SIVB 10-K Annual Report Dec. 31, 2022 | Alphaminr
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SIVB 10-K Fiscal year ended Dec. 31, 2022

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SVB FINANCIAL GROUP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For The Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. [reserved]Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Consolidated Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management, and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1 Agreement and Plan of Merger by and between SVB Financial Group and Boston Private Financial Holdings, Inc. 8-K 000-39154 2.1 January 8, 2021 3.1 Amended and Restated Certificate of Incorporation 10-Q 000-15637 3.1 May 9, 2019 3.2 Amended and Restated Bylaws, effective as of November 23, 2022 8-K 001-39154 3.2 November 23, 2022 3.3 Certificate of Designations of the Registrant with respect to the Series A Preferred Stock, dated December 6, 2019, filed with the Secretary of State of the State of Delaware and effective December 6, 2019 8-A 000-15637 3.2 December 6, 2019 3.4 Certificate of Designations of the Registrant with respect to the Series B Preferred Stock, dated February 1, 2021, filed with the Secretary of State of the State of Delaware and effective February 1, 2021 8-K 000-39154 3.1 February 2, 2021 4.1 Officers Certificate dated February 2, 2021, relating to the 1.800% Senior Note due 2031 8-K 000-39154 4.6 February 2, 2021 4.2 Officer's Certificate, dated as of June 5, 2020, relating to the 3.125% Senior Note Due 2030 8-K 000-39154 4.2 June 5, 2020 4.3 Indenture, dated September 20, 2010, by and between SVB Financial and U.S. Bank National Association, as trustee 8-K 000-15637 4.1 September 20, 2010 4.4 Officer's Certificate, dated as of January 29, 2015, relating to the 3.50% Senior Note Due 2025 8-K 000-15637 4.2 January 29, 2015 4.5 Deposit Agreement, dated December 9, 2019, among SVB Financial Group and American Stock Transfer and Trust Company, LLC, acting as depositary, and the holders from time to time of the Depositary Receipts described therein 8-K 000-15637 4.2 December 9, 2019 4.6 Form of 3.50% Senior Note due 2025 8-K 000-15637 4.2 January 29, 2015 4.7 Certificate of Designation of the Registrant with respect to the Series C Preferred Stock, dated May 12, 2021, filed with the Secretary of State of Delaware and effective May 12, 2021 8-K 001-39154 3.1 May 13, 2021 4.8 Form of 2.100% Senior Notes due 2028 8-K 001-39154 4.7 May 13, 2021 4.9 Certificate of Designation of the Registrant with respect to the Series D Preferred Stock, dated October 27, 2021, filed with the Secretary of State of Delaware and effective October 27, 2021 8-K 001-39154 3.1 October 28, 2021 4.10 Certificate of Designation of the Registrant with respect to the Series E Preferred Stock, dated October 27, 2021, filed with the Secretary of State of Delaware and effective October 27, 2021 8-K 001-39154 3.2 October 28, 2021 4.11 Form of 1.800% Senior Notes due 2026 8-K 001-39154 4.7 October 28, 2021 4.12 First Supplemental Indenture, dated April 28, 2022, by and between SVB Financial and U.S. Bank Trust Company, National Association, as trustee 8-K 001-39154 4.2 April 29, 2022 4.13 Officers Certificate, dated April 29, 2022, relating to the 4.345% Senior Fixed Rate/Floating Rate Notes due 2028 and 4.570% Senior Fixed Rate/Floating Rate Notes due 2033 8-K 001-39154 4.3 April 29, 2022 4.14 Form of 4.345% Senior Fixed Rate/Floating Rate Notes due 2028 8-K 001-39154 4.4 April 29, 2022 4.15 Form of 4.570% Senior Fixed Rate/Floating Rate Notes due 2033 8-K 001-39154 4.5 April 29, 2022 4.16 Description of Registrant's Securities *10.1 Office Lease Agreement, dated as of September15, 2004, between CA-Lake Marriott Business Park Limited Partnership and Silicon Valley Bank: 3001, 3003 and 3101 Tasman Drive, Santa Clara, CA95054 8-K 000-15637 10.28 September 20, 2004 *10.2 1999 Employee Stock Purchase Plan 10-Q 000-15637 10.1 August 8, 2016 *10.3 Formof Indemnification Agreement 10-Q 000-15637 10.7 November 6, 2009 *10.4 Incentive Compensation Plan 10-Q 000-15637 10.1 August 7, 2018 *10.5 Deferred Compensation Plan 10-K 000-15637 10.7 February 28, 2019 *10.6 Change in Control Severance Plan 8-K 000-15637 10.14 March 15, 2012 *10.7 2006 Equity