TIF 10-K Annual Report Jan. 31, 2020 | Alphaminr

TIF 10-K Fiscal year ended Jan. 31, 2020

TIFFANY & CO
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

10.8 Form of Indemnity Agreement, approved by the Board of Directors on March 15, 2018 for use with directors, officers and certain other employees of the Registrant or its subsidiaries. Incorporated by reference from Exhibit 10.13 filed with Registrants Report on Form 10-Q for the Fiscal Quarter ended April 30, 2018. 10.9 Tiffany and Company Executive Deferral Plan originally made effective October 1, 1989, as amended and restated effective October 17, 2019. Incorporated by reference from Exhibit 10.38 filed with Registrants Report on Form 8-K dated October 22, 2019. 10.11 1994 Tiffany and Company Supplemental Retirement Income Plan, Amended and Restated as of March 17, 2016. Incorporated by reference from Exhibit 10.21 filed with Registrants Report on Form 8-K dated March 22, 2016. 10.12 Summary of Executive Long Term Disability Plan available to executive officers. Incorporated by reference from Exhibit 10.24 filed with Registrants Annual Report on Form 10-K for the Fiscal Year ended January 31, 2013. 10.12a Group Long Term Disability Insurance Policy issued by First Unum Life Insurance, Policy No. 533717 001. Incorporated by reference from Exhibit 10.24a filed with Registrants Annual Report on Form 10-K for the Fiscal Year ended January 31, 2013. 10.12b Individual Disability Insurance Policy issued by Provident Life and Casualty Insurance Company. Incorporated by reference from Exhibit 10.24b filed with Registrants Annual Report on Form 10-K for the Fiscal Year ended January 31, 2013. 10.12c Individual Disability Insurance Policy issued by Lloyds of London. Incorporated by reference from Exhibit 10.24c filed with Registrants Annual Report on Form 10-K for the Fiscal Year ended January 31, 2013. 10.14 2004 Tiffany and Company Un-funded Retirement Income Plan to Recognize Compensation in Excess of Internal Revenue Code Limits, Amended and Restated as of November 16, 2017. Incorporated by reference from Exhibit 10.22 filed with Registrants Report on Form 8-K dated November 21, 2017. 10.15a Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrants 2008 Directors Equity Compensation Plan. Incorporated by reference from Exhibit 10.30a filed with Registrant's Annual Report on Form 10-K for the Fiscal Year ended January 31, 2013. 10.15b Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrants 2008 Directors Equity Compensation Plan, effective May 26, 2016. Incorporated by reference from Exhibit 10.28c filed with Registrant's Report on Form 8-K dated June 2, 2016. 10.15c Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrants 2008 Directors Equity Compensation Plan, effective March 16, 2017. Incorporated by reference from Exhibit 10.25d filed with Registrants Annual Report on Form 10-K for the Fiscal Year ended January 31 2017. 10.16 Registrants 2017 Directors Equity Compensation Plan. Incorporated by reference from Exhibit 10.38 filed with Registrant's Report on Form 8-K dated June 1, 2017. 10.16a Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrant's 2017 Directors Equity Compensation Plan, effective November 16, 2017. Incorporated by reference from Exhibit 10.38a filed with Registrants Report on Form 8-K dated November 21, 2017. 10.16b Terms of Restricted Stock Unit Grant under Registrant's 2017 Directors Equity Compensation Plan, effective November 16, 2017. Incorporated by reference from Exhibit 10.38b filed with Registrants Report on Form 8-K dated November 21, 2017. 10.17 Registrants 2014 Employee Incentive Plan, amended and restated as of March 16, 2016. Incorporated by reference from Exhibit 10.29 filed with Registrants Report on Form 8-K dated March 22, 2016. 10.17a Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrants 2014 Employee Incentive Plan. Incorporated by reference from Exhibit 10.31a filed with Registrants Report on Form 8-K dated July 18, 2014. 10.17b Terms of Time-Vesting Restricted Stock Grant (Non-Transferable) under Registrants 2014 Employee Incentive Plan. Incorporated by reference from Exhibit 10.31d filed with Registrants Report on Form 8-K dated July 18, 2014. 10.17c Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrants 2014 Employee Incentive Plan, as revised March 16, 2016. Incorporated by reference from Exhibit 10.29g filed with Registrants Report on Form 8-K dated March 22, 2016. 10.17d Terms of Tranche-Vesting Restricted Stock Grant (Non-Transferable) under Registrants 2014 Employee Incentive Plan, as revised March 16, 2016. Incorporated by reference from Exhibit 10.29j filed with Registrants Report on Form 8-K dated March 22, 2016. 10.17e Form of Cash Incentive Award Agreement for executive officers as adopted on January 19, 2017 under Registrants 2014 Employee Incentive Plan. Incorporated by reference from Exhibit 10.29l filed with Registrants Report on Form 8-K dated January 25, 2017. 10.17f Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrants 2014 Employee Incentive Plan, as revised January 19, 2017. Incorporated by reference from Exhibit 10.29n filed with Registrants Report on Form 8-K dated January 25, 2017. 10.17g Terms of Performance-Based Restricted Stock Unit Grant (Non-Transferable) to executive officers under Registrants 2014 Employee Incentive Plan, as revised January 19, 2017. Incorporated by reference from Exhibit 10.29o filed with Registrants Report on Form 8-K dated January 25, 2017. 