HPQ 10-K Annual Report Oct. 31, 2024 | Alphaminr

HPQ 10-K Fiscal year ended Oct. 31, 2024

HP INC
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 1C. CybersecurityItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. [reserved]Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1: Summary Of Significant Accounting PoliciesNote 2: Segment InformationNote 3: Restructuring and Other ChargesNote 4: Retirement and Post-retirement Benefit PlansNote 5: Stock-based CompensationNote 6: Taxes on EarningsNote 7: Supplementary Financial InformationNote 8: Goodwill and Intangible AssetsNote 9: Fair ValueNote 10: Financial InstrumentsNote 11: BorrowingsNote 12: Stockholders DeficitNote 13: Earnings Per ShareNote 14: Litigation and ContingenciesNote 15: Guarantees, Indemnifications and WarrantiesNote 16: CommitmentsNote 17: LeasesItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2(a) Separation and Distribution Agreement, dated as of October31, 2015, by and among Hewlett-Packard Company, Hewlett Packard Enterprise Company and the Other Parties Thereto.** 8-K 001-04423 2.1 November 5, 2015 3(a) RegistrantsRestatedCertificate of Incorporation. 8-K 001-04423 3.2 April 25, 2024 3(b) Registrants Amended and Restated Bylaws. 8-K 001-04423 3.1 June 17, 2024 3(c) Certificate of Designations of Series A Junior Participating Redeemable Preferred Stock of HP Inc. (included in Exhibit 3(a)). 3(d) Certificate of Designations of Series A Junior Participating Preferred Stock of HP Inc.(included in Exhibit 3(a)). 4(a) Indenture, dated June 1, 2000, between the Registrant and The Bank of New York Mellon Trust Company, National Association, as successor in interest to J.P. Morgan Trust Company, National Association (formerly known as Chase Manhattan Bank and Trust Company, National Association), as Trustee. S-3 333-134327 4.9 June 7, 2006 4(b) Form of Registrants 6.000% Global Note due September15, 2041 and form of related Officers Certificate. 8-K 001-04423 4.5and4.6 September 19, 2011 4(c) Specimen certificate for the Registrants common stock. 8-A/A 001-04423 4.1 June 23, 2006 4(d) Description of HP Inc.s securities. 10-K 001-04423 4(h) December 18, 2023 4(e) Indenture, dated June 17, 2020, between HP Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee. 8-K 001-04423 4.1 June 17, 2020 4(f) Form of 2.200% notes due 2025 and related Officers Certificate. 8-K 001-04423 4.2and4.5 June 17, 2020 4(g) Form of 3.000% notes due 2027 and related Officers Certificate. 8-K 001-04423 4.3and4.5 June 17, 2020 4(h) Form of 3.400% notes due 2030 and related Officers Certificate. 8-K 001-04423 4.4and4.5 June 17, 2020 4(i) First Supplemental Indenture, dated as of June 16, 2021, between the Registrant and The Bank of New York Mellon Trust Company, N.A., as Trustee. 8-K 001-04423 4.2 June 21, 2021 4(j) Form of 1.450% notes due 2026 and 2.650% notes due 2031 (included in Exhibit 4(j)). 4(k) Form of 4.000% notes due 2029 and related Officers Certificate. 8-K 001-04423 4.2and4.4 March 31, 2022 4(l) Form of 4.200% notes due 2032 and related Officers Certificate. 8-K 001-04423 4.3and4.4 March 31, 2022 4(m) Form of 4.750% notes due 2028 and related Officers Certificate. 8-K 001-04423 4.2and4.4 June 21, 2022 4(n) Form of 5.500% notes due 2033 and related Officers Certificate. 8-K 001-04423 4.3and4.4 June 21, 2022 4(o) Second Supplemental Indenture, dated as of September 1, 2022, between HP Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee. 8-K 001-04423 4.2 September 7, 2022 4(p) Form of 4.750% notes due 2029 (included in Exhibit 4(o)). 10(a) Registrants Excess Benefit Retirement Plan, amended and restated as of January1, 2006.* 8-K 001-04423 10.2 September 21, 2006 10(b) Hewlett-Packard Company Cash Account Restoration Plan, amended and restated as of January1, 2005.* 8-K 001-04423 99.3 November 23, 2005 10(c) First Amendment to the Hewlett-Packard Company Excess Benefit Retirement Plan.* 10-Q 001-04423 10(b)(b)(b) March 10, 2009 10(d) Second Amended and Restated Hewlett-Packard Company 2004 Stock Incentive Plan, as amended effective February28, 2013.* 8-K 001-04423 10.2 March 21, 2013 10(e) Form of Grant Agreement for grants of non-qualified stock options.* 10-K 001-04423 10(g)(g)(g) December 16, 2015 10(f) Form of Stock Notification and Award Agreement for awards of restricted stock units.