Incentive Plan 10-K 001-39154 10.19 March 1, 2021 *10.8 Offer Letter dated November 2, 2006, for Michael Descheneaux 8-K 000-15637 10.31 April 17, 2007 *10.9 Offer Letter dated April 25, 2007, for Michael Descheneaux 8-K/A 000-15637 10.32 May 2, 2007 *10.10 Form of Letter Agreement with Michael Descheneaux re: Salary Changes 8-K 000-15637 10.31 May 14, 2009 *10.11 Form of Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan+ 10-K 000-15637 10.35 February 27, 2014 *10.12 UK Sub-Plan of the 2006 Equity Incentive Plan+ 10-Q 000-15637 10.3 May 9, 2014 *10.13 Israeli Sub-Plan of the 2006 Equity Incentive Plan+ 10-Q 000-15637 10.5 May 9, 2014 *10.14 Form of Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan++ 8-K 000-15637 10.3 January 9, 2015 *10.15 Form of Restricted Stock Unit Agreement under 2006 Equity Incentive Plan (Subject to Time-Based Vesting)++ 8-K 000-15637 10.4 January 9, 2015 *10.16 Form of Restricted Stock Unit Agreement under 2006 Incentive Plan (Subject to Performance-Based Vesting)++ 8-K 000-15637 10.5 January 9, 2015 *10.17 Form of Incentive Stock Option Agreement under 2006 Equity Incentive Plan 10-K 001-39154 10.18 March 1, 2021 *10.18 Form of Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan+++ 10-K 001-39154 10.19 March 1, 2021 *10.19 Form of Restricted Stock Unit Agreement under 2006 Equity Incentive Plan (Subject to Time-Based Vesting)+++ 10-K 001-39154 10.20 March 1, 2021 *10.20 Form of Restricted Stock Unit Agreement under 2006 Equity Incentive Plan (Subject to Performance-Based Vesting)+++ 10-K 001-39154 10.21 March 1, 2021 *10.21 Form of Restricted Stock Award Agreement under 2006 Equity Incentive Plan+++ 10-K 001-39154 10.22 March 1, 2021 *10.22 Form of Stock Appreciation Rights Agreement under 2006 Equity Incentive Plan+++ 10-K 001-39154 10.23 March 1, 2021 *10.23 Form of Incentive Stock Option Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement)+++ 10-K 001-39154 10.24 March 1, 2021 *10.24 Form of Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement)+++ 10-K 001-39154 10.25 March 1, 2021 *10.25 Form of Restricted Stock Unit Agreement under 2006 Equity Incentive Plan (Subject to Time-Based Vesting) (Continued Vesting Upon Retirement)+++ 10-K 001-39154 10.26 March 1, 2021 *10.26 Form of Restricted Stock Unit Agreement under 2006 Incentive Plan (Subject to Performance-Based Vesting) (Continued Vesting Upon Retirement)+++ 10-K 001-39154 10.27 March 1, 2021 *10.27 Form of Restricted Stock Award Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement)+++ 10-K 001-39154 10.28 March 1, 2021 *10.28 Form of Stock Appreciation Rights Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement)+++ 10-K 001-39154 10.29 March 1, 2021 *10.29 Form of U.K.-Approved Stock Option Agreement++ 8-K 000-15637 10.8 January 9, 2015 *10.30 Service Agreement, dated July 14, 2009, between SVB Financial Group UK Limited and Philip Cox 10-K 000-15637 10.47 February 26, 2015 *10.31 Offer Agreement dated April 28, 2017, by and between Daniel Beck and SVB Financial Group 8-K 000-15637 10.1 May 12, 2017 *10.32 Letter Agreement dated May 11, 2017, by and between Michael Descheneaux and SVB Financial Group 8-K 000-15637 10.2 May 12, 2017 *10.33 Amended and Restated 401K and Employee Stock Ownership Plan 10.-K 001-39154 10.33 March 1, 2022 *10.34 Israeli Sub-Plan of the 1999 Employee Stock Purchase Plan++++ 10-K 001-39154 10.34 March 1, 2022 *10.35 Boston Private Financial Holdings, Inc. 2020 Omnibus Incentive Plan S-8 333-237886 99.1 April 29, 2020 *10.36 Boston Private Financial Holdings, Inc. 2010 Inducement Stock Plan 8-K 000-17089 10.2 June 8, 2010 *10.37 Third Amendment to Boston Private Financial Holdings, Inc. 2010 Inducement Stock Plan 8-K 001-35070 10.1 November 20, 2018 *10.38 Boston Private Financial Holdings, Inc. Amended and Restated 2009 Stock Option and Incentive Plan 8-K 001-35070 99.1 April 17, 2014 *10.39 Boston Private Financial Holdings, Inc. 2009 Stock Option and Incentive Plan 8-K 000-17089 99.1 April 27, 2009 21.1 Subsidiaries of SVB Financial 23.1 Consent of KPMG LLP, independent registered public accounting firm 31.1 Rule 13a-14(a) / 15(d)-14(a) Certification of Principal Executive Officer 31.2 Rule 13a-14(a) / 15(d)-14(a) Certification of Principal Financial Officer 32.1 Section1350 Certifications