VAR 10-K Annual Report Sept. 28, 2018 | Alphaminr
VARIAN MEDICAL SYSTEMS INC
ALPHAMINR

VAR 10-K Fiscal year ended Sept. 28, 2018

Balance Sheet
Cash Flow
Income Statement
Debt
VARIAN MEDICAL SYSTEMS INC
10-Ks and 10-Qs
10-Q
 		Quarter ended Jan. 1, 2021
10-K
 		Fiscal year ended Oct. 2, 2020
10-Q
 		Quarter ended July 3, 2020
10-Q
 		Quarter ended April 3, 2020
10-Q
 		Quarter ended Jan. 3, 2020
10-K
 		Fiscal year ended Sept. 27, 2019
10-Q
 		Quarter ended June 28, 2019
10-Q
 		Quarter ended March 29, 2019
10-Q
 		Quarter ended Dec. 28, 2018
10-K
 		Fiscal year ended Sept. 28, 2018
10-Q
 		Quarter ended June 29, 2018
10-Q
 		Quarter ended March 30, 2018
10-Q
 		Quarter ended Dec. 29, 2017
10-K
 		Fiscal year ended Sept. 29, 2017
10-Q
 		Quarter ended June 30, 2017
10-Q
 		Quarter ended March 31, 2017
10-Q
 		Quarter ended Dec. 30, 2016
10-K
 		Fiscal year ended Sept. 30, 2016
10-Q
 		Quarter ended July 1, 2016
10-Q
 		Quarter ended April 1, 2016
10-Q
 		Quarter ended Jan. 1, 2016
10-K
 		Fiscal year ended Oct. 2, 2015
10-Q
 		Quarter ended July 3, 2015
10-Q
 		Quarter ended April 3, 2015
10-Q
 		Quarter ended Jan. 2, 2015
10-K
 		Fiscal year ended Sept. 26, 2014
10-Q
 		Quarter ended June 27, 2014
10-Q
 		Quarter ended March 28, 2014
10-Q
 		Quarter ended Dec. 27, 2013
10-K
 		Fiscal year ended Sept. 27, 2013
10-Q
 		Quarter ended June 28, 2013
10-Q
 		Quarter ended March 29, 2013
10-Q
 		Quarter ended Dec. 28, 2012
10-K
 		Fiscal year ended Sept. 28, 2012
10-Q
 		Quarter ended June 29, 2012
10-Q
 		Quarter ended March 30, 2012
10-Q
 		Quarter ended Dec. 30, 2011
10-K
 		Fiscal year ended Sept. 30, 2011
10-Q
 		Quarter ended July 1, 2011
10-Q
 		Quarter ended April 1, 2011
10-Q
 		Quarter ended Dec. 31, 2010
10-K
 		Fiscal year ended Oct. 1, 2010
10-Q
 		Quarter ended July 2, 2010
10-Q
 		Quarter ended April 2, 2010
10-Q
 		Quarter ended Jan. 1, 2010
PROXIES
DEF 14A
 		Filed on Dec. 20, 2019
DEF 14A
 		Filed on Dec. 21, 2018
DEF 14A
 		Filed on Dec. 29, 2017
DEF 14A
 		Filed on Dec. 30, 2016
DEF 14A
 		Filed on Dec. 30, 2015
DEF 14A
 		Filed on Dec. 30, 2014
DEF 14A
 		Filed on Jan. 6, 2014
DEF 14A
 		Filed on Dec. 28, 2012
DEF 14A
 		Filed on Dec. 28, 2011
DEF 14A
 		Filed on Dec. 29, 2010
TABLE OF CONTENTS
Part IItem 1. BusinessNote 2, "discontinued Operations"Note 17, "segment Information"Note 16, "proton Solutions Loans and Investment"Note 10, "commitments and Contingencies"Item 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For The Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataNote 1, "summary Of Significant Accounting Policies"Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsNote 3, "business Combinations"Note 5, "fair Value"Note 9, "derivative Instruments and Hedging Activities"Note 12, "taxes on Earnings"Note 8, "borrowings"Note 13, "stockholders' Equity and Noncontrolling Interests"Note 11, "retirement Plans"Item 7A. Quantitative and Qualitative Disclosures About Market RisksItem 8. Financial Statements and Supplementary DataNote 6, "receivables"Note 12, "income Taxes"Item 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersNote 14, "employee Stock Plans"Item 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.2 Separation and Distribution Agreement, dated as of January 27, 2017, by and between Registrant and Varex Imaging Corporation (incorporated by reference to Exhibit No. 2.1 to the Registrants Form 8-K Current Report filed as of January 30, 2017, File No. 1-7598). 2.3 Scheme Implementation Deed dated January 30, 2018 between Registrant and Sirtex Medical Limited (incorporated by reference to Exhibit No. 2.1 to the Registrant's Form 10-Q Quarterly Report for the quarter ended December 29, 2017, File No. 1-7598). 3.1 Registrants Amended and Restated Certificate of Incorporation, as amended (incorporated by reference to Exhibit No.3.1 to the Registrants Form 8-K Current Report filed as of August 18, 2014, File No. 1-7598). 3.2 Registrants By-Laws, as amended, effective September 1, 2018 (incorporated by reference to Exhibit No. 3.1 to the Registrants Form 8-K Current Report filed as of August 21, 2018, File No. 1-7598). 4.2 Form of Senior Indenture, between Registrant and one or more trustees to be named (incorporated by reference to Exhibit No. 4.2 to the Registrant's Form S-3, File No. 333-221763). 