UBFO 10-K Annual Report Dec. 31, 2023 | Alphaminr
UNITED SECURITY BANCSHARES

UBFO 10-K Fiscal year ended Dec. 31, 2023

UNITED SECURITY BANCSHARES
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CIK: 1137547
Filing Type: 10-K/A
Report Date: 2023-12-31
Download URL: https://www.sec.gov/Archives/edgar/data/1137547/000113754724000166/ubfo-20231231.htm
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TABLE OF CONTENTS
Part 1Item 1 - BusinessItem 1A - Risk FactorsItem 1B - Unresolved Staff CommentsItem 1C - CybersecurityItem 2 - PropertiesItem 3 - Legal ProceedingsItem 4 - Mine Safety DisclosuresPart IIItem 5 - Market For The Registrant S Common Equity, Related Stockholder Matters, and Issuer Purchases Of Equity SecuritiesItem 6 - [reserved]Item 7 - Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A - Quantitative and Qualitative Disclosures About Market RiskItem 8 - Financial Statements and Supplementary DataItem 9 - Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosures Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10 - Directors, Executive Officers, and Corporate GovernanceItem 11 - Executive CompensationItem 12 - Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13 - Certain Relationships and Related Transactions, and Director IndependenceItem 14 - Principal Accounting Fees and ServicesPart IVItem 15 - Exhibits and Financial Statement Schedules

Exhibits

3.1.1 Amended Articles of Incorporation (filed herewith) 10.1 Amended and Restated Executive Salary Continuation Agreement for Dennis Woods (2) 10.2 Amended and Restated Employment Agreement for Dennis R. Woods (5) 10.3 Amended and Restated Executive Salary Continuation Agreement for David Eytcheson (2) 10.4 Amended and Restated Change in Control Agreement for David Eytcheson (5) 10.5 USB 2005 Stock Option Plan (3) 10.6 United Security Bancshares 2015 Equity Incentive Award Plan (4) 10.7 Executive Salary Continuation Agreement for Bhavneet Gill (5) 10.8 Executive Salary Continuation Agreement for William Yarbenet (5) 10.9 Employment Agreement for William Yarbenet (5) 10.10 Change in Control Agreement for Robert Oberg (6) 10.11 Executive Salary Continuation Agreement for Robert Oberg (6) 10.12 Information Technology Engagement Letter with Mahmood, LLC, Dated June 29, 2022 10.13 Employment Agreement for David Kinross (7) 21.1 Subsidiaries of the Company (filed herewith) 23.1 Consent of Moss Adams LLP, Independent Registered Public Accounting Firm (filed herewith) 31.1 Certification of the Chief Executive Officer of United Security Bancshares pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) 31.2 Certification of the Chief Financial Officer of United Security Bancshares pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) 32.1 Certification of the Chief Executive Officer of United Security Bancshares pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith) 32.2 Certification of the Chief Financial Officer of United Security Bancshares pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (filed herewith) 97.1 Clawback Policy, dated November 28, 2023 (filed herewith)