WAT 10-K Annual Report Dec. 31, 2020 | Alphaminr

WAT 10-K Fiscal year ended Dec. 31, 2020

WATERS CORP /DE/
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TABLE OF CONTENTS
Part IItem 1: BusinessItem 1A: Risk FactorsItem 1B: Unresolved Staff CommentsItem 1B: UnresolvedItem 2: PropertiesItem 3: Legal ProceedingsItem 4: Mine Safety DisclosuresPart IIItem 5: Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6: Selected Financial DataItem 7: Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A: Quantitative and Qualitative Disclosures About Market RiskItem 8: Financial Statements and Supplementary DataItem 9: Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9: Changes in and Disagreements with Accountants on Accounting andItem 9A: Controls and ProceduresItem 9B: Other InformationPart IIIItem 10: Directors, Executive Officers and Corporate GovernanceItem 11: Executive CompensationItem 12: Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13: Certain Relationships and Related Transactions and Director IndependenceItem 14: Principal Accountant Fees and ServicesPart IVItem 15: Exhibits, Financial Statement SchedulesItem 16: Form 10-k Summary

Exhibits

3.5 Amended and Restated Bylaws of Waters Corporation, dated as of October8, 2020.(33) 4.1 Description of Registrants Securities 10.7 Second Amendment to the Waters Corporation 2003 Equity Incentive Plan.(9)(*) 10.9 Amended and Restated Waters 401(k) Restoration Plan, effective January1, 2008.(11)(*) 10.10 Change of Control/Severance Agreement, dated as of February27, 2008, between Waters Corporation and Mark T. Beaudouin.(12)(*) 10.11 Change of Control/Severance Agreement, dated as of February27, 2008, between Waters Corporation and Elizabeth B. Rae.(12)(*) 10.12 Change of Control/Severance Agreement, dated as of February27, 2008, between Waters Corporation and Eugene G. Cassis.(21)(*) 10.13 Amended and Restated Waters Retirement Restoration Plan, effective January1, 2008.(13)(*) 10.14 Amended and Restated Waters Corporation 1996Non-EmployeeDirector Deferred Compensation Plan, Effective January1, 2008.(13)(*) 10.15 2014 Waters Corporation Management Incentive Plan.(21)(*) 10.16 Waters Corporation 2009 Employee Stock Purchase Plan.(14)(*) 10.17 Note Purchase Agreement, dated as of February1, 2010, between Waters Corporation and the purchases named therein.(15) 10.18 First Amendment to the Note Purchase Agreement, dated as of February1, 2010.(16) 10.19 Note Purchase Agreement, dated March15, 2011, between Waters Corporation and the purchases named therein.(16) 10.20 Waters Corporation 2012 Equity Incentive Plan.(17)(*) 10.21 Form of Waters 2012 Stock Option Agreement - Executive Officers.(18)(*) 10.22 Form of Waters 2012 Stock Option Agreement - Directors.(18)(*) 10.23 Form of Waters 2012 Restricted Stock Agreement - Directors.(18)(*) 10.24 Form of Waters 2012 Restricted Stock Unit Agreement for Executive Officers - Five Year Vesting.(19)(*) 10.25 Form of Waters 2012 Restricted Stock Unit Agreement for Executive Officers - One Year Vesting.(19)(*) 10.26 Note Purchase Agreement, dated June30, 2014, between Waters Corporation and the purchases named therein.(20) 10.27 Change of Control/Severance Agreement, dated as of April1, 2015, between Waters Corporation and Michael F. Silveira.(22)(*) 10.28 President and Chief Executive Employment Agreement.(23)(*) 10.29 Change of Control/Severance Agreement, dated as of September8, 2015, between Waters Corporation and Christopher J. OConnell.(23)(*) 10.30 Note Purchase Agreement, dated as of May12, 2016, between Waters Corporation and the purchasers named therein.(24) 10.31 Form of Waters 2012 Performance Stock Unit Award Agreement.(25)(*) 10.32 Senior Vice President and Chief Financial Officer Employment Agreement.(26)(*) 10.33 Change of Control/Severance Agreement, dated as of January9, 2017, between Waters Corporation and Sherry L. Buck.(26)(*) 10.34 Form of Change of Control/Severance Agreement.(27)(*) 10.35 Employment Agreement, dated July21, 2017, between Waters Corporation and Dr.Rohit Khanna.(28)(*) 10.36 Credit Agreement, dated as of November30, 2017, among Waters Corporation, JPMorgan Chase Bank, N.A., JP Morgan Europe Limited and other Lenders party thereto.(30) 10.37 First Amendment to the Credit Agreement, dated as of November30, 2017, among Waters Corporation, JPMorgan Chase Bank, N.A., JP Morgan Europe Limited and other Lenders party thereto.(31) 10.38 Second Amendment to the Note Purchase Agreement, dated as of February1, 2010.(31) 10.39 First Amendment to the Note Purchase Agreement, dated as of March15, 2011.(31) 10.40 First Amendment to the Note Purchase Agreement, dated as of June30, 2014.(31) 10.41 First Amendment to the Note Purchase Agreement, dated as of May12, 2016.(31) 10.42 Note Purchase Agreement, dated as of September12, 2019, between Waters Corporation and the purchasers named therein.(32) 10.43 Form of Performance Stock Unit Award Agreement under the Waters Corporation 2012 Equity Incentive Plan.(36)(*) 10.44 Chief Executive Officer Transition and Separation Agreement, dated June17, 2020, between Waters Corporation and Christopher J. OConnell.(34)(*) 10.45 President and Chief Executive Employment Agreement, dated July14, 2020, between Waters Corporation and Udit Batra.(34)(*) 10.46 Change of Control/Severance Agreement, dated as of July14, 2020, between Waters Corporation and Udit Batra.(34)(*) 10.47 Waters Corporation 2020 Equity Incentive Plan.(35)(*) 10.48 Employee Form of Stock Option Award Agreement under the Waters Corporation 2020 Equity Incentive Plan.(34)(*) 10.49 Director Form of Stock Option Award Agreement under the Waters Corporation 2020 Equity Incentive Plan.(34)(*) 10.50 Form of RSU Agreement under the Waters Corporation 2020 Equity Incentive Plan.(34)(*) 10.51 CEO Form of PSU Agreement under the Waters Corporation 2020 Equity Incentive Plan.(34)(*) 10.52 Employee(Non-CEO)PSU Agreement under the Waters Corporation 2020 Equity Incentive Plan.(34)(*) 10.53 Director Form of RSA Agreement under the Waters Corporation 2020 Equity Incentive Plan.(34)(*) 21.1 Subsidiaries of Waters Corporation. 23.1 Consent of PricewaterhouseCoopers LLP, an independent registered public accounting firm. 31.1 Chief Executive Officer Certification Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2 Chief Financial Officer Certification Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1 Chief Executive Officer Certification Pursuant to 18U.S.C. Section1350, as Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002.(**) 32.2 Chief Financial Officer Certification Pursuant to 18U.S.C. Section1350, as Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002.(**)