4.3 Form of Subordinated Indenture, between Registrant and one or more trustees to be named (incorporated by reference to Exhibit No. 4.3 to the Registrant's Form-3, File No. 333-221763). 10.2 Form of Registrants Change in Control Agreement for Chief Executive Officer (incorporated by reference to Exhibit 10.2 to the Registrant's Form 10-K Annual Report for the year ended October 2, 2015, File No. 1-7598). 10.3 Form of Registrants Change in Control Agreement for Senior Executives (Chief Financial Officer and General Counsel) (incorporated by reference to Exhibit 10.3 to the Registrant's Form 10-K Annual Report for the year ended October 2, 2015, File No. 1-7598). 10.4 Form of Registrants Change in Control Agreement for Senior Executives (other than the Chief Executive Officer, the Chief Financial Officer, and the General Counsel) (incorporated by reference to Exhibit 10.4 to the Registrant's Form 10-K Annual Report for the year ended October 2, 2015, File No. 1-7598). 10.5 Form of Registrants Change in Control Agreement for Key Employees (incorporated by reference to Exhibit 10.5 to the Registrant's Form 10-K Annual Report for the year ended October 2, 2015, File No. 1-7598). 10.10 Registrants Amended and Restated 2005 Deferred Compensation Plan (incorporated by reference to Exhibit No. 10.2 of the Registrants Form 10-Q Quarterly Report for the quarter ended January 2, 2009, File No. 1-7598). 10.11 Registrants Management Incentive Plan (incorporated by reference to Exhibit 10.12 to the Registrant's Form 10-K Annual Report for the year ended October 2, 2015, File No. 1-7598). 10.12 Registrants 2010 Employee Stock Purchase Plan (incorporated by reference to Exhibit No. 10.1 to the Registrants Form 10-Q Quarterly Report for the quarter ended April 2, 2010, File No. 1-7598). 10.13 Registrants Second Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit No. 10.1 to the Registrants Form 10-Q Quarterly Report for the quarter ended March30, 2007, File No. 1-7598). 10.14 Amendment No. 3 to the Registrants Second Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit No. 10.4 to the Registrants Form 10-Q Quarterly Report for the quarter ended April 3, 2009, File No. 1-7598). 10.15 Form of Registrants Nonqualified Stock Option Agreement under the Registrants Second Amended and Restated 2005 Omnibus Stock Plan (effective for nonqualified stock option awards) (incorporated by reference to Exhibit No. 10.22 to the Registrants Form 10-K Annual Report for the fiscal year ended September 28, 2007, File No. 1-7598). 10.16 Form of Registrants Nonqualified Stock Option Agreement under the Registrants Second Amended and Restated 2005 Omnibus Stock Plan (effective for nonqualified stock option awards granted to executive officers) (incorporated by reference to Exhibit No. 10.23 to the Registrants Form 10-K Annual Report for the fiscal year ended September 28, 2007, File No. 1-7598). 10.17 Form of Registrants Nonqualified Stock Option Agreement under the Registrants Second Amended and Restated 2005 Omnibus Stock Plan (effective for nonqualified stock option awards granted to non-employee directors) (incorporated by reference to Exhibit No. 10.24 to the Registrants Form 10-K Annual Report for the fiscal year ended September 28, 2007, File No. 1-7598). 10.18 Registrants Third Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit No. 10.1 to the Registrants Form 10-Q Quarterly Report for the quarter ended March 30, 2012, File No. 1-7598). 10.19 Form of Registrants Nonqualified Stock Option Agreement under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit No. 10.2 to the Registrants Form 10-Q Quarterly Report for the quarter ended March 30, 2012, File No. 1-7598). 10.20 Form of Registrants Nonqualified Stock Option Agreement under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (effective for nonqualified stock option awards granted to executive officers after November 8, 2015) (incorporated by reference to Exhibit No. 10.1 to the Registrants Form 8-K Current Report filed as of November 12, 2015, File No. 1-7598). 10.21 Form of Registrants Non-Employee Director Nonqualified Stock Option Agreement under the Registrants Third Amended and Restated 2005 Omnibus Stock Option Plan (incorporated by reference to Exhibit No. 10.3 to the Registrants Form 10-Q Quarterly Report for the quarter ended March 30, 2012, File No. 1-7598). 