UNP 10-Q Quarterly Report Sept. 30, 2021

Effective Date August 11, 2021

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UNION PACIFIC CORP

10-Qs and 10-Ks

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PROXIES

DEF 14A	Filed on March 25, 2025
DEF 14A	Filed on March 26, 2024
DEF 14A	Filed on April 5, 2023
DEF 14A	Filed on March 29, 2022
DEF 14A	Filed on March 31, 2021
DEF 14A	Filed on April 3, 2020
DEF 14A	Filed on April 5, 2019
DEF 14A	Filed on March 28, 2018
DEF 14A	Filed on March 29, 2017
DEF 14A	Filed on April 6, 2016
DEF 14A	Filed on April 1, 2015
DEF 14A	Filed on April 1, 2014
DEF 14A	Filed on March 28, 2013
DEF 14A	Filed on March 26, 2012
DEF 14A	Filed on April 4, 2011
DEF 14A	Filed on March 31, 2010

TABLE OF CONTENTS

Part I. Financial Informationprint Item 1. Condensed Consolidated Financial Statementsprint Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operationsprint Item 3. Quantitative and Qualitative Disclosures About Market Riskprint Item 4. Controls and Proceduresprint Part II. Other Informationprint Item 1. Legal Proceedingsprint Note 17 Of The Consolidated Financial Statements Of Our 2020 Annual Report on Form 10-kprint Item 1A. Risk Factorsprint Item 2. Unregistered Sales Of Equity Securities and Use Of Proceedsprint Item 3. Defaults Upon Senior Securitiesprint Item 4. Mine Safety Disclosuresprint Item 5. Other Informationprint Item 6. Exhibitsprint

Exhibits

31(a) Certifications Pursuant to Rule 13a-14(a), of the Exchange Act, as Adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Lance M. Fritz. 31(b) Certifications Pursuant to Rule 13a-14(a), of the Exchange Act, as Adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Jennifer L. Hamann 32 Certifications Pursuant to 18 U.S.C. Section 1350, as Adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Lance M. Fritz and Jennifer L. Hamann 3(a) Restated Articles of Incorporation of UPC, as amended and restated through June 27, 2011, and as further amended May 15, 2014, are incorporated herein by reference to Exhibit 3(a) to the Corporations Quarterly Report on Form 10-Q for the quarter ended June 30, 2014. 3(b) By-Laws of UPC, as amended, effective November 19, 2015, are incorporated herein by reference to Exhibit 3.2 to the Corporations Current Report on Form 8-K dated November 19, 2015. 4(a) Form of 2.375% Note due 2031 is incorporated by reference to Exhibit 4.1 to the Corporations Current Report on Form 8-K dated September 10, 2021. 4(b) Form of 2.950% Note due 2052 is incorporated by reference to Exhibit 4.2 to the Corporations Current Report on Form 8-K dated September 10, 2021.

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

FUND	NUMBER OF SHARES	VALUE ($)	PUT OR CALL

DIRECTORS	AGE	BIO
Wade Smith	80	(2) As of December 31, 2024, Messrs. Tierney, Smith, and Thomas are not vested in their pension benefits. In recognition of Mr. Park’s extensive legal and energy sector expertise and in order to incentivize Mr. Park to join the Company as well as encourage retention, Mr. Park will be provided an additional credit of $275,000 into the Cash Balance Restoration Plan after five years of continuous employment.
Toby L Thomas	70	(2) As of December 31, 2024, Messrs. Tierney, Smith, and Thomas are not vested in their pension benefits. In recognition of Mr. Park’s extensive legal and energy sector expertise and in order to incentivize Mr. Park to join the Company as well as encourage retention, Mr. Park will be provided an additional credit of $275,000 into the Cash Balance Restoration Plan after five years of continuous employment.
Jon Taylor	70
Hyun Park	75	Chairman of the board of CenTrio Energy since July 2024. Former chief executive officer and vice chairman of Orbital Infrastructure Group, Inc. (from 2019-2023), a provider of specialty contracting services to the electric power, telecommunications, and renewable industries. Former president, chief executive officer and director of Quanta Services, Inc., a provider of specialty contracting services to the electric power and oil and gas industries (from 2011 to 2016). He served as a director of Hennessy Capital Acquisition Corp IV (from 2019 to 2020), NRC Group Holdings (from 2017 to 2019) and Spark Power Group Inc. (from 2018 to 2019).
Christine L Walker	70	(1) Ms. Walker no longer served as SVP, Chief Human Resources Officer and Corporate Services, effective as of July 31, 2024.
Brian X Tierney	57	Mr. Tierney earned his bachelor’s degree from Boston College and an MBA from the University of Chicago. He also served as a United States Peace Corps volunteer in the Republic of the Philippines. With a career spanning 29 years in the electric utility industry, Mr. Tierney has developed extensive leadership, operational and commercial experience. Moreover, his strong financial acumen – across capital allocation, accounting, investor relations, planning and strategy, and risk management – and demonstrated ability to advance business strategies and drive value creation make him a valuable member of the FirstEnergy Board. Mr. Tierney’s extensive experience qualifies him to lead your Board in the Company’s efforts to build trust with our external stakeholders, support our senior leadership team’s efforts to carry out its strategy, and strengthen your Company’s governance, responsible business practices and stewardship.

Customers

Customer name	Ticker
3M Company	MMM
Alcoa Corporation	AA
Alcoa Corporation	AA
American Axle & Manufacturing Holdings, Inc.	AXL
American Electric Power Company, Inc.	AEP
Arch Resources, Inc.	ARCH
Archer-Daniels-Midland Company	ADM
AutoNation, Inc.	AN
AutoZone, Inc.	AZO
Cabot Corporation	CBT
Carlisle Companies Incorporated	CSL
Caterpillar Inc.	CAT
CHS Inc.	CHSCP
Chevron Corporation	CVX
Dow Inc.	DOW
DuPont de Nemours, Inc.	DD
Eastman Chemical Company	EMN
Ecolab Inc.	ECL
NIKE, Inc.	NKE
Olin Corporation	OLN
Oshkosh Corporation	OSK
PACCAR Inc	PCAR
Parker-Hannifin Corporation	PH
Avient Corporation	AVNT
PPG Industries, Inc.	PPG
RPM International Inc.	RPM
Seaboard Corporation	SEB
W. R. Grace & Co.	GRA

Suppliers

Supplier name	Ticker
Cummins Inc.	CMI
Kinder Morgan, Inc.	KMI
Caterpillar Inc.	CAT
General Electric Company	GE
Martin Marietta Materials, Inc.	MLM
Honda Motor Co., Ltd.	HMC
ArcelorMittal	MT

Owner	Position	Direct Shares	Indirect Shares
TIERNEY BRIAN X	-	198,280	447
TIERNEY BRIAN X	-	134,753	0
SOMERHALDER JOHN W II	-	100,637	677
K. Jon Taylor	-	99,919	5,468
Smith Allan Wade	-	93,557	0
Smith Allan Wade	-	83,554	255
Belcher Samuel	-	68,924	2,593
Walker Christine	-	36,959	54
Lisowski Jason	-	12,183	910
Thomas Toby L.	-	11,827	201
Thomas Toby L.	-	8,138	0
Croom Jana T	-	2,673	0

UNP 10-Q Quarter ended Sept. 30, 2021

Exhibits