, 2014) Annual Report on Form 10-K for the fiscal year ended September 25, 2015 10.10 November 10, 2015 10.17 TE Connectivity Severance Plan for U.S. Executives (amended and restated as of September 13, 2018) Annual Report on Form 10-K for the fiscal year ended September 28, 2018 10.15 November 13, 2018 10.18 Tyco Electronics Ltd. Deferred Compensation Plan for Directors Annual Report on Form 10-K for the fiscal year ended September 28, 2007 10.16 December 14, 2007 10.19 * TE Connectivity Supplemental Savings and Retirement Plan (amended and restated as of January 1, 2021) 10.20 TE Connectivity Ltd. Savings Related Share Plan (amended and restated as of March 14, 2018) Current Report on Form 8-K 10.1 March 14, 2018 10.21 Form of Indemnification Agreement Annual Report on Form 10-K for the fiscal year ended September 30, 2016 10.17 November 15, 2016 10.22 TE Connectivity Ltd. 2010 Stock and Incentive Plan (amended and restated as of March 9, 2017) Annual Report on Form 10-K for the fiscal year ended September 29, 2017 10.20 November 14, 2017 10.23 Employment Agreement between Terrence R. Curtin and Tyco Electronics Corporation dated December 15, 2015 Current Report on Form 8-K 10.2 December 16, 2015 10.24 Employment Agreement between Steven T. Merkt and Tyco Electronics Corporation dated December 15, 2015 Current Report on Form 8-K 10.6 December 16, 2015 10.25 Employment Agreement between Heath A. Mitts and Tyco Electronics Corporation dated September 30, 2016 Current Report on Form 8-K 10.1 October 3, 2016 10.26 Employment Agreement between John S. Jenkins and Tyco Electronics Corporation dated December 15, 2015 Quarterly Report on Form 10-Q for the quarterly period ended December 29, 2017 10.1 January 24, 2018 10.27 Employment Agreement between Shad Kroeger and TE Connectivity Corporation dated February 23, 2018 Quarterly Report on Form 10-Q for the quarterly period ended December 25, 2020 10.4 January 28, 2021 10.28 Credit Support Agreement dated November 2, 2018 by and between Tyco Electronics Group S.A. and Crown Subsea Communications Holding, Inc. Annual Report on Form 10-K for the fiscal year ended September 27, 2019 10.28 November 12, 2019 21.1 * Subsidiaries of TE Connectivity Ltd. 22.1 * Guaranteed Securities 23.1 * Consent of Independent Registered Public Accounting Firm 24.1 * Power of Attorney 31.1 * Certification by the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 * Certification by the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 ** Certification by the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002