10.22 Form of Registrants Non-Employee Director Nonqualified Stock Option Agreement (for use in Singapore) under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit 10.4 of the Registrants Form 10-Q Quarterly Report for the quarter ended March 30, 2012, File No. 1-7598). 10.23 Form of Registrants Non-Employee Director Nonqualified Stock Option Agreement (for use outside of U.S. except for Singapore) under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit No. 10.26 to the Registrants Form 10-K Annual Report for the year ended September 28, 2012, File No. 1-7598). 10.24 Form of Registrants Restricted Stock Unit Agreement under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit No. 10.5 to the Registrants Form 10-Q Quarterly Report for the quarter ended March 30, 2012, File No. 1-7598). 10.25 Form of Registrants Restricted Stock Unit Agreement under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (effective for restricted stock unit awards granted to executive officers on or after October 1, 2013 and prior to November 9, 2015) (incorporated by reference to Exhibit No. 10.2 to the Registrants Form 10-Q Quarterly Report for the quarter ended December 27, 2013, File No. 1-7598). 10.26 Form of Registrants Restricted Stock Unit Agreement under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (effective for restricted stock unit awards granted to executive officers after November 8, 2015) (incorporated by reference to Exhibit No. 10.2 to the Registrants Form 8-K Current Report filed as of November 12, 2015, File No. 1-7598). 10.27 Form of Registrants Performance Unit Agreement under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit 10.30 to the Registrant's Form 10-K Annual Report for the year ended October 2, 2015, File No. 1-7598). 10.28 Form of Registrants Performance Unit Agreement under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (effective for performance unit awards granted to executive officers on or after October 1, 2013 and prior to November 9, 2015)(incorporated by reference to Exhibit 10.31 to the Registrant's Form 10-K Annual Report for the year ended October 2, 2015, File No. 1-7598). 10.29 Form of Registrants Performance Unit Agreement under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (effective for performance unit awards granted to executive officers after November 8, 2015) (incorporated by reference to Exhibit No. 10.3 to the Registrants Form 8-K Current Report filed as of November 12, 2015, File No. 1-7598). 10.30 Form of Registrants Grant Agreement for Deferred Stock Units under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit No. 10.7 to the Registrants Form 10-Q Quarterly Report for the quarter ended March 30, 2012, File No. 1-7598). 10.31 Form of Registrants Non-Employee Grant Agreement for Deferred Stock Units (for use in Singapore) under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit 10.8 of the Registrants Form 10-Q Quarterly Report for the quarter ended March 30, 2012, File No. 1-7598). 10.32 Form of Registrants Non-Employee Grant Agreement for Deferred Stock Units (for use outside of U.S. except for Singapore) under the Registrants Third Amended and Restated 2005 Omnibus Stock Plan (incorporated by reference to Exhibit No. 10.31 to the Registrants Form 10-K Annual Report for the year ended September 28, 2012, File No. 1-7598). 10.34++ Loan and Security Agreement (Building Loan) dated as of July 15, 2015 by and among MM PROTON I, LLC, as Borrower; JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent; and the Lenders referenced therein. Lenders includes the Registrant (incorporated by reference to Exhibit 10.43 to the Registrant's Form 10-K/A filed as of August 18, 2016, File No. 1-7598). 10.35++ First Amendment to Loan and Security Agreement (Building Loan) dated as of August 5, 2015 by and among MM PROTON I, LLC, as Borrower; JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent; and the Lenders referenced therein. Lenders includes the Registrant (incorporated by reference to Exhibit 10.44 to the Registrant's Form 10-K/A filed as of August 18, 2016, File No. 1-7598). 10.36++ Loan and Security Agreement (Project Loan) dated as of July 15, 2015 by and among MM PROTON I, LLC, a Borrower; JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent, and the Lenders referenced therein (incorporated by reference to Exhibit 10.45 to the Registrant's Form 10-K/A filed as of August 18, 2016, File No. 1-7598). Lenders includes the Registrant. 