* 10-Q 001-04423 10(r)(r) March 3, 2016 10(g) Registrants 2005 Executive Deferred Compensation Plan, amended and restated effective November1, 2017.* 10-K/A 001-04423 10(n)(n) December 15, 2017 10(h) Registrants Severance and Long-Term Incentive Change in Control Plan for Executive Officers, amended and restated effective February 28, 2020.* 10-Q 001-04423 10(p)(p) March 5, 2020 10(i) 2017 Amendment to the Hewlett-Packard Company Cash Account Restoration Plan.* 10-Q 001-04423 10(w)(w) March 2, 2017 10(j) Second Amendment to the Hewlett-Packard Company Excess Benefit Retirement Plan.* 10-Q 001-04423 10(x)(x) March 2, 2017 10(k) Second Amended and Restated HP Inc. 2004 Stock Incentive Plan, as amended and restated effective January 23, 2017.* 10-Q 001-04423 10(y)(y) March 2, 2017 10(l) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2016).* 10-Q 001-04423 10(a)(a)(a) March 2, 2017 10(m) Second Amended and Restated HP Inc. 2004 Stock Incentive Plan (as amended effective January 29, 2018).* 10-Q 001-04423 10(b)(b)(b) March 1, 2018 10(n) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2017).* 10-Q 001-04423 10(c)(c)(c) March 1, 2018 10(o) Form of Grant Agreement for grants of restricted stock units for directors (for use from November 1, 2017).* 10-Q 001-04423 10(e)(e)(e) March 1, 2018 10(p) Form of Grant Agreement for grants of stock options for directors (for use from November 1, 2017).* 10-Q 001-04423 10(f)(f)(f) March 1, 2018 10(q) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2018).* 10-K 001-04423 10(g)(g)(g) December 13, 2018 10(r) Form of Grant Agreement for grants of restricted stock units for directors (for use from November 1, 2018).* 10-Q 001-04423 10(k)(k)(k) March 5, 2019 10(s) Form of Grant Agreement for grants of non-qualified stock options.* 10-K 001-04423 10(m)(m)(m) December 12, 2019 10(t) Form of Retention Grant Agreement for grants of non-qualified stock options.* 10-K 001-04423 10(n)(n)(n) December 12, 2019 10(u) Form of Grant Agreement for grants of restricted stock units for directors (for use from January 15, 2020).* 10-Q 001-04423 10(n)(n)(n) March 5, 2020 10(v) Amendment Number One to Second Amended and Restated HP Inc. 2004 Stock Incentive Plan (as amended effective February 28, 2020).* 10-Q 001-04423 10(r)(r)(r) June 5, 2020 10(w) Amendment Number One to Registrants 2005 Executive Deferred Compensation Plan (as amended effective February 28, 2020).* 10-Q 001-04423 10(s)(s)(s) June 5, 2020 10(x) HP Inc. 2021 Employee Stock Purchase Plan.* 10-Q 001-04423 10(t)(t)(t) June 5, 2020 10(y) Amendment Number Two to Second Amended and Restated HP Inc. 2004 Stock Incentive Plan (as amended effective September 21, 2020.* 10-K 001-04423 10(x)(x)(x) December 10, 2020 10(z) Amendment Number Two to Registrant's 2005 Executive Deferred Compensation Plan (as amended effective September 21, 2020).* 10-K 001-04423 10(y)(y)(y) December 10, 2020 10(a)(a) Form of Grant Agreement for grants of restricted stock units (for use from November 17, 2020).* 10-Q 001-04423 10(x)(x)(x) March 5, 2021 10(b)(b) Form of Retention Grant Agreement for grants of restricted stock units (for use from November 17, 2020).* 10-Q 001-04423 10(y)(y)(y) March 5, 2021 10(c)(c) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(c)(c)(c)(c) March 5, 2021 10(d)(d) Form of Grant Agreement for grants of restricted stock units for directors.* 10-Q 001-04423 10(d)(d)(d)(d) March 5, 2021 10(e)(e) First Amendment to the Registrants Severance and Long-Term Incentive Change in Control Plan for Executive Officers, as amended and restated effective February 28, 2020 (as amended effective December 7, 2020)* 10-Q 001-04423 10(e)(e)(e)(e) March 5, 2021 10(f)(f) Amendment Number Three to Registrants 2005 Executive Deferred Compensation Plan (as amended effective November 17, 2020).* 10-Q 001-04423 10(f)(f)(f)(f) March 5, 2021 10(g)(g) Amendment Number Four to Registrants 2005 Executive Deferred Compensation Plan (as amended effective as of April 1, 2021 and December 31, 2021).* 10-Q 001-04423 10(j)(j)(j) September 3, 2021 10(h)(h) Form of Grant Agreement for grants of restricted stock units (for use from November 16, 2021).* 10-Q 001-04423 10(j)(j)(j) March 7, 2022 10(i)(i) Form of Retention Grant Agreement for grants of restricted stock units (for use from November 16, 2021).