10.17h Terms of Restricted Stock Unit Grant (Non-Transferable) under Registrants 2014 Employee Incentive Plan, as revised January 19, 2017. Incorporated by reference from Exhibit 10.29p filed with Registrants Report on Form 8-K dated January 25, 2017. 10.17i Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrant's 2014 Employee Incentive Plan, approved March 16, 2017. Incorporated by reference from Exhibit 10.25q filed with Registrant's Annual Report on Form 10-K for the Fiscal Year ended January 31, 2018. 10.17j Terms of Restricted Stock Unit Grant (Non-Transferable) under Registrant's 2014 Employee Incentive Plan, approved March 16, 2017. Incorporated by reference from Exhibit 10.25r filed with Registrant's Annual Report on Form 10-K for the Fiscal Year ended January 31, 2018. 10.17k Terms of Restricted Stock Unit Grant (Non-Transferable) under Registrant's 2014 Employee Incentive Plan, as revised January 17, 2018. Incorporated by reference from Exhibit 10.26q filed with Registrants Report on Form 8-K dated January 19, 2018. 10.17l Terms of Performance-Based Restricted Stock Unit Grant (Non-Transferable) to executive officers under Registrant's 2014 Employee Incentive Plan, as revised January 17, 2018. Incorporated by reference from Exhibit 10.26r filed with Registrants Report on Form 8-K dated January 19, 2018. 10.17m Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrant's 2014 Employee Incentive Plan, as revised January 17, 2018. Incorporated by reference from Exhibit 10.26s filed with Registrants Report on Form 8-K dated January 19, 2018. 10.17n Terms of Restricted Stock Unit Grant (Non-Transferable) under Registrants 2014 Employee Incentive Plan, as revised September 20, 2018. Incorporated by reference from Exhibit 10.25v filed with Registrants Report on Form 8-K dated September 26, 2018. 10.17o Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrants 2014 Employee Incentive Plan, as revised September 20, 2018. Incorporated by reference from Exhibit 10.25w filed with Registrants Report on Form 8-K dated September 26, 2018. 10.17p Terms of Performance-Based Restricted Stock Unit Grant (Non-Transferable) under Registrant's 2014 Employee Incentive Plan, as amended January 17, 2019. Incorporated by reference from Exhibit 10.25x filed with Registrant's Report on Form 8-K dated January 24, 2019. 10.17q Terms of Restricted Stock Unit Grant (Non-Transferable) under Registrants 2014 Employee Incentive Plan, as revised October 16, 2019. Incorporated by reference from Exhibit 10.24s filed with Registrants Report on Form 8-K dated October 22, 2019. 10.17r Terms of Performance-Based Restricted Stock Unit Grant (Non-Transferable) under Registrants 2014 Employee Incentive Plan, as revised October 16, 2019. Incorporated by reference from Exhibit 10.24t filed with Registrants Report on Form 8-K dated October 22, 2019. 10.17s Terms of Stock Option Award (Transferable Non-Qualified Option) under Registrants 2014 Employee Incentive Plan, as revised October 16, 2019. Incorporated by reference from Exhibit 10.24u filed with Registrants Report on Form 8-K dated October 22, 2019. 10.17t Form of Non-Competition and Confidentiality Covenants, as revised October 16, 2019. Incorporated by reference from Exhibit 10.24v filed with Registrants Report on Form 8-K dated October 22, 2019. 10.18 Employment offer letter, dated as of September 7, 2016, between Mark J. Erceg and Tiffany and Company. Incorporated by reference from Exhibit 10.29 filed with Registrants Annual Report on Form 10-K for the Fiscal Year ended January 31, 2017. 10.19 Employment offer letter, dated as of June 15, 2015, between Philippe Galtie and Tiffany and Company. Incorporated by reference from Exhibit 10.32 filed with Registrants Annual Report on Form 10-K for the Fiscal Year ended January 31, 2017. 10.20 Employment offer letter, dated as of July 12, 2017, by and among Alessandro Bogliolo, Registrant and Tiffany and Company. Incorporated by reference from Exhibit 10.39 filed with Registrant's Report on Form 8-K dated July 12, 2017. 10.21 Employment offer letter, dated as of October 11, 2019, between Daniella Vitale and Tiffany and Company. 10.22 Share Ownership Policy for Executive Officers and Directors, amended and restated effective June 4, 2019. Incorporated by reference from Exhibit 10.35 filed with Registrants Report on Form 8-K dated June 7, 2019. 10.23 Form of Retention Agreement with Registrant and Tiffany and Company, adopted September 20, 2018. Incorporated by reference from Exhibit 10.40 filed with Registrant's Report on Form 8-K dated September 26, 2018. 10.24 Tiffany & Co. Executive Severance Plan, as amended October 16, 2019. Incorporated by reference from Exhibit 10.37 filed with the Registrants Report on Form 8-K dated October 22, 2019. 10.25 Tiffany & Co. Director Compensation Deferral Plan, amended and restated effective June 4, 2019. Incorporated by reference from Exhibit 10.35 filed with Registrants Report on Form 8-K dated June 7, 2019. 10.26 Form of Special Bonus Agreement for executive officers, effective December 13, 2019. 10.27 Form of Non-Competition and Confidentiality Covenants for executive officers, effective December 13, 2019. 10.28 Corporate Governance Principles, amended and restated effective December 3, 2019. Incorporated by reference from Exhibit 10.39 filed with Registrants Report on Form 8-K dated December 5, 2019.