10.37++ Amendment No. One to Loan and Security Agreement (Project Loan) dated as of July 31, 2015 by and among MM PROTON I, LLC, as Borrower; JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent, and the Lenders referenced therein. (incorporated by reference to Exhibit 10.46 to the Registrant's Form 10-K/A filed as of August 18, 2016, File No. 1-7598). Lenders includes the Registrant. 10.39 Transition Services Agreement, dated as of January 27, 2017, by and between Registrant and Varex Imaging Corporation (incorporated by reference to Exhibit No. 10.1 to the Registrants Form 8-K Current Report filed as of January 30, 2017, File No. 1-7598). 10.40 Tax Matters Agreement, dated as of January 27, 2017, by and between Registrant and Varex Imaging Corporation (incorporated by reference to Exhibit No. 10.2 to the Registrants Form 8-K Current Report filed as of January 30, 2017, File No. 1-7598). 10.41 Employee Matters Agreement, dated as of January 27, 2017, by and between Registrant and Varex Imaging Corporation (incorporated by reference to Exhibit No. 10.3 to the Registrants Form 8-K Current Report filed as of January 30, 2017, File No. 1-7598). 10.42 Intellectual Property Matters Agreement, dated as of January 27, 2017, by and between Registrant and Varex Imaging Corporation (incorporated by reference to Exhibit No. 10.4 to the Registrants Form 8-K Current Report filed as of January 30, 2017, File No. 1-7598). 10.43 Trademark License Agreement, dated as of January 27, 2017, by and between Registrant and Varex Imaging Corporation (incorporated by reference to Exhibit No. 10.5 to the Registrants Form 8-K Current Report filed as of January 30, 2017, File No. 1-7598). 10.45 Offer Letter between Registrant and Gary Bischoping, dated March 20, 2017 (incorporated by reference to Exhibit 10.1 to the Registrants From 8-K Current Report filed as of April 5, 2017, File No. 1-07598). 10.46 Form of Registrants Performance-based Nonqualified Stock Option Agreement under the Registrants Fourth Amended and Restated 2005 Omnibus Stock Plan for Section 16 officers (incorporated by reference to Exhibit No. 10.1 to the Registrant's Form 8-K Current Report filed as of November 15, 2017, File No. 1-7598). 10.47 Form of Registrants Time-based Nonqualified Stock Option Agreement under the Registrants Fourth Amended and Restated 2005 Omnibus Stock Plan for Section 16 officers (incorporated by reference to Exhibit No. 10.2 to the Registrant's Form 8-K Current Report filed as of November 15, 2017, File No. 1-7598). 10.48 Form of Registrants Restricted Stock Unit Agreement under the Registrants Fourth Amended and Restated 2005 Omnibus Stock Plan for Section 16 officers (incorporated by reference to Exhibit No. 10.3 to the Registrant's Form 8-K Current Report filed as of November 15, 2017, File No. 1-7598). 10.49 Form of Registrants Performance Unit Agreement under the Registrants Fourth Amended and Restated 2005 Omnibus Stock Plan for Section 16 officers (incorporated by reference to Exhibit No. 10.4 to the Registrant's Form 8-K Current Report filed as of November 15, 2017, File No. 1-7598). 10.50 Credit Agreement, dated as of April 3, 2018, among Registrant, Bank of America, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer and each lender from time to time party thereto (incorporated by reference to Exhibit No. 10.1 to the Registrants Form 8-K Current Report filed as of April 4, 2018, File No. 1-7598). 10.52* Form of Registrants Time-based Nonqualified Stock Option Agreement under the Registrants Fifth Amended and Restated 2005 Omnibus Stock Plan. 10.53* Form of Registrants Time Based Restricted Stock Unit Agreement under the Registrants Fifth Amended and Restated 2005 Omnibus Stock Plan. 10.54* Form of Registrant Performance Units Agreement under the Registrant's Fifth Amended and Restated 2005 Omnibus Stock Plan 21* List of Subsidiaries as of November 21, 2018. 23* Consent of Independent Registered Public Accounting Firm. 31.1* Chief Executive Officer Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act. 31.2* Chief Financial Officer Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act. 32.1** Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of2002. 32.2** Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of2002.