TRU 10-Q Quarterly Report Sept. 30, 2021 | Alphaminr

TRU 10-Q Quarter ended Sept. 30, 2021

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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Unaudited Consolidated Financial StatementsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 6. Exhibits

Exhibits

2.1 Securities Purchase Agreement, dated as of September 11, 2021, by and between Trans Union LLC and Aerial Investors LLC (Incorporated by reference to Exhibit 2.1 to TransUnions Current Report on Form 8-K filed September 13, 2021). 3.1 Third Amended and Restated Certificate of Incorporation of TransUnion (Incorporated by reference to Exhibit 3.1.2 to TransUnions Current Report on Form 8-K filed May 18, 2020). 3.2 Third Amended and Restated Bylaws of TransUnion amended as of May 12, 2020 (Incorporated by reference toExhibit 3.2 to TransUnions Current Report on Form 8-K filed May 18, 2020). 10.1 Retirement and Transition Agreement, dated as of August 12, 2021 by and between TransUnion and David Neenan (Incorporated by reference to Exhibit 10.1 to TransUnions Current Report on Form 8-K, filed August 13, 2021). 10.2** Employment Agreement, dated as of August 12, 2021 by and among TransUnion, Trans Union of Canada, Inc. and Todd Skinner. 10.3** Form of TransUnion Executive Severance and RestrictiveCovenant Agreement. 31.1** TransUnion Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2** TransUnion Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32** TransUnion Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.