UPLD 10-Q Quarterly Report June 30, 2024 | Alphaminr
Upland Software, Inc.

UPLD 10-Q Quarter ended June 30, 2024

UPLAND SOFTWARE, INC.
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CIK: 1505155
Filing Type: 10-Q/A
Report Date: 2024-06-30
Download URL: https://www.sec.gov/Archives/edgar/data/1505155/000150515524000106/upld-20240630.htm
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TABLE OF CONTENTS
Item 1. Financial StatementsNote 9. Mezzanine EquityItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsNote 10. Stockholders' EquityItem 1. Financial Statements Note 10. Stockholders' EquityNote 4. Goodwill and Other Intangible AssetsNote 6. Debt Credit FacilityItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 5. Other InformationItem 6. Exhibits

Exhibits

4.1 Tax Benefit Preservation Plan, dated as June 5, 2024, by and between Upland Software, Inc. and Broadridge Corporate Issuer Solutions, LLC, as rights agent (which is incorporated herein by reference to Exhibit 4.1 to the Registrant's Current Report on Form 8-K filed on June 5, 2024). 10.1 Upland Software, Inc. 2024 Omnibus Incentive Plan (which is incorporated herein by reference to Exhibit 10.1 to the Registrant's Current Report on Form 8-K filed on June 5, 2024). 31.1* Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2* Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1** Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2** Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002