* 10-Q 001-04423 10(k)(k)(k) March 7, 2022 10(j)(j) Form of Grant Agreement for grants of non-qualified stock options.* 10-Q 001-04423 10(l)(l)(l) March 7, 2022 10(k)(k) Form of Grant Agreement for grants of performance-contingent non-qualified stock options.* 10-Q 001-04423 10(o)(o)(o) March 7, 2022 10(l)(l) Third Amended and Restated HP Inc. 2004 Stock Incentive Plan.* 8-K 001-04423 10.1 April 22, 2022 10(m)(m) Plantronics, Inc. 2003 Stock Plan, as amended and restated.* S-8 333-267151 4.4 August 29, 2022 10(n)(n) Amendment Number One to the Plantronics, Inc. 2003 Stock Plan, as amended and restated.* S-8 333-267151 4.5 August 29, 2022 10(o)(o) Amendment Number Five to Registrants 2005 Executive Deferred Compensation Plan.* 10-K 001-04423 10(t)(t)(t) December 6, 2022 10(p)(p) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2022).* 10-Q 001-04423 10(u)(u)(u) March 1, 2023 10(q)(q) Form of Retention Grant Agreement for grants of restricted stock units (for use from November 1, 2022).* 10-Q 001-04423 10(v)(v)(v) March 1, 2023 10(r)(r) Form of Grant Agreement for grants of non-qualified stock options (for use from November 1, 2022).* 10-Q 001-04423 10(w)(w)(w) March 1, 2023 10(s)(s) Form of Grant Agreement for grants of performance-contingent non-qualified stock options (for use from November 1, 2022).* 10-Q 001-04423 10(z)(z)(z) March 1, 2023 10(t)(t) Second Amendment to Registrants Severance and Long-Term Incentive Change in Control Plan for Executive Officers, as amended and restated effective February 28, 2020, for Performance-Contingent Stock Options generally granted on or after December 7, 2022.* 10-Q 001-04423 10(a)(a)(a)(a) March 1, 2023 10(u)(u) Form of Grant Agreement for grants of restricted stock units (for Plantronics, Inc. plan).* 10-Q 001-04423 10(b)(b)(b)(b) March 1, 2023 10(v)(v) Form of Retention Grant Agreement for grants of restricted stock units (for Plantronics, Inc. plan).* 10-Q 001-04423 10(c)(c)(c)(c) March 1, 2023 10(w)(w) 2023 Amendment to the HP Inc. Cash Account Restoration Plan.* 10-Q 001-04423 10(d)(d)(d)(d) May 31, 2023 10(x)(x) Third Amendment to the HP Inc. Excess Benefit Plan.* 10-Q 001-04423 10(e)(e)(e)(e) May 31, 2023 10(y)(y) Form of Grant Agreement for grants of restricted stock units (for use from November 1, 2023).* 10-Q 001-04423 10(f)(f)(f)(f) February 28, 2024 10(z)(z) Form of Retention Grant Agreement for grants of restricted stock units (for use from November 1, 2023).* 10-Q 001-04423 10(g)(g)(g)(g) February 28, 2024 10(a)(a)(a) Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 1, 2023).* 10-Q 001-04423 10(j)(j)(j)(j) February 28, 2024 10(b)(b)(b) Form of Grant Agreement for grants of restricted stock units (for Plantronics, Inc. plan for use from December 1, 2023).* 10-Q 001-04423 10(k)(k)(k)(k) February 28, 2024 10(c)(c)(c) Form of Retention Grant Agreement for grants of restricted stock units (for Plantronics, Inc. plan for use from December 1, 2023).* 10-Q 001-04423 10(l)(l)(l)(l) February 28, 2024 10(d)(d)(d) Registrants Fourth Amended and Restated 2004 Stock Incentive Plan.* 8-K 001-04423 10.1 April 25, 2024 10(e)(e)(e) Five-Year Credit Agreement dated August 1, 2024, by and among the Registrant, the lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. 8-K 001-04423 10.1 August 6, 2024 10(f)(f)(f) Amended Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 16, 2021).* 10-Q 001-04423 10(a) August 29, 2024 10(g)(g)(g) Amended Form of Grant Agreement for grants of performance-adjusted restricted stock units (for use from November 1, 2022).* 10-Q 001-4423 10(b) August 29, 2024 10(h)(h)(h) Form of HP Agreement Regarding Confidential Information and Proprietary Developments* 19 Insider Trading Policy. 21 Subsidiaries of the Registrant as of October 31, 2024. 23 Consent of Independent Registered Public Accounting Firm. 31.1 Certification of Chief Executive Officer pursuantto Rule13a-14(a) and Rule15d-14(a) of the Securities Exchange Act of 1934, as amended. 31.2 Certification of Chief Financial Officer pursuant to Rule13a-14(a) and Rule15d-14(a) of the Securities Exchange Act of 1934, as amended. 32 Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002. 97 HP Inc. Mandatory Covered Compensation Recovery Policy. 10-K 001-04423 97 December 18, 2023